The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1/100 BERKSHIRE HTWY CLA | cs | 084990175 | 275 | 100 | SH | SOLE | 100 | 0 | 0 | ||
5BARZ INTL INC | cs | 33833F100 | 2 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
A T & T INC | cs | 00206R102 | 9,728 | 248,362 | SH | SOLE | 235,972 | 0 | 12,390 | ||
ABBVIE INC | cs | 00287Y109 | 6,629 | 74,604 | SH | SOLE | 70,084 | 0 | 4,520 | ||
ABERDEEN ASIA PACIFIC IN | cs | 003009107 | 511 | 99,000 | SH | SOLE | 99,000 | 0 | 0 | ||
ALIBABA GROUP HLDG F | cs | 01609W102 | 439 | 2,540 | SH | SOLE | 2,540 | 0 | 0 | ||
ALLERGAN PLC F | cs | G0177J108 | 805 | 3,928 | SH | SOLE | 3,928 | 0 | 0 | ||
ALPHABET INC. | cs | 02079K305 | 5,815 | 5,972 | SH | SOLE | 5,669 | 0 | 303 | ||
ALPS ALERIAN MLP ETF | cs | 00162Q866 | 174 | 15,534 | SH | SOLE | 15,534 | 0 | 0 | ||
ALTRIA GROUP INC | cs | 02209S103 | 1,952 | 30,776 | SH | SOLE | 29,026 | 0 | 1,750 | ||
AMAZON COM INC | cs | 023135106 | 3,853 | 4,008 | SH | SOLE | 3,793 | 0 | 215 | ||
AMGEN INCORPORATED | cs | 031162100 | 209 | 1,119 | SH | SOLE | 1,119 | 0 | 0 | ||
APPLE INC | cs | 037833100 | 8,958 | 58,124 | SH | SOLE | 51,061 | 0 | 7,063 | ||
BANK OF AMERICA CORP | cs | 060505104 | 4,469 | 176,364 | SH | SOLE | 165,644 | 0 | 10,720 | ||
BARCLYS IPATH NOTES LKD | cs | 06738C786 | 86 | 15,950 | SH | SOLE | 15,950 | 0 | 0 | ||
BERKSHIRE HATHAWAY | cs | 084670702 | 1,674 | 9,134 | SH | SOLE | 8,484 | 0 | 650 | ||
BLACKROCK CORE BOND CF | cs | 09249E101 | 178 | 12,667 | SH | SOLE | 11,106 | 0 | 1,561 | ||
BLACKROCK FLOAT RATE INC | cs | 09255X100 | 1,030 | 71,700 | SH | SOLE | 67,200 | 0 | 4,500 | ||
BLACKROCK MUNIYIELD CALI | cs | 09254M105 | 304 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI | cs | 09254N103 | 1,347 | 87,157 | SH | SOLE | 59,032 | 0 | 28,125 | ||
BOEING CO | cs | 097023105 | 593 | 2,334 | SH | SOLE | 2,334 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB | cs | 110122108 | 277 | 4,348 | SH | SOLE | 3,748 | 0 | 600 | ||
BROADCOM LTD F | cs | Y09827109 | 246 | 1,013 | SH | SOLE | 888 | 0 | 125 | ||
CAPRICOR THERAPEUTICS | cs | 14070B101 | 152 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
CATHAY GENERAL BANCO | cs | 149150104 | 402 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CELGENE CORP | cs | 151020104 | 3,131 | 21,475 | SH | SOLE | 20,020 | 0 | 1,455 | ||
CENTURYLINK INC | cs | 156700106 | 246 | 13,002 | SH | SOLE | 13,002 | 0 | 0 | ||
CHANCELLOR GROUP INC | cs | 15883D101 | 0 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CHEVRON CORPORATION | cs | 166764100 | 1,165 | 9,913 | SH | SOLE | 8,492 | 0 | 1,421 | ||
CISCO SYSTEMS INC | cs | 17275R102 | 4,529 | 134,686 | SH | SOLE | 128,497 | 0 | 6,189 | ||
