The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 21VIANET GROUP INC-ADR | SPONSORED ADS A | 90138A103 | 194,724 | 60,100 | SH | DFND | 60,100 | 0 | 0 | |||
| ACTIVISION BLIZZARD INC | COM | 00507V109 | 5,267,465 | 61,543 | SH | DFND | 2 | 61,543 | 0 | 0 | ||
| ADOBE SYSTEMS | COM | 00724F101 | 1,163,817 | 3,020 | SH | DFND | 1 | 3,020 | 0 | 0 | ||
| AFFIRM HOLDINGS INC | NOTE 11/1 | 00827BAB2 | 4,815,600 | 7,500,000 | PRN | DFND | 1 | 7,500,000 | 0 | 0 | ||
| AGILENT TECHNOLOGIES INC | COM | 00846U101 | 867,807 | 6,273 | SH | DFND | 1 | 6,273 | 0 | 0 | ||
| AIR TRANSPORT SERVICES GROUP | COM | 00922R105 | 400,144 | 19,210 | SH | DFND | 3 | 19,210 | 0 | 0 | ||
| ALBEMARLE CORP | COM | 012653101 | 1,335,082 | 6,040 | SH | DFND | 1 | 6,040 | 0 | 0 | ||
| ALPHABET INC-CL A | CAP STK CL A | 02079K305 | 1,555,950 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | ||
| AMAZON.COM INC | COM | 023135106 | 4,295,625 | 41,588 | SH | DFND | 1 | 41,588 | 0 | 0 | ||
| APPLIED MATERIALS INC | COM | 038222105 | 1,596,790 | 13,000 | SH | DFND | 1 | 13,000 | 0 | 0 | ||
| APTIV PLC | COM | G6095L109 | 383,129 | 3,415 | SH | DFND | 1 | 3,415 | 0 | 0 | ||
| ARES CAPITAL CORP | COM | 04010L103 | 9,137,500 | 500,000 | SH | Put | DFND | 2 | 500,000 | 0 | 0 | |
| ASML HOLDING NV-NY REG SHS | N Y REGISTRY SHS | N07059210 | 3,063,195 | 4,500 | SH | DFND | 1 | 4,500 | 0 | 0 | ||
| AUTODESK INC | COM | 052769106 | 328,476 | 1,578 | SH | DFND | 1 | 1,578 | 0 | 0 | ||
| Bank Ozk | COM | 06417N103 | 444,600 | 13,000 | SH | Put | DFND | 3 | 13,000 | 0 | 0 | |
| BED BATH & BEYOND | COM | 075896100 | 5,479 | 12,820 | SH | DFND | 1 | 12,820 | 0 | 0 | ||
| BILIBILI INC | NOTE 0.500%12/0 | 090040AF3 | 3,814,000 | 5,500,000 | PRN | DFND | 5,500,000 | 0 | 0 | |||
| BILIBILI INC | NOTE 1.250% 6/1 | 090040AD8 | 3,746,000 | 4,000,000 | PRN | DFND | 4,000,000 | 0 | 0 | |||
| BLACK KNIGHT INC | COM | 09215C105 | 287,800 | 5,000 | SH | DFND | 3 | 5,000 | 0 | 0 | ||
| CADENCE DESIGN SYS INC | COM | 127387108 | 1,365,585 | 6,500 | SH | DFND | 1 | 6,500 | 0 | 0 | ||
| CATERPILLAR STK | COM | 149123101 | 3,432,600 | 15,000 | SH | Put | DFND | 3 | 15,000 | 0 | 0 | |
| CHARTER COMMUNICATIONS | CL A | 16119P108 | 561,805 | 1,571 | SH | DFND | 3 | 1,571 | 0 | 0 | ||
| CHICAGO MERCANTILE EXCHANGE | COM | 12572Q105 | 19,640,951 | 102,553 | SH | DFND | 1 | 102,553 | 0 | 0 | ||
| CLEAN HARBORS INC | COM | 184496107 | 323,896 | 2,272 | SH | DFND | 1 | 2,272 | 0 | 0 | ||
| DANAHER CORP | COM | 235851102 | 835,261 | 3,314 | SH | DFND | 1 | 3,314 | 0 | 0 | ||
| DARLING INGREDIENTS INC | COM | 237266101 | 1,089,277 | 18,652 | SH | DFND | 1 | 18,652 | 0 | 0 | ||
| DAVITA INC | COM | 23918K108 | 574,989 | 7,089 | SH | DFND | 3 | 7,089 | 0 | 0 | ||
| DigitalOcean Holdings Inc | COM | 25402D102 | 5,248,780 | 134,000 | SH | DFND | 1 | 134,000 | 0 | 0 | ||
