The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A T & T INC (NEW) | COMMON | 00206R102 | 4,395,525 | 275,581 | SH | SOLE | 275,086 | 0 | 495 | |||
ABBOTT LABS | COMMON | 002824100 | 899,306 | 8,249 | SH | SOLE | 8,249 | 0 | 0 | |||
ABBVIE INC COM | COMMON | 00287Y109 | 7,318,109 | 54,316 | SH | SOLE | 54,214 | 0 | 102 | |||
ALPHABET INC CAP STK | COMMON | 02079K107 | 13,216,707 | 109,256 | SH | SOLE | 109,045 | 0 | 211 | |||
ALPS ETF TR RIVERFRNT | COMMON | 00162Q528 | 28,328,664 | 614,105 | SH | SOLE | 614,105 | 0 | 0 | |||
ALPS ETF TR RIVERFRNT | COMMON | 00162Q510 | 8,387,244 | 190,218 | SH | SOLE | 190,218 | 0 | 0 | |||
ALPS ETF TR RIVERFRNT | ETF - F | 00162Q783 | 4,729,199 | 208,243 | SH | SOLE | 208,243 | 0 | 0 | |||
ALPS ETF TR RIVERFRON | COMMON | 00162Q536 | 9,901,661 | 445,836 | SH | SOLE | 445,836 | 0 | 0 | |||
AMAZON COM INC COM | COMMON | 023135106 | 13,716,253 | 105,218 | SH | SOLE | 105,038 | 0 | 180 | |||
AMERICAN BALANCED FD | MUTUAL | 024071409 | 312,427 | 10,247 | SH | SOLE | 10,247 | 0 | 0 | |||
APPLE INC COM | COMMON | 037833100 | 41,324,643 | 213,046 | SH | SOLE | 212,799 | 0 | 247 | |||
BANK OF AMERICA CORPO | COMMON | 060505104 | 309,049 | 10,772 | SH | SOLE | 10,772 | 0 | 0 | |||
BERKSHIRE HATHAWAY IN | COMMON | 084670702 | 865,117 | 2,537 | SH | SOLE | 2,537 | 0 | 0 | |||
BOEING CO COM | COMMON | 097023105 | 422,320 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | |||
CATERPILLAR INC COM | COMMON | 149123101 | 13,454,915 | 54,683 | SH | SOLE | 54,580 | 0 | 103 | |||
COCA COLA CO | COMMON | 191216100 | 5,517,356 | 91,620 | SH | SOLE | 91,620 | 0 | 0 | |||
COMMUNICATION SERVICE | COMMON | 81369Y852 | 23,172,126 | 356,056 | SH | SOLE | 356,056 | 0 | 0 | |||
DBX ETF TR XTRACK MSC | COMMON | 233051630 | 2,147,501 | 93,248 | SH | SOLE | 93,248 | 0 | 0 | |||
DISNEY WALT PRODTNS | COMMON | 254687106 | 428,544 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | |||
DOMINION RES INC VA N | COMMON | 25746U109 | 219,020 | 4,229 | SH | SOLE | 4,229 | 0 | 0 | |||
EDISON INTL COM | COMMON | 281020107 | 231,685 | 3,336 | SH | SOLE | 3,336 | 0 | 0 | |||
EOG RES INC COM | COMMON | 26875P101 | 10,396,392 | 90,845 | SH | SOLE | 90,677 | 0 | 168 | |||
FIRST TR EXCH TRADED | COMMON | 33739P707 | 5,347,614 | 97,185 | SH | SOLE | 97,185 | 0 | 0 | |||
FIRST TR EXCH TRADED | COMMON | 33739P608 | 20,690,243 | 362,034 | SH | SOLE | 362,034 | 0 | 0 | |||
FIRST TR EXCHANGE TRA | COMMON | 33738R308 | 5,218,257 | 248,252 | SH | SOLE | 248,252 | 0 | 0 | |||
FIRST TR EXCHANGE TRA | COMMON | 33738D309 | 3,083,798 | 68,075 | SH | SOLE | 68,075 | 0 | 0 | |||
FIRST TR EXCHANGE-TRA | COMMON | 33738R720 | 2,892,829 | 63,342 | SH | SOLE | 63,342 | 0 | 0 | |||
