The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COMMON | 002824100 | 812,184 | 8,386 | SH | SOLE | 8,386 | 0 | 0 | |||
ABBVIE INC COM | COMMON | 00287Y109 | 8,912,867 | 59,794 | SH | SOLE | 59,692 | 0 | 102 | |||
ALPHABET CLASS A | COMMON | 02079K305 | 219,190 | 1,675 | SH | SOLE | 1,675 | 0 | 0 | |||
ALPHABET INC CAP STK | COMMON | 02079K107 | 15,060,688 | 114,225 | SH | SOLE | 114,014 | 0 | 211 | |||
ALPS ETF TR RIVERFRNT | COMMON | 00162Q528 | 26,461,391 | 604,572 | SH | SOLE | 604,572 | 0 | 0 | |||
ALPS ETF TR RIVERFRNT | COMMON | 00162Q510 | 7,952,349 | 186,359 | SH | SOLE | 186,359 | 0 | 0 | |||
ALPS ETF TR RIVERFRNT | ETF - F | 00162Q783 | 4,589,923 | 207,220 | SH | SOLE | 207,220 | 0 | 0 | |||
ALPS ETF TR RIVERFRON | COMMON | 00162Q536 | 9,370,717 | 437,373 | SH | SOLE | 437,373 | 0 | 0 | |||
AMAZON COM INC COM | COMMON | 023135106 | 14,088,636 | 110,829 | SH | SOLE | 110,649 | 0 | 180 | |||
AMERICAN BALANCED FD | MUTUAL | 024071409 | 302,487 | 10,247 | SH | SOLE | 10,247 | 0 | 0 | |||
APPLE INC COM | COMMON | 037833100 | 37,404,375 | 218,470 | SH | SOLE | 218,223 | 0 | 247 | |||
BANK OF AMERICA CORPO | COMMON | 060505104 | 344,221 | 12,572 | SH | SOLE | 12,572 | 0 | 0 | |||
BERKSHIRE HATHAWAY IN | COMMON | 084670702 | 3,369,185 | 9,618 | SH | SOLE | 9,618 | 0 | 0 | |||
BLACKROCK INTL GRWTH | COMMON | 092524107 | 49,900 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | |||
BOEING CO COM | COMMON | 097023105 | 383,360 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | |||
CATERPILLAR INC COM | COMMON | 149123101 | 15,644,065 | 57,304 | SH | SOLE | 57,201 | 0 | 103 | |||
CISCO SYS INC | COMMON | 17275R102 | 242,350 | 4,508 | SH | SOLE | 4,508 | 0 | 0 | |||
COCA COLA CO | COMMON | 191216100 | 5,155,926 | 92,103 | SH | SOLE | 92,103 | 0 | 0 | |||
COMMUNICATION SERVICE | COMMON | 81369Y852 | 22,621,476 | 344,997 | SH | SOLE | 344,997 | 0 | 0 | |||
DBX ETF TR XTRACK MSC | COMMON | 233051630 | 2,791,785 | 123,585 | SH | SOLE | 123,585 | 0 | 0 | |||
DISNEY WALT PRODTNS | COMMON | 254687106 | 393,336 | 4,853 | SH | SOLE | 4,853 | 0 | 0 | |||
DOMINION RES INC VA N | COMMON | 25746U109 | 327,029 | 7,321 | SH | SOLE | 7,321 | 0 | 0 | |||
EATON VANCE TX MGD DI | COMMON | 27828N102 | 174,831 | 15,150 | SH | SOLE | 15,150 | 0 | 0 | |||
EATON VANCE TXMGD GL | COMMON | 27829C105 | 142,104 | 18,600 | SH | SOLE | 18,600 | 0 | 0 | |||
EDISON INTL COM | COMMON | 281020107 | 359,614 | 5,682 | SH | SOLE | 5,682 | 0 | 0 | |||
EOG RES INC COM | COMMON | 26875P101 | 12,069,591 | 95,216 | SH | SOLE | 95,048 | 0 | 168 | |||
EXXON MOBIL CORP COM | COMMON | 30231G102 | 232,221 | 1,975 | SH | SOLE | 1,975 | 0 | 0 | |||
FIRST TR EXCH TRADED | COMMON | 33739P707 | 5,073,818 | 95,281 | SH | SOLE | 95,281 | 0 | 0 | |||
