The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABIOMED INC COM | COM | 003654100 | 250 | 772 | SH | SOLE | 772 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC COM | COM | 007903107 | 225 | 2,456 | SH | SOLE | 2,456 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT DYMC | COM | 00162Q528 | 69,780 | 1,823,367 | SH | SOLE | 1,823,367 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT FLEX | COM | 00162Q510 | 32,030 | 813,989 | SH | SOLE | 813,989 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT STR INC | ETF - FIXED INCO | 00162Q783 | 4,878 | 196,807 | SH | SOLE | 196,807 | 0 | 0 | ||
ALPS ETF TR RIVERFRONT DYM | COM | 00162Q536 | 52,710 | 2,013,758 | SH | SOLE | 2,013,758 | 0 | 0 | ||
ALPS ETF TR RIVERFRONT UNC | COM | 00162Q544 | 3,104 | 120,388 | SH | SOLE | 120,388 | 0 | 0 | ||
ALTRIA GROUP INC COM | COM | 02209S103 | 204 | 4,964 | SH | SOLE | 4,964 | 0 | 0 | ||
APPLE COMPUTER INC | COM | 037833100 | 15,184 | 114,435 | SH | SOLE | 114,427 | 0 | 8 | ||
AUTODESK INC COM | COM | 052769106 | 244 | 799 | SH | SOLE | 799 | 0 | 0 | ||
BIOGEN IDEC INC COM | COM | 09062X103 | 201 | 820 | SH | SOLE | 820 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP COM | COM | 101137107 | 8,710 | 242,294 | SH | SOLE | 241,862 | 0 | 432 | ||
BROADRIDGE FINL SOLUTIONS INCO | COM | 11133T103 | 213 | 1,393 | SH | SOLE | 1,393 | 0 | 0 | ||
BROWN FORMAN CORP CL B | COM | 115637209 | 211 | 2,661 | SH | SOLE | 2,661 | 0 | 0 | ||
COGNIZANT TECHNOLOGY SOLUTIOCL | COM | 192446102 | 219 | 2,669 | SH | SOLE | 2,669 | 0 | 0 | ||
COMMUNICATION SERVICES SELECT | COM | 81369Y852 | 33,820 | 501,182 | SH | SOLE | 501,147 | 0 | 35 | ||
CUMMINS ENGINE INC COM | COM | 231021106 | 202 | 890 | SH | SOLE | 890 | 0 | 0 | ||
DAVITA INC | COM | 23918K108 | 217 | 1,846 | SH | SOLE | 1,846 | 0 | 0 | ||
DOLLAR GEN CORP NEW COM | COM | 256677105 | 11,251 | 53,504 | SH | SOLE | 53,412 | 0 | 92 | ||
DOMINOS PIZZA INC COM | COM | 25754A201 | 203 | 529 | SH | SOLE | 529 | 0 | 0 | ||
EASTMAN CHEM CO COM | COM | 277432100 | 211 | 2,105 | SH | SOLE | 2,105 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP COM | COM | 28176E108 | 213 | 2,337 | SH | SOLE | 2,337 | 0 | 0 | ||
EQUIFAX INC COM | COM | 294429105 | 224 | 1,162 | SH | SOLE | 1,162 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 288 | 1,620 | SH | SOLE | 1,620 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P707 | 11,040 | 159,840 | SH | SOLE | 159,840 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P608 | 23,659 | 367,324 | SH | SOLE | 367,324 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P806 | 1,725 | 26,579 | SH | SOLE | 26,579 | 0 | 0 | ||
FIRST TRUST RIVERFRONT DYN ASI | COM | 33739P509 | 925 | 16,044 | SH | SOLE | 16,044 | 0 | 0 | ||