| EATON CORP | SHS | G29183103 | 492,945 | 2,877 | SH | DFND | 1 | 2,877 | 0 | 0 | ||
| ENDEAVOR GROUP HOLD-CLASS A | CL A COM | 29260Y109 | 3,350,200 | 140,000 | SH | DFND | 1 | 140,000 | 0 | 0 | ||
| ENERGY SELECT SECTOR SPDR | ENERGY | 81369Y506 | 4,141,500 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | ||
| FIRST SOLAR INC | COM | 336433107 | 669,030 | 3,076 | SH | DFND | 1 | 3,076 | 0 | 0 | ||
| FREEPORT - MCMORAN COPPER B | CL B | 35671D857 | 1,457,132 | 35,618 | SH | DFND | 1 | 35,618 | 0 | 0 | ||
| GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 8,511,750 | 9,000,000 | PRN | DFND | 9,000,000 | 0 | 0 | |||
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 37611X100 | 929,074 | 698,552 | SH | DFND | 1 | 698,552 | 0 | 0 | ||
| Global X Uranium ETF | GLOBAL X URANIUM | 37954Y871 | 18,235,950 | 915,000 | SH | DFND | 1 | 915,000 | 0 | 0 | ||
| Global X Uranium ETF | GLOBAL X URANIUM | 37954Y871 | 880,906 | 44,200 | SH | DFND | 3 | 44,200 | 0 | 0 | ||
| HORIZON PHARMA PLC | SHS | G46188101 | 4,911,300 | 45,000 | SH | DFND | 2 | 45,000 | 0 | 0 | ||
| IISHARES MSCI INDIA ETF | MSCI INDIA ETF | 46429B598 | 621,967 | 15,802 | SH | DFND | 1 | 15,802 | 0 | 0 | ||
| Invesco QQQ Trust Series 1 Nasdaq100 BB:QQQ | UNIT SER 1 | 46090E103 | 6,627,205 | 20,650 | SH | DFND | 2 | 20,650 | 0 | 0 | ||
| Invesco QQQ Trust Series 1 Nasdaq100 BB:QQQ | UNIT SER 1 | 46090E103 | 51,348,800 | 160,000 | SH | Call | DFND | 2 | 160,000 | 0 | 0 | |
| Invesco QQQ Trust Series 1 Nasdaq100 BB:QQQ | UNIT SER 1 | 46090E103 | 51,348,800 | 160,000 | SH | Put | DFND | 2 | 160,000 | 0 | 0 | |
| Invesco QQQ Trust Series 1 Nasdaq100 BB:QQQ | UNIT SER 1 | 46090E103 | 1,099,634,552 | 3,426,400 | SH | Put | DFND | 3 | 3,426,400 | 0 | 0 | |
| IOVANCE BIOTHERAPEUTICS | COM | 462260100 | 3,263,779 | 534,170 | SH | DFND | 1 | 534,170 | 0 | 0 | ||
| IQIYI INC | NOTE 4.000%12/1 | 46267XAE8 | 1,882,000 | 3,100,000 | PRN | DFND | 3,100,000 | 0 | 0 | |||
| ISHARES 20(plus) YR TREAS | 20 YR TR BD ETF | 464287432 | 53,185,000 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | ||
| ISHARES FTSE/XINHUA CHINA 25 | CHINA LG-CAP ETF | 464287184 | 11,812,000 | 400,000 | SH | Call | DFND | 3 | 400,000 | 0 | 0 | |
| ISHARES IBOXX H/Y CORP BOND | IBOXX HI YD ETF | 464288513 | 158,655,000 | 2,100,000 | SH | Call | DFND | 3 | 2,100,000 | 0 | 0 | |
| ISHARES IBOXX H/Y CORP BOND | IBOXX HI YD ETF | 464288513 | 710,170,000 | 9,400,000 | SH | Put | DFND | 3 | 9,400,000 | 0 | 0 | |
| ISHARES IBOXX H/Y CORP BOND | IBOXX HI YD ETF | 464288513 | 105,815,330 | 1,400,600 | SH | Put | DFND | 1 | 1,400,600 | 0 | 0 | |
| ISHARES IBOXX INV GR CORP BD | IBOXX INV CP ETF | 464287242 | 30,910,020 | 282,000 | SH | DFND | 3 | 282,000 | 0 | 0 | ||