CITIGROUP INC | cs | 172967424 | 484 | 6,660 | SH | SOLE | 6,660 | 0 | 0 | ||
COHEN AND STEERS INFRAST | cs | 19248A109 | 3,674 | 159,725 | SH | SOLE | 153,625 | 0 | 6,100 | ||
COMMERCE BANCSHARES | cs | 200525103 | 867 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CONSOLIDATED EDISON | cs | 209115104 | 6,614 | 81,980 | SH | SOLE | 76,860 | 0 | 5,120 | ||
COSTCO WHOLESALE CO | cs | 22160K105 | 460 | 2,799 | SH | SOLE | 2,799 | 0 | 0 | ||
CREATIVE EDGE NUTRIT | cs | 22528W205 | 0 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
DNP SELECT INCOME CF | cs | 23325P104 | 325 | 28,300 | SH | SOLE | 28,300 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTI | cs | 258622109 | 925 | 43,510 | SH | SOLE | 42,965 | 0 | 545 | ||
DOUBLELINE OPPORTUNISTIC | cs | 258623107 | 6,639 | 276,173 | SH | SOLE | 266,103 | 0 | 10,070 | ||
DOWDUPONT INC | cs | 26078J100 | 1,015 | 14,660 | SH | SOLE | 14,660 | 0 | 0 | ||
DUKE ENERGY CORP | cs | 26441C204 | 296 | 3,529 | SH | SOLE | 3,529 | 0 | 0 | ||
EATON CORP PLC F | cs | G29183103 | 7,475 | 97,349 | SH | SOLE | 89,794 | 0 | 7,555 | ||
EATON VANCE LIMITED DURA | cs | 27828H105 | 2,485 | 177,132 | SH | SOLE | 166,007 | 0 | 11,125 | ||
EDISON INTERNATIONAL | cs | 281020107 | 263 | 3,414 | SH | SOLE | 2,139 | 0 | 1,275 | ||
EMERSON ELECTRIC CO | cs | 291011104 | 209 | 3,329 | SH | SOLE | 3,329 | 0 | 0 | ||
ENERGY SELECT SECTOR | cs | 81369Y506 | 393 | 5,745 | SH | SOLE | 5,595 | 0 | 150 | ||
ETFS GOLD TRUST ETF | cs | 26922Y105 | 334 | 2,690 | SH | SOLE | 2,240 | 0 | 450 | ||
EXXON MOBIL CORP | cs | 30231G102 | 13,602 | 165,922 | SH | SOLE | 159,622 | 0 | 6,300 | ||
FACEBOOK INC | cs | 30303M102 | 5,177 | 30,300 | SH | SOLE | 27,783 | 0 | 2,517 | ||
FIRST FOUNDATION INC | cs | 32026V104 | 358 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FORD MOTOR COMPANY | cs | 345370860 | 131 | 10,909 | SH | SOLE | 10,909 | 0 | 0 | ||
FS INVESTMENT CORP | cs | 302635107 | 85 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | cs | 369604103 | 277 | 11,463 | SH | SOLE | 11,388 | 0 | 75 | ||
GENERAL MILLS INC | cs | 370334104 | 462 | 8,934 | SH | SOLE | 8,734 | 0 | 200 | ||
GILEAD SCIENCES INC | cs | 375558103 | 342 | 4,225 | SH | SOLE | 4,125 | 0 | 100 | ||
GROUPON INC | cs | 399473107 | 57 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
GUGGENHEIM BLLSHS 2017 | cs | 18383M548 | 918 | 40,572 | SH | SOLE | 38,452 | 0 | 2,120 | ||
GUGGENHEIM BULTSH 2018 | cs | 18383M530 | 207 | 9,761 | SH | SOLE | 7,761 | 0 | 2,000 | ||
GUGGENHEIM S&P 500 EQUAL | cs | 78355W106 | 9,513 | 99,570 | SH | SOLE | 96,559 | 0 | 3,011 | ||
HEALTHMED SVCS LTD | cs | 422246306 | 0 | 489,700 | SH | SOLE | 489,700 | 0 | 0 | ||
