The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Broadcom Inc | COM | 11135F101 | 5 | 20 | SH | SOLE | 20 | 0 | 0 | ||
Alerian Mlp Etf | ALERIAN MLP | 00162Q866 | 299 | 29,632 | SH | SOLE | 29,632 | 0 | 0 | ||
At&T Inc | COM | 00206R102 | 451 | 14,155 | SH | SOLE | 14,155 | 0 | 0 | ||
Aberdeen Income Credit Strat | COM | 003057106 | 208 | 15,200 | SH | SOLE | 15,200 | 0 | 0 | ||
Adidas Ag-Sponsored Adr | COM | 00687A107 | 18 | 165 | SH | SOLE | 165 | 0 | 0 | ||
Alibaba Group Holding-Sp Adr | SPONSORED ADS | 01609W102 | 37 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Alphabet Inc-Cl A | CAP STK CL A | 02079K305 | 774 | 690 | SH | SOLE | 690 | 0 | 0 | ||
Amazon.Com Inc | COM | 023135106 | 30 | 18 | SH | SOLE | 18 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 209 | 1,128 | SH | SOLE | 1,128 | 0 | 0 | ||
Apple Inc | COM | 037833100 | 271 | 1,476 | SH | SOLE | 1,476 | 0 | 0 | ||
Applied Materials Inc | COM | 038222105 | 177 | 3,866 | SH | SOLE | 3,866 | 0 | 0 | ||
Bank Of America Corp | COM | 060505104 | 278 | 9,925 | SH | SOLE | 9,925 | 0 | 0 | ||
Berkshire Hathaway Inc-Cl B | CL B NEW | 084670702 | 286 | 1,542 | SH | SOLE | 1,542 | 0 | 0 | ||
Best Buy Co Inc | COM | 086516101 | 174 | 2,344 | SH | SOLE | 2,344 | 0 | 0 | ||
Boston Scientific Corp | COM | 101137107 | 715 | 22,008 | SH | SOLE | 22,008 | 0 | 0 | ||
Brighthouse Financial Inc | COM | 10922N103 | 11 | 272 | SH | SOLE | 272 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 95 | 1,726 | SH | SOLE | 1,726 | 0 | 0 | ||
Broadcom Inc | COM | 11135F101 | 776 | 3,222 | SH | SOLE | 3,222 | 0 | 0 | ||
Cvs Health Corp | COM | 126650100 | 176 | 2,749 | SH | SOLE | 2,749 | 0 | 0 | ||
Campbell Soup Co | COM | 134429109 | 175 | 4,356 | SH | SOLE | 4,356 | 0 | 0 | ||
Charter Communications Inc-A | CL A | 16119P108 | 321 | 1,102 | SH | SOLE | 1,102 | 0 | 0 | ||
Chevron Corp | COM | 166764100 | 486 | 3,871 | SH | SOLE | 3,871 | 0 | 0 | ||
Cisco Systems Inc | COM | 17275R102 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
Conagra Brands Inc | COM | 205887102 | 77 | 2,169 | SH | SOLE | 2,169 | 0 | 0 | ||
Conocophillips | COM | 20825C104 | 801 | 11,582 | SH | SOLE | 11,582 | 0 | 0 | ||
Corning Inc | COM | 219350105 | 196 | 7,181 | SH | SOLE | 7,181 | 0 | 0 | ||
Costco Wholesale Corp | COM | 22160K105 | 35 | 168 | SH | SOLE | 168 | 0 | 0 | ||
Xtrackers Harvest Csi 300 Ch | XTRACK HRVST CSI | 233051879 | 6,179 | 234,560 | SH | SOLE | 234,560 | 0 | 0 | ||
Walt Disney Co/The | COM DISNEY | 254687106 | 684 | 6,570 | SH | SOLE | 6,570 | 0 | 0 | ||
