The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARK ETF TR | NEXT GNRTN INTER | 00214Q401 | 1,186 | 10,002 | SH | SOLE | 0 | 0 | 0 | 10,002 | |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 980 | 10,365 | SH | SOLE | 0 | 0 | 0 | 10,365 | |
ARK ETF TR | GENOMIC REV ETF | 00214Q302 | 1,708 | 27,888 | SH | SOLE | 0 | 0 | 0 | 27,888 | |
DBX ETF TR | XTRCKR MSCI US | 233051150 | 290 | 6,534 | SH | SOLE | 0 | 0 | 0 | 6,534 | |
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 171 | 15,452 | SH | SOLE | 0 | 0 | 0 | 15,452 | |
EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 | 5,461 | 127,302 | SH | DFND | 0 | 0 | 0 | 127,302 | |
EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 | 1,555 | 36,258 | SH | SOLE | 0 | 0 | 0 | 36,258 | |
FIRST TR EXCH TRD ALPHDX FD | BRAZIL ALPHADEX | 33737J133 | 955 | 82,837 | SH | SOLE | 0 | 0 | 0 | 82,837 | |
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 2,203 | 21,115 | SH | SOLE | 0 | 0 | 0 | 21,115 | |
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | 5,567 | 89,927 | SH | DFND | 0 | 0 | 0 | 89,927 | |
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | 3,423 | 55,292 | SH | SOLE | 0 | 0 | 0 | 55,292 | |
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 5,503 | 24,335 | SH | DFND | 0 | 0 | 0 | 24,335 | |
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 1,823 | 8,062 | SH | SOLE | 0 | 0 | 0 | 8,062 | |
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 4,160 | 69,562 | SH | DFND | 0 | 0 | 0 | 69,562 | |
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 716 | 11,977 | SH | SOLE | 0 | 0 | 0 | 11,977 | |
FIRST TR STOXX EUROPEAN SELE | COMMON SHS | 33735T109 | 2,035 | 141,132 | SH | SOLE | 0 | 0 | 0 | 141,132 | |
GLOBAL X FDS | CONSCIOUS COS | 37954Y731 | 286 | 8,301 | SH | SOLE | 0 | 0 | 0 | 8,301 | |
GLOBAL X FDS | RENEWABLE ENERGY | 37954Y707 | 595 | 38,010 | SH | SOLE | 0 | 0 | 0 | 38,010 | |
INVESCO EXCH TRADED FD TR II | S&P 500 REVENUE | 46138G698 | 335 | 4,195 | SH | SOLE | 0 | 0 | 0 | 4,195 | |
INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 46138E362 | 561 | 12,381 | SH | SOLE | 0 | 0 | 0 | 12,381 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 5,357 | 13,466 | SH | DFND | 0 | 0 | 0 | 13,466 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,184 | 5,490 | SH | SOLE | 0 | 0 | 0 | 5,490 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 474 | 11,926 | SH | SOLE | 0 | 0 | 0 | 11,926 | |
ISHARES TR | ESG AW MSCI EAFE | 46435G516 | 261 | 3,280 | SH | SOLE | 0 | 0 | 0 | 3,280 | |
ISHARES TR | MSCI USA ESG SLC | 464288802 | 862 | 8,112 | SH | SOLE | 0 | 0 | 0 | 8,112 | |
ISHARES TR | RUS MD CP GR ETF | 464287481 | 2,525 | 21,915 | SH | DFND | 0 | 0 | 0 | 21,915 | |
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 4,262 | 34,823 | SH | DFND | 0 | 0 | 0 | 34,823 | |
ISHARES TR | US TELECOM ETF | 464287713 | 290 | 8,804 | SH | SOLE | 0 | 0 | 0 | 8,804 | |
ISHARES TR | SP SMCP600VL ETF | 464287879 | 264 | 2,524 | SH | SOLE | 0 | 0 | 0 | 2,524 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,440 | 3,019 | SH | SOLE | 0 | 0 | 0 | 3,019 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 3,501 | 28,560 | SH | DFND | 0 | 0 | 0 | 28,560 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,014 | 8,275 | SH | SOLE | 0 | 0 | 0 | 8,275 | |
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 205 | 2,532 | SH | SOLE | 0 | 0 | 0 | 2,532 | |