| ISHARES IBOXX INV GR CORP BD | IBOXX INV CP ETF | 464287242 | 241,142,000 | 2,200,000 | SH | Call | DFND | 2 | 2,200,000 | 0 | 0 | |
| ISHARES IBOXX INV GR CORP BD | IBOXX INV CP ETF | 464287242 | 54,805,000 | 500,000 | SH | Put | DFND | 2 | 500,000 | 0 | 0 | |
| ISHARES IBOXX INV GR CORP BD | IBOXX INV CP ETF | 464287242 | 32,883,000 | 300,000 | SH | Put | DFND | 3 | 300,000 | 0 | 0 | |
| ISHARES JP MORGAN USD EMERGING MARKETS | JPMORGAN USD EMG | 464288281 | 60,827,400 | 705,000 | SH | DFND | 3 | 705,000 | 0 | 0 | ||
| ISHARES JP MORGAN USD EMERGING MARKETS | JPMORGAN USD EMG | 464288281 | 58,239,000 | 675,000 | SH | Call | DFND | 3 | 675,000 | 0 | 0 | |
| ISHARES JP MORGAN USD EMERGING MARKETS | JPMORGAN USD EMG | 464288281 | 43,140,000 | 500,000 | SH | Call | DFND | 2 | 500,000 | 0 | 0 | |
| ISHARES JP MORGAN USD EMERGING MARKETS | JPMORGAN USD EMG | 464288281 | 86,280,000 | 1,000,000 | SH | Put | DFND | 2 | 1,000,000 | 0 | 0 | |
| ISHARES JP MORGAN USD EMERGING MARKETS | JPMORGAN USD EMG | 464288281 | 21,570,000 | 250,000 | SH | Put | DFND | 3 | 250,000 | 0 | 0 | |
| ISHARES MSCI BRAZIL | MSCI BRAZIL ETF | 464286400 | 2,738,000 | 100,000 | SH | Call | DFND | 3 | 100,000 | 0 | 0 | |
| ISHARES MSCI EMERGING MKT IN | MSCI EMG MKT ETF | 464287234 | 6,905,500 | 175,000 | SH | Call | DFND | 1 | 175,000 | 0 | 0 | |
| ISHARES MSCI EMERGING MKT IN | MSCI EMG MKT ETF | 464287234 | 23,676,000 | 600,000 | SH | Call | DFND | 3 | 600,000 | 0 | 0 | |
| ISHARES MSCI SOUTH AFRICA IN | MSCI STH AFR ETF | 464286780 | 1,481,711 | 35,095 | SH | DFND | 1 | 35,095 | 0 | 0 | ||
| ISHARES NASDAQ BIOTECH | ISHARES BIOTECH | 464287556 | 5,166,400 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | ||
| ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 74,036,000 | 415,000 | SH | Call | DFND | 2 | 415,000 | 0 | 0 | |
| ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 17,840,000 | 100,000 | SH | Put | DFND | 3 | 100,000 | 0 | 0 | |
| ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 74,036,000 | 415,000 | SH | Put | DFND | 2 | 415,000 | 0 | 0 | |
| ISHARES S&P LATIN AMERICA 40 | LATN AMER 40 ETF | 464287390 | 669,768 | 28,059 | SH | DFND | 1 | 28,059 | 0 | 0 | ||
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | 11,060,000 | 500,000 | SH | Call | DFND | 3 | 500,000 | 0 | 0 | |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | 67,687,200 | 3,060,000 | SH | Call | DFND | 1 | 3,060,000 | 0 | 0 | |
| ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 | 6,174,000 | 56,000 | SH | Call | DFND | 1 | 56,000 | 0 | 0 | |
| ISHARES U.S. AEROSPACE & DEF | US AER DEF ETF | 464288760 | 44,881,200 | 390,000 | SH | Call | DFND | 3 | 390,000 | 0 | 0 | |
| ISHARES U.S. AEROSPACE & DEF | US AER DEF ETF | 464288760 | 14,960,400 | 130,000 | SH | Put | DFND | 3 | 130,000 | 0 | 0 | |