Etfmg Prime Cyber Security E | PRIME CYBR SCRTY | 26924G201 | 50 | 1,350 | SH | SOLE | 1,350 | 0 | 0 | ||
Facebook Inc-A | CL A | 30303M102 | 834 | 4,322 | SH | SOLE | 4,322 | 0 | 0 | ||
Franklin Resources Inc | COM | 354613101 | 192 | 6,045 | SH | SOLE | 6,045 | 0 | 0 | ||
Freeport-Mcmoran Inc | CL B | 35671D857 | 381 | 22,245 | SH | SOLE | 22,245 | 0 | 0 | ||
Gap Inc/The | COM | 364760108 | 202 | 6,274 | SH | SOLE | 6,274 | 0 | 0 | ||
General Mills Inc | COM | 370334104 | 178 | 4,052 | SH | SOLE | 4,052 | 0 | 0 | ||
Gilead Sciences Inc | COM | 375558103 | 86 | 1,216 | SH | SOLE | 1,216 | 0 | 0 | ||
Global X Robotics & Artifici | RBTCS ARTFL INTE | 37954Y715 | 2,488 | 113,827 | SH | SOLE | 113,827 | 0 | 0 | ||
Global X Fintech Etf | FINTECH ETF | 37954Y814 | 52 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Global X Lithium & Battery T | LITHIUM BTRY ETF | 37954Y855 | 2,329 | 71,979 | SH | SOLE | 71,979 | 0 | 0 | ||
Home Depot Inc | COM | 437076102 | 14 | 70 | SH | SOLE | 70 | 0 | 0 | ||
Humana Inc | COM | 444859102 | 204 | 690 | SH | SOLE | 690 | 0 | 0 | ||
Iq Hedge Multi-Strat Tracker | HEDGE MLTI ETF | 45409B107 | 2,830 | 93,790 | SH | SOLE | 93,790 | 0 | 0 | ||
Iq Merger Arbitrage Etf | IQ MRGR ARB ETF | 45409B800 | 5,300 | 173,862 | SH | SOLE | 173,862 | 0 | 0 | ||
Invesco Qqq Trust Series 1 | UNIT SER 1 | 46090E103 | 1,158 | 6,797 | SH | SOLE | 6,797 | 0 | 0 | ||
Invesco Senior Loan Etf | SR LN ETF | 46138G508 | 313 | 13,770 | SH | SOLE | 13,770 | 0 | 0 | ||
Invesco Variable Rate Prefer | VAR RATE PFD | 46138G870 | 3,504 | 141,677 | SH | SOLE | 141,677 | 0 | 0 | ||
Ishares Gold Trust | ISHARES | 464285105 | 46 | 3,820 | SH | SOLE | 3,820 | 0 | 0 | ||
Ishares Jp Morgan Em Corpora | JP MRG EM CRP BD | 464286251 | 221 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
Ishares Msci World Etf | MSCI WORLD ETF | 464286392 | 141 | 1,628 | SH | SOLE | 1,628 | 0 | 0 | ||
Ishares Msci Eurozone Etf | MSCI EURZONE ETF | 464286608 | 91 | 2,229 | SH | SOLE | 2,229 | 0 | 0 | ||
Ishares Msci Switzerland Etf | MSCI SWITZERLAND | 464286749 | 625 | 19,331 | SH | SOLE | 19,331 | 0 | 0 | ||
Ishares Select Dividend Etf | SELECT DIVID ETF | 464287168 | 32 | 331 | SH | SOLE | 331 | 0 | 0 | ||
Ishares Core S&P 500 Etf | CORE S&P500 ETF | 464287200 | 114 | 420 | SH | SOLE | 420 | 0 | 0 | ||
Ishares Msci Emerging Market | MSCI EMG MKT ETF | 464287234 | 1,335 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