FIRST TR EXCH TRADED | COMMON | 33739P608 | 19,768,472 | 355,676 | SH | SOLE | 355,676 | 0 | 0 | |||
FIRST TR EXCHANGE TRA | COMMON | 33738R308 | 7,740,207 | 379,236 | SH | SOLE | 379,236 | 0 | 0 | |||
FIRST TR EXCHANGE-TRA | COMMON | 33738R720 | 2,510,243 | 61,966 | SH | SOLE | 61,966 | 0 | 0 | |||
FRANKLIN TEMPLETON ET | COMMON | 35473P744 | 8,713,395 | 329,428 | SH | SOLE | 328,736 | 0 | 692 | |||
GLOBAL X FDS US INFR | COMMON | 37954Y673 | 270,655 | 8,909 | SH | SOLE | 8,786 | 0 | 123 | |||
GLOBAL X S&P 500 COVE | COMMON | 37954Y475 | 1,637,386 | 42,103 | SH | SOLE | 42,103 | 0 | 0 | |||
GOLDMAN SACHS ETF TR | COMMON | 381430503 | 184,426,835 | 2,189,562 | SH | SOLE | 2,187,795 | 0 | 1,767 | |||
HARTFORD FDS EXCHANGE | ETF - E | 41653L503 | 734,035 | 19,942 | SH | SOLE | 19,942 | 0 | 0 | |||
HARTFORD FINL SVCS GR | COMMON | 416515104 | 5,471,443 | 77,160 | SH | SOLE | 77,012 | 0 | 148 | |||
HUNTINGTON BANCSHARES | COMMON | 446150104 | 142,584 | 13,710 | SH | SOLE | 13,710 | 0 | 0 | |||
INVESCO EXCH TRADED F | COMMON | 46138E123 | 10,397,415 | 104,538 | SH | SOLE | 104,310 | 0 | 228 | |||
INVESCO EXCHANGE TRAD | COMMON | 46137V357 | 58,103,643 | 410,075 | SH | SOLE | 410,075 | 0 | 0 | |||
INVESCO NASDAQ 100 ET | COMMON | 46138G649 | 2,337,628 | 15,858 | SH | SOLE | 15,758 | 0 | 100 | |||
INVESCO QQQ TR UNIT S | COMMON | 46090E103 | 33,965,273 | 94,803 | SH | SOLE | 94,508 | 0 | 295 | |||
ISHARES GENOMICS IMMU | COMMON | 46435U192 | 835,286 | 41,046 | SH | SOLE | 41,046 | 0 | 0 | |||
ISHARES INC CORE MSCI | COMMON | 46434G103 | 36,989,670 | 777,257 | SH | SOLE | 775,531 | 0 | 1,726 | |||
ISHARES INC MSCI EMRG | ETF - E | 46434G764 | 12,269,272 | 246,222 | SH | SOLE | 245,794 | 0 | 428 | |||
ISHARES INC MSCI GERM | COMMON | 464286806 | 2,116,646 | 80,788 | SH | SOLE | 80,788 | 0 | 0 | |||
ISHARES TR 0-5YR HI Y | COMMON | 46434V407 | 34,590,435 | 843,052 | SH | SOLE | 841,058 | 0 | 1,994 | |||
ISHARES TR 10 YR INV | COMMON | 464289511 | 46,263,246 | 981,400 | SH | SOLE | 979,024 | 0 | 2,376 | |||
ISHARES TR 20 YR TRS | COMMON | 464287432 | 966,366 | 10,896 | SH | SOLE | 10,896 | 0 | 0 | |||
ISHARES TR 7-10 YR TR | COMMON | 464287440 | 3,031,812 | 33,102 | SH | SOLE | 33,102 | 0 | 0 | |||
ISHARES TR CORE MSCI | COMMON | 46432F842 | 155,774,324 | 2,420,735 | SH | SOLE | 2,418,999 | 0 | 1,736 | |||
ISHARES TR DJ PHARMA | COMMON | 464288836 | 6,391,597 | 45,772 | SH | SOLE | 45,550 | 0 | 222 | |||
ISHARES TR EAFE VALUE | COMMON | 464288877 | 51,536,925 | 1,053,278 | SH | SOLE | 1,051,050 | 0 | 2,228 | |||
ISHARES TR ISHS 1-5YR | COMMON | 464288646 | 1,665,618 | 33,426 | SH | SOLE | 33,426 | 0 | 0 | |||
ISHARES TR LEHMAN 10- | COMMON | 464288653 | 64,503,646 | 655,058 | SH | SOLE | 654,570 | 0 | 488 | |||
ISHARES TR LEHMAN AGG | COMMON | 464287226 | 14,212,762 | 151,135 | SH | SOLE | 151,135 | 0 | 0 | |||