| JD.COM INC-ADR | SPON ADR CL A | 47215P106 | 3,823,433 | 87,114 | SH | DFND | 1 | 87,114 | 0 | 0 | ||
| KBW REGIONAL BANKING ETF | S&P REGL BKG | 78464A698 | 8,772,000 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 | |
| KraneShares CSI China Internet ETF | CSI CHI INTERNET | 500767306 | 39,767,250 | 1,275,000 | SH | Call | DFND | 1 | 1,275,000 | 0 | 0 | |
| KraneShares Global Carbon Strategy ETF | GLOBAL CARB STRA | 500767678 | 1,690,557 | 42,637 | SH | DFND | 1 | 42,637 | 0 | 0 | ||
| LI AUTO INC | NOTE 0.250% 5/0 | 50202MAB8 | 2,140,000 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | |||
| LIBERTY MEDIA CORP-LIBERTY-C | COM SER C FRMLA | 531229854 | 3,853,745 | 51,500 | SH | DFND | 1 | 51,500 | 0 | 0 | ||
| Lightning eMotors Inc | COM | 53228T101 | 87,735 | 306,232 | SH | DFND | 1 | 306,232 | 0 | 0 | ||
| LINDSAY CORP | COM | 535555106 | 224,428 | 1,485 | SH | DFND | 1 | 1,485 | 0 | 0 | ||
| LITHIA MOTORS INC-CL A | COM | 536797103 | 492,428 | 2,151 | SH | DFND | 3 | 2,151 | 0 | 0 | ||
| LKQ CORP | COM | 501889208 | 589,339 | 10,383 | SH | DFND | 1 | 10,383 | 0 | 0 | ||
| MARKET VECTORS GOLD MINERS | GOLD MINERS ETF | 92189F106 | 14,703,075 | 454,500 | SH | Call | DFND | 1 | 454,500 | 0 | 0 | |
| Market Vectors Nuclear ETF | URANIUM PLS NUCL | 92189F601 | 743,828 | 13,388 | SH | DFND | 1 | 13,388 | 0 | 0 | ||
| MARTIN MARIETTA MATERIALS | COM | 573284106 | 1,164,597 | 3,280 | SH | DFND | 1 | 3,280 | 0 | 0 | ||
| MARVELL TECH | COM | 573874104 | 952,600 | 22,000 | SH | DFND | 1 | 22,000 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 7,351,650 | 25,500 | SH | DFND | 1 | 25,500 | 0 | 0 | ||
| Mitek Systems Inc | COM NEW | 606710200 | 229,642 | 23,946 | SH | DFND | 1 | 23,946 | 0 | 0 | ||
| MODERNA INC | COM | 60770K107 | 39,930,800 | 260,000 | SH | DFND | 2 | 260,000 | 0 | 0 | ||
| NEWMONT MINING | COM | 651639106 | 1,493,492 | 30,467 | SH | DFND | 1 | 30,467 | 0 | 0 | ||
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 435,335 | 7,166 | SH | DFND | 1 | 7,166 | 0 | 0 | ||
| NIO INC | NOTE 2/0 | 62914VAE6 | 10,413,675 | 11,300,000 | PRN | DFND | 11,300,000 | 0 | 0 | |||
| NUTRIEN LTD | COM | 67077M108 | 214,091 | 2,899 | SH | DFND | 1 | 2,899 | 0 | 0 | ||
| OIL SERVICE HOLDRS TRUST | OIL SERVICES ETF | 92189H607 | 13,856,500 | 50,000 | SH | Call | DFND | 3 | 50,000 | 0 | 0 | |
| OPTIMIZERx Corp | COM NEW | 68401U204 | 228,594 | 15,625 | SH | DFND | 1 | 15,625 | 0 | 0 | ||
| OWENS CORNING INC | COM | 690742101 | 878,486 | 9,170 | SH | DFND | 1 | 9,170 | 0 | 0 | ||
| PDD HOLDINGS INC | NOTE 12/0 | 722304AC6 | 11,211,425 | 11,700,000 | PRN | DFND | 11,700,000 | 0 | 0 | |||
| PINTEREST US | CL A | 72352L106 | 1,772,550 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | ||
| SEMICONDUCTOR HOLDRs TRUST | SEMICONDUCTR ETF | 92189F676 | 16,317,780 | 62,000 | SH | DFND | 2 | 62,000 | 0 | 0 | ||