FRANKLIN TEMPLETON ET | COMMON | 35473P744 | 8,472,084 | 313,200 | SH | SOLE | 312,508 | 0 | 692 | |||
GLOBAL X FDS US INFR | COMMON | 37954Y673 | 279,695 | 8,899 | SH | SOLE | 8,774 | 0 | 125 | |||
GLOBAL X S&P 500 COVE | COMMON | 37954Y475 | 620,142 | 15,107 | SH | SOLE | 15,107 | 0 | 0 | |||
GOLDMAN SACHS ETF TR | COMMON | 381430503 | 194,787,144 | 2,231,238 | SH | SOLE | 2,229,348 | 0 | 1,890 | |||
HARTFORD FDS EXCHANGE | ETF - E | 41653L503 | 773,467 | 20,333 | SH | SOLE | 20,333 | 0 | 0 | |||
HARTFORD FINL SVCS GR | COMMON | 416515104 | 5,238,460 | 72,736 | SH | SOLE | 72,588 | 0 | 148 | |||
HUNTINGTON BANCSHARES | COMMON | 446150104 | 147,794 | 13,710 | SH | SOLE | 13,710 | 0 | 0 | |||
INVESCO EXCH TRADED F | COMMON | 46138E123 | 10,354,659 | 99,468 | SH | SOLE | 99,240 | 0 | 228 | |||
INVESCO EXCHANGE TRAD | COMMON | 46137V357 | 63,473,799 | 424,176 | SH | SOLE | 424,176 | 0 | 0 | |||
INVESCO EXCHNG TRADED | COMMON | 46138G508 | 302,829 | 14,393 | SH | SOLE | 14,393 | 0 | 0 | |||
INVESCO NASDAQ 100 ET | COMMON | 46138G649 | 2,004,160 | 13,187 | SH | SOLE | 13,086 | 0 | 101 | |||
INVESCO QQQ TR UNIT S | COMMON | 46090E103 | 33,121,373 | 89,657 | SH | SOLE | 89,361 | 0 | 296 | |||
ISHARES GENOMICS IMMU | COMMON | 46435U192 | 991,458 | 42,454 | SH | SOLE | 42,454 | 0 | 0 | |||
ISHARES INC CORE MSCI | COMMON | 46434G103 | 20,373,322 | 413,335 | SH | SOLE | 412,389 | 0 | 946 | |||
ISHARES INC MSCI EMRG | ETF - E | 46434G764 | 15,992,333 | 307,663 | SH | SOLE | 307,001 | 0 | 662 | |||
ISHARES INC MSCI GERM | COMMON | 464286806 | 2,355,368 | 82,442 | SH | SOLE | 82,442 | 0 | 0 | |||
ISHARES TR 0-5YR HI Y | COMMON | 46434V407 | 69,454,053 | 1,675,610 | SH | SOLE | 1,671,204 | 0 | 4,406 | |||
ISHARES TR 10 YR INV | COMMON | 464289511 | 21,314,716 | 413,476 | SH | SOLE | 412,279 | 0 | 1,197 | |||
ISHARES TR 20 YR TRS | COMMON | 464287432 | 750,740 | 7,293 | SH | SOLE | 7,293 | 0 | 0 | |||
ISHARES TR CORE MSCI | COMMON | 46432F842 | 204,760,903 | 3,033,494 | SH | SOLE | 3,031,758 | 0 | 1,736 | |||
ISHARES TR DJ PHARMA | COMMON | 464288836 | 6,226,528 | 46,051 | SH | SOLE | 45,829 | 0 | 222 | |||
ISHARES TR EAFE VALUE | COMMON | 464288877 | 50,527,364 | 1,032,434 | SH | SOLE | 1,030,203 | 0 | 2,231 | |||
ISHARES TR ISHS 1-5YR | COMMON | 464288646 | 2,406,705 | 47,971 | SH | SOLE | 47,971 | 0 | 0 | |||
ISHARES TR LEHMAN 10- | COMMON | 464288653 | 74,257,622 | 670,376 | SH | SOLE | 669,887 | 0 | 489 | |||
ISHARES TR LEHMAN AGG | COMMON | 464287226 | 17,271,194 | 176,326 | SH | SOLE | 176,326 | 0 | 0 | |||
ISHARES TR MSCI EAFE | COMMON | 464287465 | 388,600 | 5,360 | SH | SOLE | 5,360 | 0 | 0 | |||