HOME DEPOT INC | cs | 437076102 | 526 | 3,216 | SH | SOLE | 3,216 | 0 | 0 | ||
HONEYWELL INTL INC | cs | 438516106 | 483 | 3,410 | SH | SOLE | 3,410 | 0 | 0 | ||
INTEL CORP | cs | 458140100 | 307 | 8,071 | SH | SOLE | 8,071 | 0 | 0 | ||
ISHARES 1-3 YEAR CREDIT | cs | 464288646 | 232 | 2,200 | SH | SOLE | 1,600 | 0 | 600 | ||
ISHARES INTERM CREDIT | cs | 464288638 | 4,321 | 39,229 | SH | SOLE | 35,604 | 0 | 3,625 | ||
ISHARES NASDAQ | cs | 464287556 | 454 | 1,360 | SH | SOLE | 1,335 | 0 | 25 | ||
ISHARES US HEALTHCARE | cs | 464287762 | 368 | 2,142 | SH | SOLE | 1,742 | 0 | 400 | ||
JOHNSON & JOHNSON | cs | 478160104 | 366 | 2,814 | SH | SOLE | 2,814 | 0 | 0 | ||
JOHNSON CTLS INTL F | cs | G51502105 | 218 | 5,406 | SH | SOLE | 5,378 | 0 | 28 | ||
JP MORGAN CHASE ALERIAN | cs | 46625H365 | 691 | 24,495 | SH | SOLE | 23,895 | 0 | 600 | ||
JPMORGAN CHASE & CO | cs | 46625H100 | 6,210 | 65,018 | SH | SOLE | 60,253 | 0 | 4,765 | ||
KIMBERLY-CLARK CORP | cs | 494368103 | 207 | 1,757 | SH | SOLE | 1,182 | 0 | 575 | ||
KONINKLIJKE PHILIPS F | cs | 500472303 | 1,942 | 47,127 | SH | SOLE | 44,089 | 0 | 3,038 | ||
LEO MOTORS INC | cs | 526362108 | 32 | 249,742 | SH | SOLE | 249,742 | 0 | 0 | ||
LIBERTY STAR URANIUM | cs | 53123T206 | 1 | 616,600 | SH | SOLE | 616,600 | 0 | 0 | ||
LOWES COMPANIES INC | cs | 548661107 | 701 | 8,774 | SH | SOLE | 8,524 | 0 | 250 | ||
MARSH & MC LENNAN CO | cs | 571748102 | 270 | 3,218 | SH | SOLE | 3,218 | 0 | 0 | ||
MERCK & CO INC | cs | 58933Y105 | 528 | 8,248 | SH | SOLE | 7,648 | 0 | 600 | ||
METLIFE INC | cs | 59156R108 | 476 | 9,160 | SH | SOLE | 8,260 | 0 | 900 | ||
MICRON TECHNOLOGY | cs | 595112103 | 461 | 11,715 | SH | SOLE | 11,715 | 0 | 0 | ||
MICROSOFT CORP | cs | 594918104 | 232 | 3,117 | SH | SOLE | 3,117 | 0 | 0 | ||
NANOTECH ENTERTAINME | cs | 63009Y203 | 2 | 82,323 | SH | SOLE | 82,323 | 0 | 0 | ||
NAVIOS MARITIME F | cs | Y62196103 | 167 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
NETFLIX INC | cs | 64110L106 | 302 | 1,664 | SH | SOLE | 1,514 | 0 | 150 | ||
NIKE INC | cs | 654106103 | 293 | 5,652 | SH | SOLE | 5,652 | 0 | 0 | ||
NORTHROP GRUMMAN CO | cs | 666807102 | 396 | 1,378 | SH | SOLE | 1,378 | 0 | 0 | ||
NUVEEN ALL CAP ENERGY ML | cs | 67075E108 | 90 | 10,075 | SH | SOLE | 10,075 | 0 | 0 | ||
NUVEEN CLIFORNIA QULTY M | cs | 67066Y105 | 1,842 | 123,426 | SH | SOLE | 114,176 | 0 | 9,250 | ||
NUVEEN S&P500 BUY-WRITE | cs | 6706ER101 | 2,228 | 159,347 | SH | SOLE | 152,447 | 0 | 6,900 | ||
NUVEN CALIFOR AMT FREE Q | cs | 670651108 | 2,103 | 133,382 | SH | SOLE | 125,382 | 0 | 8,000 | ||
NVIDIA CORP | cs | 67066G104 | 395 | 2,207 | SH | SOLE | 2,157 | 0 | 50 | ||