FLIR SYS INC COM | COM | 302445101 | 233 | 5,306 | SH | SOLE | 5,306 | 0 | 0 | ||
FOX CORP | COM | 35137L105 | 219 | 7,521 | SH | SOLE | 7,521 | 0 | 0 | ||
GLOBAL X FDS US INFR DEV ET | COM | 37954Y673 | 65,539 | 3,090,047 | SH | SOLE | 3,087,611 | 0 | 2,436 | ||
GOLDMAN SACHS ETF TR EQUITY ET | COM | 381430503 | 582,058 | 7,690,021 | SH | SOLE | 7,684,528 | 0 | 5,493 | ||
Invesco QQQ Trust | COM | 46090E103 | 163,623 | 521,526 | SH | SOLE | 520,801 | 0 | 725 | ||
ILLUMINA INC COM | COM | 452327109 | 256 | 691 | SH | SOLE | 691 | 0 | 0 | ||
INCYTE CORP COM | COM | 45337C102 | 213 | 2,451 | SH | SOLE | 2,451 | 0 | 0 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 202 | 4,063 | SH | SOLE | 4,063 | 0 | 0 | ||
INTUIT COM | COM | 461202103 | 213 | 561 | SH | SOLE | 561 | 0 | 0 | ||
INVESCO S&P 500 HIGH BETA ETF | COM | 46138E370 | 24,124 | 424,946 | SH | SOLE | 423,968 | 0 | 978 | ||
ISHARES CORE DIVIDEND GROWTH E | COM | 46434V621 | 24,610 | 549,107 | SH | SOLE | 549,069 | 0 | 38 | ||
ISHARES INC CORE MSCI EMKT | COM | 46434G103 | 139,068 | 2,241,593 | SH | SOLE | 2,237,843 | 0 | 3,750 | ||
ISHARES TR 20 YR TRS BD | COM | 464287432 | 55,090 | 349,271 | SH | SOLE | 349,124 | 0 | 147 | ||
ISHARES TR CONS GOODS IDX | COM | 464287812 | 2,770 | 15,971 | SH | SOLE | 15,971 | 0 | 0 | ||
ISHARES TR CORE MSCI EAFE | COM | 46432F842 | 330,780 | 4,787,678 | SH | SOLE | 4,785,760 | 0 | 1,918 | ||
ISHARES TR CORE MSCI EURO | COM | 46434V738 | 37,103 | 723,550 | SH | SOLE | 722,094 | 0 | 1,456 | ||
ISHARES TR DJ MED DEVICES | COM | 464288810 | 23,980 | 73,268 | SH | SOLE | 73,146 | 0 | 122 | ||
ISHARES TR DJ US FINL SVC | COM | 464287770 | 123,945 | 826,029 | SH | SOLE | 825,511 | 0 | 518 | ||
ISHARES TR DJ US TECH SEC | COM | 464287721 | 77,446 | 910,279 | SH | SOLE | 909,483 | 0 | 796 | ||
ISHARES TR FLTG RATE NT | COM | 46429B655 | 321 | 6,333 | SH | SOLE | 6,333 | 0 | 0 | ||
ISHARES TR LEHMAN 10-20YR | COM | 464288653 | 29,093 | 182,729 | SH | SOLE | 182,718 | 0 | 11 | ||
ISHARES TR LEHMAN AGG BND | COM | 464287226 | 1,937 | 16,393 | SH | SOLE | 16,393 | 0 | 0 | ||
ISHARES TR LEHMAN INTER C | COM | 464288638 | 335 | 5,414 | SH | SOLE | 5,414 | 0 | 0 | ||
ISHARES TR MBS FIXED BDFD | COM | 464288588 | 97,995 | 889,817 | SH | SOLE | 889,754 | 0 | 63 | ||
ISHARES TR MSCI GRW IDX | COM | 464288885 | 117,470 | 1,164,110 | SH | SOLE | 1,162,144 | 0 | 1,966 | ||
ISHARES TR MSCI VAL IDX | COM | 464288877 | 27,258 | 577,527 | SH | SOLE | 576,628 | 0 | 899 | ||
ISHARES TR S&P 500 INDEX | COM | 464287200 | 357,832 | 953,230 | SH | SOLE | 953,122 | 0 | 108 | ||
ISHARES TR S&P 500 VALUE | COM | 464287408 | 16,294 | 127,283 | SH | SOLE | 127,070 | 0 | 213 | ||
ISHARES TR S&P NA SOFTWR | COM | 464287515 | 28,590 | 80,742 | SH | SOLE | 80,561 | 0 | 181 | ||