ISHARES TR MSCI EURO | COMMON | 464289180 | 36,387,550 | 1,897,161 | SH | SOLE | 1,896,501 | 0 | 660 | |||
ISHARES TR RUSSELL100 | COMMON | 464287614 | 517,614 | 1,881 | SH | SOLE | 1,881 | 0 | 0 | |||
ISHARES TR S&P 500 IN | COMMON | 464287200 | 286,964,792 | 643,837 | SH | SOLE | 643,824 | 0 | 13 | |||
ISHARES TR S&P LTN AM | COMMON | 464287390 | 5,753,406 | 211,755 | SH | SOLE | 211,494 | 0 | 261 | |||
ISHARES TR S&P NATL M | COMMON | 464288414 | 778,916 | 7,298 | SH | SOLE | 7,298 | 0 | 0 | |||
ISHARES TR S&P SHRT N | COMMON | 464288158 | 446,540 | 4,292 | SH | SOLE | 4,292 | 0 | 0 | |||
ISHARES TR S&P SMLCAP | COMMON | 464287804 | 219,288 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | |||
ISHARES TR TR U.S. ME | COMMON | 464288810 | 12,507,098 | 221,521 | SH | SOLE | 221,023 | 0 | 498 | |||
ISHARES TR U.S. FIN S | COMMON | 464287770 | 73,292,754 | 549,553 | SH | SOLE | 548,797 | 0 | 756 | |||
ISHARES TR U.S. TECH | COMMON | 464287721 | 57,017,969 | 523,725 | SH | SOLE | 522,939 | 0 | 786 | |||
ISHARES TR US PFD STK | COMMON | 464288687 | 1,139,894 | 36,854 | SH | SOLE | 36,854 | 0 | 0 | |||
J P MORGAN EXCHANGE T | ETF - E | 46641Q332 | 123,216,317 | 2,226,935 | SH | SOLE | 2,225,333 | 0 | 1,602 | |||
J P MORGAN EXCHANGE T | ETF - E | 46641Q647 | 2,372,865 | 47,240 | SH | SOLE | 47,240 | 0 | 0 | |||
J P MORGAN EXCHANGE T | COMMON | 46654Q203 | 90,049,959 | 1,861,690 | SH | SOLE | 1,861,010 | 0 | 680 | |||
J P MORGAN EXCHANGE-T | COMMON | 46641Q225 | 22,123,238 | 361,136 | SH | SOLE | 360,350 | 0 | 786 | |||
JP MORGAN EXCHANGE TR | COMMON | 46641Q837 | 3,512,142 | 70,046 | SH | SOLE | 69,794 | 0 | 252 | |||
JPMORGAN CHASE & CO. | COMMON | 46625H100 | 6,684,472 | 45,960 | SH | SOLE | 45,877 | 0 | 83 | |||
KINDER MORGAN INC DEL | COMMON | 49456B101 | 6,210,355 | 360,647 | SH | SOLE | 359,991 | 0 | 656 | |||
LATTICE STRATEGIES TR | COMMON | 518416870 | 20,895,632 | 475,036 | SH | SOLE | 474,180 | 0 | 856 | |||
MCDONALDS CORP COM | COMMON | 580135101 | 745,130 | 2,497 | SH | SOLE | 2,497 | 0 | 0 | |||
MICROSOFT CORP COM | COMMON | 594918104 | 53,725,235 | 157,763 | SH | SOLE | 157,662 | 0 | 101 | |||
PEPSICO INC COM | COMMON | 713448108 | 478,423 | 2,583 | SH | SOLE | 2,583 | 0 | 0 | |||
PIMCO ETF TR INV GRD | COMMON | 72201R817 | 876,888 | 9,245 | SH | SOLE | 9,245 | 0 | 0 | |||
PROLOGIS INC. COM | COMMON | 74340W103 | 21,676,006 | 176,759 | SH | SOLE | 176,608 | 0 | 151 | |||
