The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,399 | 17,500 | SH | DFND | 0 | 17,500 | 0 | 0 | |
ATMOS ENERGY CORP | COM | 049560105 | 198 | 2,138 | SH | DFND | 3 | 2,138 | 0 | 0 | |
ATMOS ENERGY CORP | COM | 049560105 | 56 | 601 | SH | DFND | 6 | 601 | 0 | 0 | |
ATMOS ENERGY CORP | COM | 049560105 | 151 | 1,628 | SH | DFND | 4 | 1,628 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 1,570 | 9,898 | SH | DFND | 0 | 9,898 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 1,288 | 1,600,000 | SH | DFND | 3 | 1,600,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 805 | 1,000,000 | SH | DFND | 0 | 1,000,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 1,127 | 1,400,000 | SH | DFND | 4 | 1,400,000 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 2,749 | 43,300 | SH | DFND | 0 | 43,300 | 0 | 0 | |
DISH NETWORK CORP | NOTE 2.375% 3/1 | 25470MAD1 | 1,274 | 1,600,000 | SH | DFND | 3 | 1,600,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 2.375% 3/1 | 25470MAD1 | 1,035 | 1,300,000 | SH | DFND | 0 | 1,300,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 2.375% 3/1 | 25470MAD1 | 1,274 | 1,600,000 | SH | DFND | 5 | 1,600,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 2.375% 3/1 | 25470MAD1 | 398 | 500,000 | SH | DFND | 0 | 500,000 | 0 | 0 | |
DUN & BRADSTREET CORP DEL NE | COM | 26483E100 | 1,054 | 7,385 | SH | DFND | 0 | 7,385 | 0 | 0 | |
GOLDMAN SACHS ETF TR | ACCESS INVT GR | 381430479 | 47,223 | 999,000 | SH | DFND | 5 | 999,000 | 0 | 0 | |
HALCON RES CORP | COM | 40537Q605 | 1,372 | 807,420 | SH | DFND | 3 | 807,420 | 0 | 0 | |
HALCON RES CORP (WARR) | COM | 40537Q118 | 6 | 189,474 | SH | DFND | 3 | 189,474 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 29,277 | 1,221,904 | SH | DFND | 3 | 1,221,904 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 1,276 | 53,252 | SH | DFND | 2 | 53,252 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 655 | 27,345 | SH | DFND | 0 | 27,345 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 1,784 | 74,477 | SH | DFND | 6 | 74,477 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 2,639 | 110,127 | SH | DFND | 4 | 110,127 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 14,950 | 623,952 | SH | DFND | 5 | 623,952 | 0 | 0 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 908 | 19,250 | SH | DFND | 3 | 19,250 | 0 | 0 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 2,083 | 44,185 | SH | DFND | 2 | 44,185 | 0 | 0 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 4,168 | 88,409 | SH | DFND | 6 | 88,409 | 0 | 0 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 8,337 | 176,819 | SH | DFND | 4 | 176,819 | 0 | 0 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 37,520 | 795,754 | SH | DFND | 5 | 795,754 | 0 | 0 | |
ISHARES TR | CORE S&P TTL STK | 464287150 | 1,175 | 20,695 | SH | DFND | 3 | 20,695 | 0 | 0 | |
ISHARES TR | CORE S&P TTL STK | 464287150 | 10,191 | 179,549 | SH | DFND | 2 | 179,549 | 0 | 0 | |
ISHARES TR | CORE S&P TTL STK | 464287150 | 20,384 | 359,133 | SH | DFND | 6 | 359,133 | 0 | 0 | |
ISHARES TR | CORE S&P TTL STK | 464287150 | 40,771 | 718,301 | SH | DFND | 4 | 718,301 | 0 | 0 | |
ISHARES TR | CORE S&P TTL STK | 464287150 | 183,475 | 3,232,464 | SH | DFND | 5 | 3,232,464 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 125,761 | 3,219,698 | SH | DFND | 3 | 3,219,698 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,221 | 82,472 | SH | DFND | 2 | 82,472 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,789 | 71,407 | SH | DFND | 0 | 71,407 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,254 | 83,307 | SH | DFND | 6 | 83,307 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,629 | 67,310 | SH | DFND | 4 | 67,310 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 25,957 | 664,543 | SH | DFND | 5 | 664,543 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 63,675 | 564,397 | SH | DFND | 2 | 564,397 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 43 | 380 | SH | DFND | 0 | 380 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 103,408 | 916,573 | SH | DFND | 6 | 916,573 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 142,738 | 1,265,180 | SH | DFND | 4 | 1,265,180 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 183,544 | 1,626,878 | SH | DFND | 5 | 1,626,878 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 331,125 | 5,633,299 | SH | DFND | 3 | 5,633,299 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 8,626 | 146,750 | SH | DFND | 2 | 146,750 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 7,368 | 125,345 | SH | DFND | 0 | 125,345 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 8,706 | 148,118 | SH | DFND | 6 | 148,118 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 7,036 | 119,704 | SH | DFND | 4 | 119,704 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 67,782 | 1,153,148 | SH | DFND | 5 | 1,153,148 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 11,504 | 141,852 | SH | DFND | 2 | 141,852 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 8 | 95 | SH | DFND | 0 | 95 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 18,125 | 223,495 | SH | DFND | 6 | 223,495 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 25,268 | 311,560 | SH | DFND | 4 | 311,560 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 32,245 | 397,591 | SH | DFND | 5 | 397,591 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 18,180 | 173,723 | SH | DFND | 2 | 173,723 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 12 | 115 | SH | DFND | 0 | 115 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 29,140 | 278,452 | SH | DFND | 6 | 278,452 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 40,673 | 388,660 | SH | DFND | 4 | 388,660 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 52,092 | 497,770 | SH | DFND | 5 | 497,770 | 0 | 0 | |
ISHARES TR | SH TR CRPORT ETF | 464288646 | 22,150 | 428,933 | SH | DFND | 2 | 428,933 | 0 | 0 | |
ISHARES TR | SH TR CRPORT ETF | 464288646 | 25,087 | 485,815 | SH | DFND | 0 | 485,815 | 0 | 0 | |
ISHARES TR | SH TR CRPORT ETF | 464288646 | 29,389 | 569,114 | SH | DFND | 6 | 569,114 | 0 | 0 | |
ISHARES TR | SH TR CRPORT ETF | 464288646 | 34,711 | 672,181 | SH | DFND | 4 | 672,181 | 0 | 0 | |
ISHARES TR | SH TR CRPORT ETF | 464288646 | 56,138 | 1,087,095 | SH | DFND | 5 | 1,087,095 | 0 | 0 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 2,485 | 45,175 | SH | DFND | 3 | 45,175 | 0 | 0 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 5,719 | 103,982 | SH | DFND | 2 | 103,982 | 0 | 0 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 11,438 | 207,964 | SH | DFND | 6 | 207,964 | 0 | 0 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 22,878 | 415,967 | SH | DFND | 4 | 415,967 | 0 | 0 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 102,954 | 1,871,882 | SH | DFND | 5 | 1,871,882 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 812 | 7,998 | SH | DFND | 0 | 7,998 | 0 | 0 | |
ON DECK CAP INC | COM | 682163100 | 141 | 23,957 | SH | DFND | 0 | 23,957 | 0 | 0 | |
ON DECK CAP INC | COM | 682163100 | 565 | 95,830 | SH | DFND | 0 | 95,830 | 0 | 0 | |
PLATINUM GROUP METALS LTD | COM | 72765Q882 | 4,005 | 2,687,745 | SH | DFND | 3 | 2,687,745 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 538,932 | 2,156,417 | SH | DFND | 3 | 2,156,417 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 14,920 | 59,701 | SH | DFND | 2 | 59,701 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 12,679 | 50,731 | SH | DFND | 0 | 50,731 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 15,050 | 60,220 | SH | DFND | 6 | 60,220 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 12,160 | 48,657 | SH | DFND | 4 | 48,657 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 113,053 | 452,356 | SH | DFND | 5 | 452,356 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 1,605 | 28,616 | SH | DFND | 0 | 28,616 | 0 | 0 | |
TELEFLEX INC | COM | 879369106 | 447 | 1,731 | SH | DFND | 3 | 1,731 | 0 | 0 | |
TELEFLEX INC | COM | 879369106 | 88 | 339 | SH | DFND | 6 | 339 | 0 | 0 | |
TELEFLEX INC | COM | 879369106 | 209 | 810 | SH | DFND | 4 | 810 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 483 | 1,939 | SH | DFND | 3 | 1,939 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 430 | 1,822 | SH | DFND | 3 | 1,822 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 23 | 96 | SH | DFND | 6 | 96 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 202 | 854 | SH | DFND | 4 | 854 | 0 | 0 | |
YUM CHINA HLDGS INC | COM | 98850P109 | 2,230 | 66,500 | SH | DFND | 0 | 66,500 | 0 | 0 |