ISHARES TR MSCI EAFE | COMMON | 464287465 | 369,411 | 5,360 | SH | SOLE | 5,360 | 0 | 0 | |||
ISHARES TR MSCI EURO | COMMON | 464289180 | 7,359,770 | 389,199 | SH | SOLE | 388,540 | 0 | 659 | |||
ISHARES TR RUSSELL100 | COMMON | 464287614 | 500,327 | 1,881 | SH | SOLE | 1,881 | 0 | 0 | |||
ISHARES TR S&P 500 IN | COMMON | 464287200 | 266,751,198 | 621,175 | SH | SOLE | 621,163 | 0 | 12 | |||
ISHARES TR S&P NATL M | COMMON | 464288414 | 748,337 | 7,298 | SH | SOLE | 7,298 | 0 | 0 | |||
ISHARES TR S&P SHRT N | COMMON | 464288158 | 441,475 | 4,292 | SH | SOLE | 4,292 | 0 | 0 | |||
ISHARES TR S&P500 GRW | COMMON | 464287309 | 221,133 | 3,232 | SH | SOLE | 3,232 | 0 | 0 | |||
ISHARES TR TR U.S. ME | COMMON | 464288810 | 11,178,230 | 230,478 | SH | SOLE | 229,981 | 0 | 497 | |||
ISHARES TR U.S. FIN S | COMMON | 464287770 | 70,130,047 | 510,607 | SH | SOLE | 509,854 | 0 | 753 | |||
ISHARES TR U.S. TECH | COMMON | 464287721 | 56,580,646 | 539,274 | SH | SOLE | 538,490 | 0 | 784 | |||
ISHARES TR US PFD STK | COMMON | 464288687 | 1,085,762 | 36,012 | SH | SOLE | 36,012 | 0 | 0 | |||
J P MORGAN EXCHANGE T | ETF - E | 46641Q332 | 121,278,935 | 2,264,357 | SH | SOLE | 2,262,758 | 0 | 1,599 | |||
J P MORGAN EXCHANGE T | ETF - E | 46641Q647 | 2,284,999 | 47,240 | SH | SOLE | 47,240 | 0 | 0 | |||
J P MORGAN EXCHANGE T | COMMON | 46654Q203 | 91,722,437 | 1,954,452 | SH | SOLE | 1,953,622 | 0 | 830 | |||
J P MORGAN EXCHANGE-T | COMMON | 46641Q225 | 21,827,699 | 375,369 | SH | SOLE | 374,585 | 0 | 784 | |||
JP MORGAN EXCHANGE TR | COMMON | 46641Q837 | 4,912,958 | 97,906 | SH | SOLE | 97,654 | 0 | 252 | |||
JPMORGAN CHASE & CO. | COMMON | 46625H100 | 7,345,065 | 50,648 | SH | SOLE | 50,565 | 0 | 83 | |||
KINDER MORGAN INC DEL | COMMON | 49456B101 | 6,357,347 | 383,434 | SH | SOLE | 382,778 | 0 | 656 | |||
LATTICE STRATEGIES TR | COMMON | 518416870 | 21,155,273 | 500,225 | SH | SOLE | 499,192 | 0 | 1,033 | |||
LENNOX INTL INC COM | COMMON | 526107107 | 1,489,522 | 3,978 | SH | SOLE | 3,978 | 0 | 0 | |||
MCDONALDS CORP COM | COMMON | 580135101 | 682,046 | 2,589 | SH | SOLE | 2,589 | 0 | 0 | |||
MICROSOFT CORP COM | COMMON | 594918104 | 37,184,135 | 117,764 | SH | SOLE | 117,663 | 0 | 101 | |||
MONEY MKT OBLIGS TR F | MUTUAL | 60934N625 | 50,000 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | |||
PEPSICO INC COM | COMMON | 713448108 | 533,230 | 3,147 | SH | SOLE | 3,147 | 0 | 0 | |||
PIMCO ETF TR 25YR ZE | COMMON | 72201R882 | 1,820,577 | 25,032 | SH | SOLE | 25,032 | 0 | 0 | |||
PPG INDS INC COM | COMMON | 693506107 | 563,072 | 4,338 | SH | SOLE | 4,338 | 0 | 0 | |||
PROLOGIS INC. COM | COMMON | 74340W103 | 20,031,526 | 178,518 | SH | SOLE | 178,367 | 0 | 151 | |||
RIO TINTO PLC SPONSOR | COMMON | 767204100 | 5,061,813 | 79,538 | SH | SOLE | 79,405 | 0 | 133 | |||