RIO TINTO PLC SPONSOR | COMMON | 767204100 | 4,713,311 | 73,830 | SH | SOLE | 73,697 | 0 | 133 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y506 | 53,664,892 | 661,141 | SH | SOLE | 660,726 | 0 | 415 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y308 | 31,725,688 | 427,742 | SH | SOLE | 427,674 | 0 | 68 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y407 | 39,655,734 | 233,530 | SH | SOLE | 233,519 | 0 | 11 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y209 | 67,417,843 | 507,932 | SH | SOLE | 507,901 | 0 | 31 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y704 | 24,657,699 | 229,758 | SH | SOLE | 229,758 | 0 | 0 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y803 | 102,900,361 | 591,857 | SH | SOLE | 591,857 | 0 | 0 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y100 | 18,725,537 | 225,962 | SH | SOLE | 225,962 | 0 | 0 | |||
SPDR SER TR BLOOMBERG | COMMON | 78468R523 | 47,520,981 | 477,789 | SH | SOLE | 477,789 | 0 | 0 | |||
SPDR SER TR CAP S/T H | COMMON | 78468R408 | 269,565 | 10,913 | SH | SOLE | 10,913 | 0 | 0 | |||
SPDR SERIES TRUST BAR | COMMON | 78464A474 | 69,522,585 | 2,361,500 | SH | SOLE | 2,361,500 | 0 | 0 | |||
SPDR SERIES TRUST POR | COMMON | 78464A649 | 190,468,350 | 7,507,621 | SH | SOLE | 7,507,621 | 0 | 0 | |||
SSGA ACTIVE ETF TR BL | COMMON | 78467V608 | 2,643,210 | 63,129 | SH | SOLE | 63,129 | 0 | 0 | |||
STRYKER CORP COM | COMMON | 863667101 | 2,463,907 | 8,076 | SH | SOLE | 8,076 | 0 | 0 | |||
UNITEDHEALTH GROUP IN | COMMON | 91324P102 | 8,974,749 | 18,672 | SH | SOLE | 18,636 | 0 | 36 | |||
VANECK ETF TRUST MRNG | COMMON | 92189F593 | 30,106,398 | 948,830 | SH | SOLE | 946,663 | 0 | 2,167 | |||
VANGUARD 500 INDEX FU | MUTUAL | 922908710 | 1,222,898 | 2,979 | SH | SOLE | 2,979 | 0 | 0 | |||
VANGUARD BD INDEX FD | COMMON | 921937835 | 170,594,138 | 2,346,872 | SH | SOLE | 2,346,872 | 0 | 0 | |||
VANGUARD CHESTER FDS | MUTUAL | 92202E839 | 368,837 | 8,452 | SH | SOLE | 8,452 | 0 | 0 | |||
VANGUARD SCOTTSDALE F | COMMON | 92206C706 | 30,056,003 | 512,376 | SH | SOLE | 512,376 | 0 | 0 | |||
VANGUARD SCOTTSDALE F | COMMON | 92206C870 | 115,114,872 | 1,456,597 | SH | SOLE | 1,456,597 | 0 | 0 | |||
VANGUARD SCOTTSDALE F | COMMON | 92206C813 | 6,217,428 | 79,213 | SH | SOLE | 79,213 | 0 | 0 | |||
VANGUARD SCOTTSDALE F | COMMON | 92206C409 | 119,486,654 | 1,579,257 | SH | SOLE | 1,579,257 | 0 | 0 | |||
VANGUARD WORLD FD EXT | COMMON | 921910709 | 27,114,833 | 311,414 | SH | SOLE | 311,414 | 0 | 0 | |||
VISA INC COM CL A | COMMON | 92826C839 | 4,025,526 | 16,951 | SH | SOLE | 16,918 | 0 | 33 | |||
WALMART INC COM | COMMON | 931142103 | 9,709,210 | 86,371 | SH | SOLE | 86,014 | 0 | 357 | |||
WHIRLPOOL CORP | COMMON | 963320106 | 1,487,900 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | |||
WISDOMTREE TR EUROPE | COMMON | 97717X701 | 1,435,509 | 35,068 | SH | SOLE | 35,068 | 0 | 0 | |||
WISDOMTREE TRUST JP T | COMMON | 97717W851 | 25,642,533 | 308,018 | SH | SOLE | 308,018 | 0 | 0 |