PALO ALTO NETWORKS | cs | 697435105 | 298 | 2,065 | SH | SOLE | 1,815 | 0 | 250 | ||
PAYPAL HOLDINGS INCO | cs | 70450Y103 | 424 | 6,628 | SH | SOLE | 6,628 | 0 | 0 | ||
PFIZER INCORPORATED | cs | 717081103 | 6,734 | 188,621 | SH | SOLE | 176,506 | 0 | 12,115 | ||
PHILIP MORRIS INTL | cs | 718172109 | 371 | 3,338 | SH | SOLE | 3,338 | 0 | 0 | ||
PHILLIPS 66 | cs | 718546104 | 273 | 2,980 | SH | SOLE | 2,980 | 0 | 0 | ||
PIMCO INVEST GRADE CORP | cs | 72201R817 | 570 | 5,407 | SH | SOLE | 5,149 | 0 | 258 | ||
POWERSH CALIFOR AMT FRE | cs | 73936T441 | 579 | 22,184 | SH | SOLE | 20,934 | 0 | 1,250 | ||
POWERSHARES PREFERRED | cs | 73936T565 | 5,264 | 350,202 | SH | SOLE | 330,067 | 0 | 20,135 | ||
POWERSHARES QQQ TRUST | cs | 73935A104 | 635 | 4,366 | SH | SOLE | 4,158 | 0 | 208 | ||
PPG INDUSTRIES INC | cs | 693506107 | 577 | 5,309 | SH | SOLE | 5,309 | 0 | 0 | ||
PROCTER & GAMBLE | cs | 742718109 | 644 | 7,074 | SH | SOLE | 6,924 | 0 | 150 | ||
QORVO INC | cs | 74736K101 | 412 | 5,825 | SH | SOLE | 5,825 | 0 | 0 | ||
QUALCOMM INC | cs | 747525103 | 593 | 11,445 | SH | SOLE | 11,445 | 0 | 0 | ||
RAYTHEON COMPANY | cs | 755111507 | 205 | 1,097 | SH | SOLE | 1,097 | 0 | 0 | ||
S B A COMMUNICATIONS | cs | 78410G104 | 720 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SALESFORCE COM | cs | 79466L302 | 208 | 2,225 | SH | SOLE | 2,150 | 0 | 75 | ||
SCHWAB EMERGING MARKETS | cs | 808524706 | 17,509 | 650,634 | SH | SOLE | 621,614 | 0 | 29,020 | ||
SCHWAB INTERNATIONAL | cs | 808524805 | 46,779 | 1,397,635 | SH | SOLE | 1,333,621 | 0 | 64,014 | ||
SCHWAB US AGGREGATE BOND | cs | 808524839 | 26,232 | 500,987 | SH | SOLE | 478,290 | 0 | 22,697 | ||
SCHWAB US BROAD MARKET | cs | 808524102 | 2,495 | 40,961 | SH | SOLE | 36,286 | 0 | 4,675 | ||
SCHWAB US DIVIDEND | cs | 808524797 | 1,057 | 22,585 | SH | SOLE | 20,040 | 0 | 2,545 | ||
SCHWAB US LARGE CAP | cs | 808524300 | 12,073 | 182,724 | SH | SOLE | 177,109 | 0 | 5,615 | ||
SCHWAB US LARGE CAP | cs | 808524409 | 11,812 | 227,942 | SH | SOLE | 220,624 | 0 | 7,318 | ||
SCHWAB US LARGE CAP ETF | cs | 808524201 | 59,024 | 983,083 | SH | SOLE | 942,775 | 0 | 40,308 | ||
SCHWAB US SMALL CAP ETF | cs | 808524607 | 369 | 5,474 | SH | SOLE | 5,474 | 0 | 0 | ||
SCORPIO BULKERS INC F | cs | Y7546A122 | 78 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
SELECT SECTOR INDUSTRIAL | cs | 81369Y704 | 374 | 5,274 | SH | SOLE | 5,024 | 0 | 250 | ||
SELECT SECTOR UTI SELECT | cs | 81369Y886 | 2,497 | 47,060 | SH | SOLE | 44,635 | 0 | 2,425 | ||
SELECT STR FINANCIAL | cs | 81369Y605 | 438 | 16,953 | SH | SOLE | 16,528 | 0 | 425 | ||
SIRIUS XM HLDGS INC | cs | 82968B103 | 224 | 40,575 | SH | SOLE | 40,575 | 0 | 0 | ||
