The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL C | 02079K107 | 3,145 | 2,690 | SH | SOLE | 0 | 0 | 2,690 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 3,736 | 3,215 | SH | SOLE | 0 | 0 | 3,215 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,439 | 14,300 | SH | Put | SOLE | 0 | 0 | 14,300 | |
AMAZON COM INC | COM | 023135106 | 12,987 | 6,663 | SH | SOLE | 0 | 0 | 6,663 | ||
AMAZON COM INC | COM | 023135956 | 1,161 | 76,000 | SH | Put | SOLE | 0 | 0 | 76,000 | |
AMERICAN EXPRESS CO | COM | 025816109 | 9,545 | 111,750 | SH | SOLE | 0 | 0 | 111,750 | ||
APPLE INC | COM | 037833950 | 93 | 13,600 | SH | Put | SOLE | 0 | 0 | 13,600 | |
APPLE INC | COM | 037833100 | 14,794 | 58,266 | SH | SOLE | 0 | 0 | 58,266 | ||
AT&T INC | COM | 00206R102 | 211 | 7,245 | SH | SOLE | 0 | 0 | 7,245 | ||
BAXTER INTL INC | COM | 071813109 | 481 | 5,923 | SH | SOLE | 0 | 0 | 5,923 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 17,422 | 95,385 | SH | SOLE | 0 | 0 | 95,385 | ||
BK OF AMERICA CORP | COM | 060505104 | 9,037 | 426,582 | SH | SOLE | 0 | 0 | 426,582 | ||
BLACKROCK UTILITIES INFRSTRC | COM | 09248D104 | 221 | 12,991 | SH | SOLE | 0 | 0 | 12,991 | ||
BOEING CO | COM | 097023105 | 2,206 | 14,790 | SH | SOLE | 0 | 0 | 14,790 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 321 | 5,760 | SH | SOLE | 0 | 0 | 5,760 | ||
BROADCOM INC | COM | 11135F101 | 285 | 1,203 | SH | SOLE | 0 | 0 | 1,203 | ||
CAMPBELL SOUP CO | COM | 134429109 | 222 | 4,800 | SH | SOLE | 0 | 0 | 4,800 | ||
CATERPILLAR INC DEL | COM | 149123101 | 482 | 4,188 | SH | SOLE | 0 | 0 | 4,188 | ||
CATHAY GENERAL BANCORP | COM | 149150104 | 931 | 37,501 | SH | SOLE | 0 | 0 | 37,501 | ||
CHEVRON CORP NEW | COM | 166764100 | 385 | 5,390 | SH | SOLE | 0 | 0 | 5,390 | ||
COCA COLA CO | COM | 191216100 | 358 | 8,099 | SH | SOLE | 0 | 0 | 8,099 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 8,896 | 92,078 | SH | SOLE | 0 | 0 | 92,078 | ||
EATON CORP PLC | SHS | G29183103 | 466 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
EMERSON ELECTRIC CO | COM | 291011104 | 566 | 12,265 | SH | SOLE | 0 | 0 | 12,265 | ||
FACEBOOK INC | CL A | 30303M102 | 7,704 | 43,714 | SH | SOLE | 0 | 0 | 43,714 | ||
FS KKR CAPITAL CORP | COM | 302635107 | 95 | 31,768 | SH | SOLE | 0 | 0 | 31,768 | ||
GALECTIN THERAPEUTICS INC | COM NEW | 363225202 | 33 | 17,090 | SH | SOLE | 0 | 0 | 17,090 | ||
HANCOCK JOHN TAX-ADVANTAGED | COM | 41013V100 | 231 | 13,113 | SH | SOLE | 0 | 0 | 13,113 | ||
HEALTHEQUITY INC | COM | 42226A107 | 5,966 | 117,920 | SH | SOLE | 0 | 0 | 117,920 | ||
INTEL CORP | COM | 458140100 | 501 | 9,254 | SH | SOLE | 0 | 0 | 9,254 | ||
ISHARES TR | ULTR SH TRM BD | 46434V878 | 1,324 | 26,503 | SH | SOLE | 0 | 0 | 26,503 | ||
JOHNSON & JOHNSON | COM | 478160104 | 13,288 | 101,345 | SH | SOLE | 0 | 0 | 101,345 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 307 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
MCDONALDS CORP | COM | 580135101 | 321 | 1,944 | SH | SOLE | 0 | 0 | 1,944 | ||
MERCK & CO. INC | COM | 58933Y105 | 592 | 7,692 | SH | SOLE | 0 | 0 | 7,692 | ||
MICROSOFT CORP | COM | 594918104 | 3,125 | 19,815 | SH | SOLE | 0 | 0 | 19,815 | ||
NVIDIA CORP | COM | 67066G104 | 1,052 | 4,065 | SH | SOLE | 0 | 0 | 4,065 | ||
PEPSICO INC | COM | 713448108 | 898 | 7,475 | SH | SOLE | 0 | 0 | 7,475 | ||
PFIZER INC | COM | 717081103 | 477 | 14,753 | SH | SOLE | 0 | 0 | 14,753 | ||
PPG INDS INC | COM | 693506107 | 676 | 8,117 | SH | SOLE | 0 | 0 | 8,117 | ||
PROCTER & GAMBLE | COM | 742718109 | 1,770 | 16,095 | SH | SOLE | 0 | 0 | 16,095 | ||
PUT (SPX) NEW S & P 500 INDEX APR 17 20 $2915 (100 SHS) | TR UNIT | 78462F953 | 1,826 | 4,500 | SH | Put | SOLE | 0 | 0 | 4,500 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 222 | 4,076 | SH | SOLE | 0 | 0 | 4,076 | ||
SPDR GOLD SHARES ETF | GOLD SHS | 78463V107 | 635 | 4,290 | SH | SOLE | 0 | 0 | 4,290 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,554 | 9,916 | SH | SOLE | 0 | 0 | 9,916 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L100 | 78 | 30,614 | SH | SOLE | 0 | 0 | 30,614 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 3,296 | 35,431 | SH | SOLE | 0 | 0 | 35,431 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,300 | 5,490 | SH | SOLE | 0 | 0 | 5,490 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,613 | 12,510 | SH | SOLE | 0 | 0 | 12,510 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 969 | 11,125 | SH | SOLE | 0 | 0 | 11,125 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,305 | 16,495 | SH | SOLE | 0 | 0 | 16,495 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 951 | 28,518 | SH | SOLE | 0 | 0 | 28,518 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 2,754 | 38,925 | SH | SOLE | 0 | 0 | 38,925 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 121 | 25,870 | SH | SOLE | 0 | 0 | 25,870 | ||
VISA INC | COM CL A | 92826C839 | 397 | 2,470 | SH | SOLE | 0 | 0 | 2,470 | ||
WALMART INC | COM | 931142103 | 1,096 | 9,639 | SH | SOLE | 0 | 0 | 9,639 | ||
WELLS FARGO CO NEW | COM | 949746101 | 379 | 13,363 | SH | SOLE | 0 | 0 | 13,363 |