ISHS US SHRT MTY BD ETF | COM | 46431W507 | 311 | 6,204 | SH | SOLE | 6,204 | 0 | 0 | ||
JP MORGAN EXCHANGE TRADED FDBE | COM | 46641Q712 | 25,942 | 926,519 | SH | SOLE | 924,961 | 0 | 1,558 | ||
JPMORGAN DIVERSIFIED RETURN IN | COM | 46641Q209 | 32,357 | 555,871 | SH | SOLE | 554,997 | 0 | 874 | ||
LEIDOS HLDGS INC COM | COM | 525327102 | 216 | 2,055 | SH | SOLE | 2,055 | 0 | 0 | ||
LILLY ELI & CO COM | COM | 532457108 | 245 | 1,450 | SH | SOLE | 1,450 | 0 | 0 | ||
LIVE NATION ENTERTAINMENT INCO | COM | 538034109 | 214 | 2,909 | SH | SOLE | 2,909 | 0 | 0 | ||
LOWES COS INC COM | COM | 548661107 | 14,225 | 88,632 | SH | SOLE | 88,477 | 0 | 155 | ||
MARKETAXESS HLDGS INC COM | COM | 57060D108 | 220 | 385 | SH | SOLE | 385 | 0 | 0 | ||
MICROSOFT CORP COM | COM | 594918104 | 24,560 | 110,425 | SH | SOLE | 110,340 | 0 | 85 | ||
MOLSON COORS BREWING CO CL B | COM | 60871R209 | 205 | 4,532 | SH | SOLE | 4,532 | 0 | 0 | ||
MOTOROLA SOLUTIONS INC COM NEW | COM | 620076307 | 209 | 1,228 | SH | SOLE | 1,228 | 0 | 0 | ||
NEW PERSPECTIVE FD INC COM | MUTUAL FUNDS | 648018109 | 239 | 3,946 | SH | SOLE | 3,946 | 0 | 0 | ||
NORTHROP GRUMMAN CORP COM | COM | 666807102 | 8,964 | 29,418 | SH | SOLE | 29,367 | 0 | 51 | ||
NUCOR CORP COM | COM | 670346105 | 217 | 4,087 | SH | SOLE | 4,087 | 0 | 0 | ||
PHILIP MORRIS INTL INC COM | COM | 718172109 | 215 | 2,593 | SH | SOLE | 2,593 | 0 | 0 | ||
PROGRESSIVE CORP OHIO | COM | 743315103 | 23,768 | 240,375 | SH | SOLE | 240,192 | 0 | 183 | ||
PROLOGIS INC. COM | COM | 74340W103 | 25,344 | 254,312 | SH | SOLE | 254,071 | 0 | 241 | ||
QORVO INC COM | COM | 74736K101 | 238 | 1,431 | SH | SOLE | 1,431 | 0 | 0 | ||
QUALCOMM INC COM | COM | 747525103 | 205 | 1,346 | SH | SOLE | 1,346 | 0 | 0 | ||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y308 | 28,491 | 422,414 | SH | SOLE | 422,384 | 0 | 30 | ||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y407 | 71,739 | 446,197 | SH | SOLE | 446,142 | 0 | 55 | ||
SELECT SECTOR SPDR TR SBI HEAL | COM | 81369Y209 | 86,143 | 759,376 | SH | SOLE | 759,286 | 0 | 90 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y704 | 55,618 | 628,105 | SH | SOLE | 628,061 | 0 | 44 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y803 | 112,172 | 862,732 | SH | SOLE | 862,672 | 0 | 60 | ||
SELECT SECTOR SPDR TR SBI MATE | COM | 81369Y100 | 22,577 | 311,876 | SH | SOLE | 311,854 | 0 | 22 | ||
SMITH A O CORP COM | COM | 831865209 | 208 | 3,796 | SH | SOLE | 3,796 | 0 | 0 | ||
SPDR SER TR INV GRD FLT RT | COM | 78468R200 | 271 | 8,871 | SH | SOLE | 8,871 | 0 | 0 | ||
SPDR SERIES TRUST BARC CAPTL E | COM | 78464A474 | 11,303 | 359,972 | SH | SOLE | 359,972 | 0 | 0 | ||