SKYWORKS SOLUTIONS | cs | 83088M102 | 213 | 2,094 | SH | SOLE | 1,944 | 0 | 150 | ||
SOLARIS PWR CELLS | cs | 83416X101 | 0 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SPDR FUND CONSUMER | cs | 81369Y308 | 280 | 5,180 | SH | SOLE | 4,990 | 0 | 190 | ||
SPDR GOLD SHARES ETF | cs | 78463V107 | 267 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
SPDR S&P 500 ETF | cs | 78462F103 | 7,293 | 29,030 | SH | SOLE | 7,300 | 0 | 21,730 | ||
SPDR S&P OIL & GAS EXPL | cs | 78464A730 | 314 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
STARBUCKS CORP | cs | 855244109 | 2,946 | 54,852 | SH | SOLE | 51,167 | 0 | 3,685 | ||
TAL EDUCATION GROUP F | cs | 874080104 | 216 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
TESLA INC | cs | 88160R101 | 2,041 | 5,985 | SH | SOLE | 5,113 | 0 | 872 | ||
TIME WARNER INC | cs | 887317303 | 315 | 3,076 | SH | SOLE | 3,076 | 0 | 0 | ||
UNION PACIFIC CORP | cs | 907818108 | 614 | 5,296 | SH | SOLE | 5,096 | 0 | 200 | ||
UNITED TECHNOLOGIES | cs | 913017109 | 3,337 | 28,743 | SH | SOLE | 27,428 | 0 | 1,315 | ||
USA URANIUM CORP XXX | cs | 91154T109 | 0 | 400,000 | SH | SOLE | 0 | 0 | 400,000 | ||
VANECK VECTORS PFD SEC | cs | 92189F429 | 867 | 43,175 | SH | SOLE | 41,975 | 0 | 1,200 | ||
VANGUARD CONSUMER | cs | 92204A207 | 4,497 | 32,452 | SH | SOLE | 30,697 | 0 | 1,755 | ||
VANGUARD FINANCIALS ETF | cs | 92204A405 | 3,351 | 51,266 | SH | SOLE | 47,046 | 0 | 4,220 | ||
VANGUARD INTERNATNL HGH | cs | 921946794 | 5,843 | 88,950 | SH | SOLE | 84,160 | 0 | 4,790 | ||
VANGUARD REIT ETF | cs | 922908553 | 2,612 | 31,439 | SH | SOLE | 29,449 | 0 | 1,990 | ||
VANGUARD TOTAL BOND | cs | 921937835 | 861 | 10,510 | SH | SOLE | 9,210 | 0 | 1,300 | ||
VERIZON COMMUNICATN | cs | 92343V104 | 4,244 | 85,758 | SH | SOLE | 83,445 | 0 | 2,313 | ||
VIPSHOP HLDGS LTD F | cs | 92763W103 | 88 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
WALT DISNEY CO | cs | 254687106 | 372 | 3,771 | SH | SOLE | 3,391 | 0 | 380 | ||
WELLS FARGO BK N A | cs | 949746101 | 4,081 | 74,000 | SH | SOLE | 69,575 | 0 | 4,425 | ||
WESTERN DIGITAL CORP | cs | 958102105 | 4,818 | 55,762 | SH | SOLE | 52,312 | 0 | 3,450 | ||
XENONICS HOLDINGS | cs | 984117101 | 0 | 16,553 | SH | SOLE | 16,553 | 0 | 0 | ||
ANNALY CAPITAL MGMT | oa | 035710409 | 2,561 | 210,120 | SH | SOLE | 203,320 | 0 | 6,800 | ||
ENTERPRISE PRODUCTS LP | oa | 293792107 | 295 | 11,302 | SH | SOLE | 11,302 | 0 | 0 | ||
GENERAL MOTORS 7.70XXX | oa | 370ESCAU9 | 0 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
REALTY INCM CORP | oa | 756109104 | 226 | 3,950 | SH | SOLE | 3,825 | 0 | 125 | ||
VENTAS INC | oa | 92276F100 | 517 | 7,937 | SH | SOLE | 7,487 | 0 | 450 |