The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 11,269 | 1,290,850 | SH | SOLE | 0 | 0 | 1,290,850 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 239 | 1,510 | SH | SOLE | 0 | 0 | 1,510 | ||
APPLE INC | COM | 037833100 | 340 | 2,154 | SH | SOLE | 0 | 0 | 2,154 | ||
BANCO SANTANDER SA | ADR | 05964H105 | 114 | 25,421 | SH | SOLE | 0 | 0 | 25,421 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 623 | 13,238 | SH | SOLE | 0 | 0 | 13,238 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 612 | 2 | SH | SOLE | 0 | 0 | 2 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 4,157 | 20,361 | SH | SOLE | 0 | 0 | 20,361 | ||
BIOGEN INC | COM | 09062X103 | 221 | 735 | SH | SOLE | 0 | 0 | 735 | ||
BLACKROCK INC | COM | 09247X101 | 779 | 1,983 | SH | SOLE | 0 | 0 | 1,983 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 224 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 211 | 6,610 | SH | SOLE | 0 | 0 | 6,610 | ||
BSB BANCORP INC MD | COM | 05573H108 | 219 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 1,047 | 29,000 | SH | SOLE | 0 | 0 | 29,000 | ||
COHU INC | COM | 192576106 | 423 | 26,347 | SH | SOLE | 0 | 0 | 26,347 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 179 | 14,176 | SH | SOLE | 0 | 0 | 14,176 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 176 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | 190 | 14,065 | SH | SOLE | 0 | 0 | 14,065 | ||
ENCANA CORP | COM | 292505104 | 173 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
FACEBOOK INC | CL A | 30303M102 | 374 | 2,853 | SH | SOLE | 0 | 0 | 2,853 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 615 | 81,192 | SH | SOLE | 0 | 0 | 81,192 | ||
GLOBAL X FDS | GLBL X MLP ETF | 37950E473 | 204 | 26,600 | SH | SOLE | 0 | 0 | 26,600 | ||
IMMUNOGEN INC | COM | 45253H101 | 542 | 112,873 | SH | SOLE | 0 | 0 | 112,873 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 1,367 | 18,147 | SH | SOLE | 0 | 0 | 18,147 | ||
INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | 243 | 16,774 | SH | SOLE | 0 | 0 | 16,774 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 231 | 2,532 | SH | SOLE | 0 | 0 | 2,532 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 7,385 | 600,911 | SH | SOLE | 0 | 0 | 600,911 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 16,530 | 350,581 | SH | SOLE | 0 | 0 | 350,581 | ||
ISHARES INC | JP MORGAN EM ETF | 464286517 | 330 | 7,657 | SH | SOLE | 0 | 0 | 7,657 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 409 | 8,069 | SH | SOLE | 0 | 0 | 8,069 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 791 | 9,462 | SH | SOLE | 0 | 0 | 9,462 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 774 | 7,424 | SH | SOLE | 0 | 0 | 7,424 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 12,557 | 228,310 | SH | SOLE | 0 | 0 | 228,310 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 3,433 | 20,673 | SH | SOLE | 0 | 0 | 20,673 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,566 | 22,594 | SH | SOLE | 0 | 0 | 22,594 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 3,599 | 14,304 | SH | SOLE | 0 | 0 | 14,304 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 4,412 | 41,429 | SH | SOLE | 0 | 0 | 41,429 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 2,778 | 53,600 | SH | SOLE | 0 | 0 | 53,600 | ||
ISHARES TR | EUROPE ETF | 464287861 | 1,083 | 27,691 | SH | SOLE | 0 | 0 | 27,691 | ||
ISHARES TR | MRNGSTR LG-CP GR | 464287119 | 2,006 | 12,651 | SH | SOLE | 0 | 0 | 12,651 | ||
ISHARES TR | MSCI ACWI EX US | 464288240 | 1,077 | 25,679 | SH | SOLE | 0 | 0 | 25,679 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 432 | 11,064 | SH | SOLE | 0 | 0 | 11,064 | ||
ISHARES TR | MSCI INDIA ETF | 46429B598 | 653 | 19,600 | SH | SOLE | 0 | 0 | 19,600 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 865 | 11,335 | SH | SOLE | 0 | 0 | 11,335 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 1,089 | 23,433 | SH | SOLE | 0 | 0 | 23,433 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,313 | 9,803 | SH | SOLE | 0 | 0 | 9,803 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 3,252 | 22,136 | SH | SOLE | 0 | 0 | 22,136 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 5,630 | 37,366 | SH | SOLE | 0 | 0 | 37,366 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 240 | 2,375 | SH | SOLE | 0 | 0 | 2,375 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 911 | 10,200 | SH | SOLE | 0 | 0 | 10,200 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,371 | 12,523 | SH | SOLE | 0 | 0 | 12,523 | ||
ISHARES TR | U.S. FINLS ETF | 464287788 | 213 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
JOHNSON & JOHNSON | COM | 478160104 | 201 | 1,556 | SH | SOLE | 0 | 0 | 1,556 | ||