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 716 | 8,374 | SH | SOLE | 0 | 0 | 0 | 8,374 | |
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 12,766 | 252,895 | SH | SOLE | 0 | 0 | 0 | 252,895 | |
J P MORGAN EXCHANGE-TRADED F | SHORT DURA CORE | 46641Q274 | 4,192 | 84,290 | SH | SOLE | 0 | 0 | 0 | 84,290 | |
J P MORGAN EXCHANGE-TRADED F | US AGGREGATE ETF | 46641Q241 | 2,495 | 46,267 | SH | DFND | 0 | 0 | 0 | 46,267 | |
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 2,902 | 28,845 | SH | SOLE | 0 | 0 | 0 | 28,845 | |
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 2,690 | 48,748 | SH | SOLE | 0 | 0 | 0 | 48,748 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 670 | 6,602 | SH | SOLE | 0 | 0 | 0 | 6,602 | |
PROSHARES TR | ONLINE RTL ETF | 74347B169 | 1,247 | 21,990 | SH | SOLE | 0 | 0 | 0 | 21,990 | |
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 6,637 | 130,518 | SH | DFND | 0 | 0 | 0 | 130,518 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 586 | 8,189 | SH | SOLE | 0 | 0 | 0 | 8,189 | |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 2,556 | 28,210 | SH | DFND | 0 | 0 | 0 | 28,210 | |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 1,696 | 18,717 | SH | SOLE | 0 | 0 | 0 | 18,717 | |
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 386 | 9,889 | SH | SOLE | 0 | 0 | 0 | 9,889 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 386 | 3,652 | SH | SOLE | 0 | 0 | 0 | 3,652 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 3,659 | 47,446 | SH | DFND | 0 | 0 | 0 | 47,446 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 3,629 | 25,760 | SH | DFND | 0 | 0 | 0 | 25,760 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 273 | 1,935 | SH | SOLE | 0 | 0 | 0 | 1,935 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 1,741 | 8,515 | SH | DFND | 0 | 0 | 0 | 8,515 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 1,166 | 5,705 | SH | SOLE | 0 | 0 | 0 | 5,705 | |
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 1,417 | 18,243 | SH | SOLE | 0 | 0 | 0 | 18,243 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,419 | 19,997 | SH | DFND | 0 | 0 | 0 | 19,997 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 2,748 | 16,074 | SH | SOLE | 0 | 0 | 0 | 16,074 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 579 | 1,218 | SH | SOLE | 0 | 0 | 0 | 1,218 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 409 | 791 | SH | SOLE | 0 | 0 | 0 | 791 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 2,281 | 20,372 | SH | DFND | 0 | 0 | 0 | 20,372 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 902 | 8,060 | SH | SOLE | 0 | 0 | 0 | 8,060 | |
SPDR SER TR | FACTST INV ETF | 78464A110 | 902 | 4,724 | SH | SOLE | 0 | 0 | 0 | 4,724 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 369 | 7,803 | SH | SOLE | 0 | 0 | 0 | 7,803 | |
TRIMTABS ETF TR | FCF US QLTY ETF | 89628W302 | 546 | 9,881 | SH | SOLE | 0 | 0 | 0 | 9,881 | |
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 398 | 12,431 | SH | SOLE | 0 | 0 | 0 | 12,431 | |
VANECK ETF TRUST | FALLEN ANGEL HG | 92189F437 | 279 | 8,468 | SH | SOLE | 0 | 0 | 0 | 8,468 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 760 | 11,137 | SH | SOLE | 0 | 0 | 0 | 11,137 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,927 | 79,391 | SH | SOLE | 0 | 0 | 0 | 79,391 |