SPDR SERIES TRUST DJ WLSH REIT | COM | 78464A607 | 1,061 | 12,232 | SH | SOLE | 12,232 | 0 | 0 | ||
SPDR SERIES TRUST PORTFOLIO AG | COM | 78464A649 | 227,403 | 7,385,630 | SH | SOLE | 7,385,133 | 0 | 497 | ||
STARBUCKS CORP COM | COM | 855244109 | 14,660 | 137,038 | SH | SOLE | 136,800 | 0 | 238 | ||
S&P GLOBAL INC COM | COM | 78409V104 | 201 | 611 | SH | SOLE | 611 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 17,556 | 99,452 | SH | SOLE | 99,277 | 0 | 175 | ||
TEXTRON INC COM | COM | 883203101 | 211 | 4,361 | SH | SOLE | 4,361 | 0 | 0 | ||
TWITTER INC COM | COM | 90184L102 | 255 | 4,707 | SH | SOLE | 4,707 | 0 | 0 | ||
UNITED PARCEL SERVICE INC CL B | COM | 911312106 | 12,452 | 73,945 | SH | SOLE | 73,822 | 0 | 123 | ||
UNITEDHEALTH GROUP INC COM | COM | 91324P102 | 10,636 | 30,333 | SH | SOLE | 30,279 | 0 | 54 | ||
VANECK VECTORS FALLEN ANGEL HI | COM | 92189F437 | 41,312 | 1,286,997 | SH | SOLE | 1,284,375 | 0 | 2,622 | ||
VANGUARD 500 INDEX FUND | MUTUAL FUNDS | 922908710 | 1,241 | 3,581 | SH | SOLE | 3,581 | 0 | 0 | ||
VANGUARD BD INDEX FD INC TOTAL | COM | 921937835 | 421,426 | 4,778,614 | SH | SOLE | 4,775,831 | 0 | 2,783 | ||
VANGUARD INDEX FDS STK MRK ETF | COM | 922908769 | 1,449 | 7,447 | SH | SOLE | 7,447 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FEU | COM | 922042874 | 44,532 | 739,245 | SH | SOLE | 739,193 | 0 | 52 | ||
VANGUARD MID-CAP INDEX FUND | MUTUAL FUNDS | 922908645 | 398 | 1,552 | SH | SOLE | 1,552 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C706 | 42,689 | 614,943 | SH | SOLE | 614,854 | 0 | 89 | ||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C870 | 245,481 | 2,527,091 | SH | SOLE | 2,526,524 | 0 | 567 | ||
VANGUARD SCOTTSDALE FDS LG-TER | COM | 92206C813 | 30,114 | 271,132 | SH | SOLE | 271,114 | 0 | 18 | ||
VANGUARD SCOTTSDALE FDS MORTG- | COM | 92206C771 | 8,329 | 154,040 | SH | SOLE | 154,040 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS SHRT-T | COM | 92206C409 | 240,332 | 2,886,870 | SH | SOLE | 2,885,561 | 0 | 1,309 | ||
VANGUARD WORLD FDS INF TECH ET | COM | 92204A702 | 11,156 | 31,534 | SH | SOLE | 31,462 | 0 | 72 | ||
VANGUARD WORLD FDS TELCOMM ETF | COM | 92204A884 | 22,182 | 184,549 | SH | SOLE | 184,537 | 0 | 12 | ||
VARIAN MED SYS INC COM | COM | 92220P105 | 205 | 1,170 | SH | SOLE | 1,170 | 0 | 0 | ||
VERISIGN INC COM | COM | 92343E102 | 229 | 1,056 | SH | SOLE | 1,056 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC COM | COM | 92532F100 | 218 | 923 | SH | SOLE | 923 | 0 | 0 | ||
VISA INC COM CL A | COM | 92826C839 | 14,024 | 64,118 | SH | SOLE | 64,006 | 0 | 112 | ||
WEYERHAEUSER CO COM | COM | 962166104 | 222 | 6,622 | SH | SOLE | 6,622 | 0 | 0 | ||
YUM BRANDS INC COM | COM | 988498101 | 221 | 2,037 | SH | SOLE | 2,037 | 0 | 0 |