The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 264 | 1,330 | SH | SOLE | 1,330 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 609 | 5,404 | SH | SOLE | 5,404 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 517 | 1,753 | SH | SOLE | 1,753 | 0 | 0 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 767 | 1,310 | SH | SOLE | 1,310 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 201 | 2,143 | SH | SOLE | 2,143 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 255 | 1,123 | SH | SOLE | 1,123 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,695 | 694 | SH | SOLE | 694 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 875 | 349 | SH | SOLE | 349 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 337 | 7,065 | SH | SOLE | 7,065 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,012 | 585 | SH | SOLE | 585 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 518 | 2,125 | SH | SOLE | 2,125 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 12,599 | 91,991 | SH | SOLE | 91,991 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 6,163 | 45,000 | SH | Put | SOLE | 45,000 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 268 | 1,885 | SH | SOLE | 1,885 | 0 | 0 | ||
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 205 | 3,384 | SH | SOLE | 3,384 | 0 | 0 | ||
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 230 | 333 | SH | SOLE | 333 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 554 | 19,254 | SH | SOLE | 19,254 | 0 | 0 | ||
AVANGRID INC | COM | 05351W103 | 210 | 4,085 | SH | SOLE | 4,085 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 288 | 1,036 | SH | SOLE | 1,036 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 354 | 8,575 | SH | SOLE | 8,575 | 0 | 0 | ||
BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | 158 | 13,807 | SH | SOLE | 13,807 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM | 09260D107 | 322 | 3,314 | SH | SOLE | 3,314 | 0 | 0 | ||
BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 | 178 | 19,885 | SH | SOLE | 19,885 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 221 | 923 | SH | SOLE | 923 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 573 | 8,573 | SH | SOLE | 8,573 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 258 | 2,459 | SH | SOLE | 2,459 | 0 | 0 | ||
CINTAS CORP | COM | 172908105 | 237 | 620 | SH | SOLE | 620 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 587 | 11,066 | SH | SOLE | 11,066 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 515 | 9,512 | SH | SOLE | 9,512 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 335 | 5,882 | SH | SOLE | 5,882 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 423 | 1,068 | SH | SOLE | 1,068 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 344 | 1,765 | SH | SOLE | 1,765 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 241 | 990 | SH | SOLE | 990 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 469 | 1,747 | SH | SOLE | 1,747 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 767 | 4,365 | SH | SOLE | 4,365 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 235 | 3,196 | SH | SOLE | 3,196 | 0 | 0 | ||
DOW INC | COM | 260557103 | 244 | 3,854 | SH | SOLE | 3,854 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 313 | 3,172 | SH | SOLE | 3,172 | 0 | 0 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 446 | 33,666 | SH | SOLE | 33,666 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 458 | 4,422 | SH | SOLE | 4,422 | 0 | 0 | ||
EQUINIX INC | COM | 29444U700 | 229 | 285 | SH | SOLE | 285 | 0 | 0 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 808 | 10,071 | SH | SOLE | 10,071 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 274 | 4,337 | SH | SOLE | 4,337 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,136 | 3,266 | SH | SOLE | 3,266 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 862 | 41,858 | SH | SOLE | 41,858 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 343 | 3,238 | SH | SOLE | 3,238 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | INTL EQUITY OPP | 33734X853 | 3,087 | 45,151 | SH | SOLE | 45,151 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 16,393 | 341,441 | SH | SOLE | 341,441 | 0 | 0 | ||
FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 | 433 | 13,058 | SH | SOLE | 13,058 | 0 | 0 | ||
FRANKLIN ETF TR | LIBERTY SHRT ETF | 353506108 | 872 | 9,182 | SH | SOLE | 9,182 | 0 | 0 | ||
GLOBAL X FDS | S&P 500 CATHOLIC | 37954Y889 | 380 | 7,124 | SH | SOLE | 7,124 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 237 | 1,148 | SH | SOLE | 1,148 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 998 | 3,128 | SH | SOLE | 3,128 | 0 | 0 | ||
IDEXX LABS INC | COM | 45168D104 | 252 | 399 | SH | SOLE | 399 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 447 | 7,963 | SH | SOLE | 7,963 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 565 | 3,854 | SH | SOLE | 3,854 | 0 | 0 | ||
INTUIT | COM | 461202103 | 307 | 626 | SH | SOLE | 626 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | TOTAL RETURN | 46090A804 | 2,680 | 46,968 | SH | SOLE | 46,968 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 46138E743 | 3,231 | 67,116 | SH | SOLE | 67,116 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | KBW BK ETF | 46138E628 | 996 | 15,461 | SH | SOLE | 15,461 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P SML600 VAL | 46137V167 | 1,673 | 17,617 | SH | SOLE | 17,617 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 51,605 | 342,368 | SH | SOLE | 342,368 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 492 | 2,674 | SH | SOLE | 2,674 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 669 | 1,557 | SH | SOLE | 1,557 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 2,440 | 75,300 | SH | SOLE | 75,300 | 0 | 0 | ||
ISHARES TR | INTRM GOV CR ETF | 464288612 | 3,252 | 28,130 | SH | SOLE | 28,130 | 0 | 0 | ||