KLA-TENCOR CORP | COM | 482480100 | 268 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
KVH INDS INC | COM | 482738101 | 533 | 51,800 | SH | SOLE | 0 | 0 | 51,800 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 354 | 11,160 | SH | SOLE | 0 | 0 | 11,160 | ||
MILLENDO THERAPEUTICS INC | COM | 60040X103 | 515 | 64,794 | SH | SOLE | 0 | 0 | 64,794 | ||
MORGAN STANLEY | COM NEW | 617446448 | 242 | 6,100 | SH | SOLE | 0 | 0 | 6,100 | ||
NEWELL BRANDS INC | COM | 651229106 | 279 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
NEWFIELD EXPL CO | COM | 651290108 | 440 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 119 | 10,233 | SH | SOLE | 0 | 0 | 10,233 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 1,643 | 17,800 | SH | SOLE | 0 | 0 | 17,800 | ||
PROSHARES TR | SHRT 20+YR TRE | 74347X849 | 654 | 29,200 | SH | SOLE | 0 | 0 | 29,200 | ||
PUTNAM MANAGED MUN INCOM TR | COM | 746823103 | 416 | 61,893 | SH | SOLE | 0 | 0 | 61,893 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 351 | 31,294 | SH | SOLE | 0 | 0 | 31,294 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 1,954 | 34,070 | SH | SOLE | 0 | 0 | 34,070 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 260 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 9,804 | 80,859 | SH | SOLE | 0 | 0 | 80,859 | ||
SPDR INDEX SHS FDS | S&P CHINA ETF | 78463X400 | 1,536 | 18,111 | SH | SOLE | 0 | 0 | 18,111 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 249 | 8,355 | SH | SOLE | 0 | 0 | 8,355 | ||
SPDR INDEX SHS FDS | S&P EMKTSC ETF | 78463X756 | 2,008 | 49,016 | SH | SOLE | 0 | 0 | 49,016 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,393 | 25,581 | SH | SOLE | 0 | 0 | 25,581 | ||
SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 | 270 | 5,612 | SH | SOLE | 0 | 0 | 5,612 | ||
SPDR SERIES TRUST | OILGAS EQUIP | 78464A748 | 394 | 43,700 | SH | SOLE | 0 | 0 | 43,700 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 269 | 3,750 | SH | SOLE | 0 | 0 | 3,750 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 1,329 | 14,843 | SH | SOLE | 0 | 0 | 14,843 | ||
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 2,289 | 86,279 | SH | SOLE | 0 | 0 | 86,279 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 298 | 6,293 | SH | SOLE | 0 | 0 | 6,293 | ||
SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142102 | 1,431 | 142,350 | SH | SOLE | 0 | 0 | 142,350 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 308 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
TIVO CORP | COM | 88870P106 | 363 | 38,530 | SH | SOLE | 0 | 0 | 38,530 | ||
UNITED CONTL HLDGS INC | COM | 910047109 | 419 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,023 | 48,500 | SH | SOLE | 0 | 0 | 48,500 | ||
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 675 | 48,100 | SH | SOLE | 0 | 0 | 48,100 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 331 | 4,173 | SH | SOLE | 0 | 0 | 4,173 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 1,997 | 36,820 | SH | SOLE | 0 | 0 | 36,820 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 2,896 | 29,563 | SH | SOLE | 0 | 0 | 29,563 | ||
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 3,449 | 34,557 | SH | SOLE | 0 | 0 | 34,557 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,534 | 11,100 | SH | SOLE | 0 | 0 | 11,100 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 209 | 2,802 | SH | SOLE | 0 | 0 | 2,802 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,039 | 13,223 | SH | SOLE | 0 | 0 | 13,223 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 211 | 1,850 | SH | SOLE | 0 | 0 | 1,850 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 740 | 5,607 | SH | SOLE | 0 | 0 | 5,607 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 45,968 | 360,165 | SH | SOLE | 0 | 0 | 360,165 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 2,156 | 22,010 | SH | SOLE | 0 | 0 | 22,010 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 5,765 | 126,480 | SH | SOLE | 0 | 0 | 126,480 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 6,749 | 177,138 | SH | SOLE | 0 | 0 | 177,138 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 4,768 | 50,362 | SH | SOLE | 0 | 0 | 50,362 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 539 | 8,234 | SH | SOLE | 0 | 0 | 8,234 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 211 | 4,410 | SH | SOLE | 0 | 0 | 4,410 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 3,668 | 98,865 | SH | SOLE | 0 | 0 | 98,865 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 253 | 3,244 | SH | SOLE | 0 | 0 | 3,244 | ||
VANGUARD WORLD FDS | ENERGY ETF | 92204A306 | 559 | 7,245 | SH | SOLE | 0 | 0 | 7,245 | ||
WALMART INC | COM | 931142103 | 1,864 | 20,000 | SH | SOLE | 0 | 0 | 20,000 |