ROWE T PRICE INDEX TR | MUTUAL | 779552405 | 265,470 | 2,354 | SH | SOLE | 2,354 | 0 | 0 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y506 | 58,912,839 | 651,762 | SH | SOLE | 651,347 | 0 | 415 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y308 | 28,422,754 | 413,061 | SH | SOLE | 412,994 | 0 | 67 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y407 | 36,479,076 | 226,606 | SH | SOLE | 226,596 | 0 | 10 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y209 | 62,725,322 | 487,224 | SH | SOLE | 487,194 | 0 | 30 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y704 | 22,445,028 | 221,395 | SH | SOLE | 221,395 | 0 | 0 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y803 | 93,716,667 | 571,687 | SH | SOLE | 571,687 | 0 | 0 | |||
SELECT SECTOR SPDR TR | COMMON | 81369Y100 | 17,096,877 | 217,655 | SH | SOLE | 217,655 | 0 | 0 | |||
SPDR SERIES TRUST BAR | COMMON | 78464A474 | 66,225,381 | 2,258,710 | SH | SOLE | 2,258,710 | 0 | 0 | |||
SPDR SERIES TRUST POR | COMMON | 78464A649 | 174,260,073 | 7,159,411 | SH | SOLE | 7,159,411 | 0 | 0 | |||
SSGA ACTIVE ETF TR BL | COMMON | 78467V608 | 2,660,542 | 63,452 | SH | SOLE | 63,452 | 0 | 0 | |||
STRYKER CORP COM | COMMON | 863667101 | 2,206,109 | 8,073 | SH | SOLE | 8,073 | 0 | 0 | |||
UNITEDHEALTH GROUP IN | COMMON | 91324P102 | 9,995,150 | 19,824 | SH | SOLE | 19,788 | 0 | 36 | |||
VANECK ETF TRUST MRNG | COMMON | 92189F593 | 29,249,754 | 980,383 | SH | SOLE | 978,219 | 0 | 2,164 | |||
VANECK VECTORS FALLEN | COMMON | 92189F437 | 9,077,359 | 335,453 | SH | SOLE | 334,525 | 0 | 928 | |||
VANGUARD 500 INDEX FU | MUTUAL | 922908710 | 1,178,308 | 2,979 | SH | SOLE | 2,979 | 0 | 0 | |||
VANGUARD BD INDEX FD | COMMON | 921937835 | 153,367,500 | 2,197,872 | SH | SOLE | 2,197,872 | 0 | 0 | |||
VANGUARD CHESTER FDS | MUTUAL | 92202E839 | 355,991 | 8,452 | SH | SOLE | 8,452 | 0 | 0 | |||
VANGUARD SCOTTSDALE F | COMMON | 92206C706 | 28,153,915 | 492,632 | SH | SOLE | 492,632 | 0 | 0 | |||
VANGUARD SCOTTSDALE F | COMMON | 92206C870 | 106,159,601 | 1,397,204 | SH | SOLE | 1,397,204 | 0 | 0 | |||
VANGUARD SCOTTSDALE F | COMMON | 92206C813 | 8,240,812 | 115,063 | SH | SOLE | 115,063 | 0 | 0 | |||
VANGUARD SCOTTSDALE F | COMMON | 92206C409 | 114,509,499 | 1,523,745 | SH | SOLE | 1,523,745 | 0 | 0 | |||
VANGUARD WORLD FD EXT | COMMON | 921910709 | 56,643,630 | 808,848 | SH | SOLE | 808,848 | 0 | 0 | |||
VISA INC COM CL A | COMMON | 92826C839 | 4,302,438 | 18,705 | SH | SOLE | 18,672 | 0 | 33 | |||
WALMART INC COM | COMMON | 931142103 | 10,233,325 | 85,744 | SH | SOLE | 85,387 | 0 | 357 | |||
WHIRLPOOL CORP | COMMON | 963320106 | 1,337,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | |||
WISDOMTREE TR EUROPE | COMMON | 97717X701 | 1,352,006 | 34,228 | SH | SOLE | 34,228 | 0 | 0 |