| SEMICONDUCTOR HOLDRs TRUST | SEMICONDUCTR ETF | 92189F676 | 52,638,000 | 200,000 | SH | Put | DFND | 3 | 200,000 | 0 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 6,413,136 | 13,800 | SH | DFND | 1 | 13,800 | 0 | 0 | ||
| Sibanye Stillwater Ltd | SPONSORED ADR | 82575P107 | 649,035 | 78,009 | SH | DFND | 1 | 78,009 | 0 | 0 | ||
| Signify Health Inc | CL A COM | 82671G100 | 3,772,811 | 123,719 | SH | DFND | 1 | 123,719 | 0 | 0 | ||
| Snowflake Inc-Class A | CL A | 833445109 | 5,477,295 | 35,500 | SH | DFND | 1 | 35,500 | 0 | 0 | ||
| SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 1,882,970 | 6,195 | SH | DFND | 1 | 6,195 | 0 | 0 | ||
| SPDR METALS & MINING ETF | ENERGY | 78464A755 | 5,847,600 | 110,000 | SH | DFND | 2 | 110,000 | 0 | 0 | ||
| SPDR TRUST SERIES 1 | TR UNIT | 78462F103 | 4,093,900 | 10,000 | SH | Put | DFND | 3 | 10,000 | 0 | 0 | |
| SPROTT URANIUM MINERS ETF | URANIUM MINERS E | 85208P303 | 649,359 | 20,700 | SH | DFND | 3 | 20,700 | 0 | 0 | ||
| STREETTRACKS GOLD TRUST | GOLD SHS | 78463V107 | 6,229,480 | 34,000 | SH | DFND | 2 | 34,000 | 0 | 0 | ||
| STREETTRACKS GOLD TRUST | GOLD SHS | 78463V107 | 137,415,000 | 750,000 | SH | Call | DFND | 3 | 750,000 | 0 | 0 | |
| SUNRUN INC | COM | 86771W105 | 2,148,554 | 106,628 | SH | DFND | 1 | 106,628 | 0 | 0 | ||
| TESLA MOTORS INC | COM | 88160R101 | 1,344,341 | 6,480 | SH | DFND | 1 | 6,480 | 0 | 0 | ||
| TPG RE Finance Trust Inc | COM | 87266M107 | 5,116,398 | 704,738 | SH | DFND | 1 | 704,738 | 0 | 0 | ||
| TPI Composites Inc | COM | 87266J104 | 3,274,989 | 250,957 | SH | DFND | 1 | 250,957 | 0 | 0 | ||
| TRANE INC | SHS | G8994E103 | 328,404 | 1,785 | SH | DFND | 1 | 1,785 | 0 | 0 | ||
| TREX COMPANY INC | COM | 89531P105 | 565,010 | 11,609 | SH | DFND | 1 | 11,609 | 0 | 0 | ||
| TRIMBLE NAVIGATION LTD | COM | 896239100 | 330,194 | 6,299 | SH | DFND | 1 | 6,299 | 0 | 0 | ||
| UNITED NATURAL FOODS INC | COM | 911163103 | 612,796 | 23,256 | SH | DFND | 3 | 23,256 | 0 | 0 | ||
| VALE SA-SP ADR | SPONSORED ADS | 91912E105 | 1,058,017 | 67,048 | SH | DFND | 1 | 67,048 | 0 | 0 | ||
| VALMONT INDUSTRIES | COM | 920253101 | 536,390 | 1,680 | SH | DFND | 1 | 1,680 | 0 | 0 | ||
| Vanguard Growth Index Fund | GROWTH ETF | 922908736 | 6,236,000 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | ||
| VMWARE INC-CLASS A | CL A COM | 928563402 | 5,138,327 | 41,156 | SH | DFND | 2 | 41,156 | 0 | 0 | ||
| VNET GROUP INC | NOTE 2/0 | 90138VAB3 | 9,401,550 | 11,740,000 | PRN | DFND | 11,740,000 | 0 | 0 | |||
| WORKDAY INC-CLASS A | CL A | 98138H101 | 6,919,090 | 33,500 | SH | DFND | 1 | 33,500 | 0 | 0 | ||
| ZAI LAB LTD-ADR | ADR | 98887Q104 | 1,995,600 | 60,000 | SH | DFND | 2 | 60,000 | 0 | 0 | ||
| ZOETIS INC | CL A | 98978V103 | 1,019,611 | 6,126 | SH | DFND | 1 | 6,126 | 0 | 0 | ||