ISHARES TR | MSCI USA ESG SLC | 464288802 | 233 | 2,434 | SH | SOLE | 2,434 | 0 | 0 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 874 | 7,909 | SH | SOLE | 7,909 | 0 | 0 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 244 | 9,181 | SH | SOLE | 9,181 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | EQUITY PREMIUM | 46641Q332 | 821 | 13,557 | SH | SOLE | 13,557 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHT MUNCPL | 46641Q654 | 5,220 | 102,259 | SH | SOLE | 102,259 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,142 | 6,931 | SH | SOLE | 6,931 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,395 | 8,966 | SH | SOLE | 8,966 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 200 | 870 | SH | SOLE | 870 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 373 | 986 | SH | SOLE | 986 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 384 | 1,051 | SH | SOLE | 1,051 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 551 | 2,384 | SH | SOLE | 2,384 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 465 | 5,985 | SH | SOLE | 5,985 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 213 | 3,563 | SH | SOLE | 3,563 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,617 | 9,660 | SH | SOLE | 9,660 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 202 | 2,756 | SH | SOLE | 2,756 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 336 | 2,174 | SH | SOLE | 2,174 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 241 | 908 | SH | SOLE | 908 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 291 | 25,281 | SH | SOLE | 25,281 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 765 | 957 | SH | SOLE | 957 | 0 | 0 | ||
PAYCHEX INC | COM | 704326107 | 372 | 3,471 | SH | SOLE | 3,471 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,186 | 4,069 | SH | SOLE | 4,069 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 674 | 4,546 | SH | SOLE | 4,546 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 629 | 16,053 | SH | SOLE | 16,053 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 464 | 4,684 | SH | SOLE | 4,684 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,641 | 16,092 | SH | SOLE | 16,092 | 0 | 0 | ||
PIMCO ETF TR | ENHANCD SHORT | 72201R643 | 18,027 | 179,088 | SH | SOLE | 179,088 | 0 | 0 | ||
PIMCO ETF TR | SHTRM MUN BD ACT | 72201R874 | 1,529 | 29,718 | SH | SOLE | 29,718 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 973 | 7,213 | SH | SOLE | 7,213 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 458 | 3,202 | SH | SOLE | 3,202 | 0 | 0 | ||
READY CAPITAL CORP | COM | 75574U101 | 400 | 25,189 | SH | SOLE | 25,189 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 609 | 1,325 | SH | SOLE | 1,325 | 0 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 277 | 676 | SH | SOLE | 676 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 266 | 1,089 | SH | SOLE | 1,089 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 418 | 4,013 | SH | SOLE | 4,013 | 0 | 0 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 213 | 5,802 | SH | SOLE | 5,802 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 8,148 | 79,574 | SH | SOLE | 79,574 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 8,122 | 98,672 | SH | SOLE | 98,672 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 237 | 432 | SH | SOLE | 432 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 228 | 837 | SH | SOLE | 837 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 8,337 | 50,337 | SH | SOLE | 50,337 | 0 | 0 | ||
SPDR SER TR | PORTFOLI S&P1500 | 78464A805 | 6,378 | 120,408 | SH | SOLE | 120,408 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | 2,507 | 53,103 | SH | SOLE | 53,103 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 5,633 | 111,927 | SH | SOLE | 111,927 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P600 | 78468R853 | 2,772 | 63,076 | SH | SOLE | 63,076 | 0 | 0 | ||
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 1,212 | 13,247 | SH | SOLE | 13,247 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 248 | 1,715 | SH | SOLE | 1,715 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 263 | 2,352 | SH | SOLE | 2,352 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 538 | 791 | SH | SOLE | 791 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 484 | 959 | SH | SOLE | 959 | 0 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 217 | 1,495 | SH | SOLE | 1,495 | 0 | 0 | ||
TRANSUNION | COM | 89400J107 | 230 | 2,098 | SH | SOLE | 2,098 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 334 | 2,234 | SH | SOLE | 2,234 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,233 | 3,078 | SH | SOLE | 3,078 | 0 | 0 | ||
VANECK VECTORS ETF TR | INVT GRADE FLTG | 92189F486 | 571 | 22,480 | SH | SOLE | 22,480 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 3,002 | 64,222 | SH | SOLE | 64,222 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 3,426 | 11,945 | SH | SOLE | 11,945 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 939 | 3,956 | SH | SOLE | 3,956 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 24,394 | 61,989 | SH | SOLE | 61,989 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 524 | 2,324 | SH | SOLE | 2,324 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 12,972 | 58,217 | SH | SOLE | 58,217 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 280 | 4,425 | SH | SOLE | 4,425 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 1,139 | 18,547 | SH | SOLE | 18,547 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 12,359 | 79,844 | SH | SOLE | 79,844 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 5,189 | 49,526 | SH | SOLE | 49,526 | 0 | 0 | ||
VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 | 4,983 | 32,711 | SH | SOLE | 32,711 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 561 | 10,007 | SH | SOLE | 10,007 | 0 | 0 | ||
VIRTUS DIVIDEND INTEREST & P | COM | 92840R101 | 3,034 | 201,344 | SH | SOLE | 201,344 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 844 | 3,609 | SH | SOLE | 3,609 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 886 | 6,284 | SH | SOLE | 6,284 | 0 | 0 | ||
WEC ENERGY GROUP INC | COM | 92939U106 | 426 | 4,787 | SH | SOLE | 4,787 | 0 | 0 | ||
WESTERN ASSET INTER MUNI FD | COM | 958435109 | 134 | 13,751 | SH | SOLE | 13,751 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 348 | 1,866 | SH | SOLE | 1,866 | 0 | 0 |