Ishares Iboxx Investment Gra | IBOXX INV CP ETF | 464287242 | 1,092 | 9,600 | SH | SOLE | 9,600 | 0 | 0 | ||
Ishares 20 Year Treasury Bo | 20 YR TR BD ETF | 464287432 | 62 | 515 | SH | SOLE | 515 | 0 | 0 | ||
Ishares Nasdaq Biotechnology | NASDAQ BIOTECH | 464287556 | 48 | 440 | SH | SOLE | 440 | 0 | 0 | ||
Ishares Russell 2000 Etf | RUSSELL 2000 ETF | 464287655 | 1,768 | 10,877 | SH | SOLE | 10,877 | 0 | 0 | ||
Ishares U.S. Industrials Etf | US INDUSTRIALS | 464287754 | 26 | 180 | SH | SOLE | 180 | 0 | 0 | ||
Ishares Us Financials Etf | U.S. FINLS ETF | 464287788 | 31 | 265 | SH | SOLE | 265 | 0 | 0 | ||
Ishares U.S. Basic Materials | U.S. BAS MTL ETF | 464287838 | 24 | 245 | SH | SOLE | 245 | 0 | 0 | ||
Ishares Europe Etf | EUROPE ETF | 464287861 | 23 | 507 | SH | SOLE | 507 | 0 | 0 | ||
Ishares S&P Small-Cap 600 Va | SP SMCP600VL ETF | 464287879 | 83 | 515 | SH | SOLE | 515 | 0 | 0 | ||
Ishares Msci Acwi Ex Us Etf | MSCI ACWI EX US | 464288240 | 31 | 660 | SH | SOLE | 660 | 0 | 0 | ||
Ishares Msci Acwi Etf | MSCI ACWI ETF | 464288257 | 49 | 700 | SH | SOLE | 700 | 0 | 0 | ||
Ishares Jp Morgan Usd Emergi | JPMORGAN USD EMG | 464288281 | 1,782 | 16,807 | SH | SOLE | 16,807 | 0 | 0 | ||
Ishares California Muni Bond | CALIF MUN BD ETF | 464288356 | 870 | 14,960 | SH | SOLE | 14,960 | 0 | 0 | ||
Ishares Iboxx High Yld Corp | IBOXX HI YD ETF | 464288513 | 1,953 | 23,122 | SH | SOLE | 23,122 | 0 | 0 | ||
Ishares Mbs Etf | MBS ETF | 464288588 | 398 | 3,850 | SH | SOLE | 3,850 | 0 | 0 | ||
Ishares Intermediate-Term Co | INTRMD CR BD ETF | 464288638 | 4,804 | 45,538 | SH | SOLE | 45,538 | 0 | 0 | ||
Ishares 3-7 Year Treasury Bo | 3 7 YR TREAS BD | 464288661 | 180 | 1,507 | SH | SOLE | 1,507 | 0 | 0 | ||
Ishares Short Treasury Bond | SHORT TREAS BD | 464288679 | 80 | 730 | SH | SOLE | 730 | 0 | 0 | ||
Ishares Us Preferred Stock E | S&P US PFD STK | 464288687 | 3,244 | 86,648 | SH | SOLE | 86,648 | 0 | 0 | ||
Ishares U.S. Aerospace & Def | US AER DEF ETF | 464288760 | 47 | 245 | SH | SOLE | 245 | 0 | 0 | ||
Ishares Msci Europe Financia | MSCI EURO FL ETF | 464289180 | 326 | 16,250 | SH | SOLE | 16,250 | 0 | 0 | ||
Ishares Msci India Etf | MSCI INDIA ETF | 46429B598 | 46 | 1,385 | SH | SOLE | 1,385 | 0 | 0 | ||
Ishares Floating Rate Bond E | FLTG RATE NT ETF | 46429B655 | 2,384 | 47,079 | SH | SOLE | 47,079 | 0 | 0 | ||
Ishares Core High Dividend E | CORE HIGH DV ETF | 46429B663 | 16 | 190 | SH | SOLE | 190 | 0 | 0 | ||
Ishares Commod Select Strat | COMMOD SEL STG | 46431W853 | 2,901 | 74,841 | SH | SOLE | 74,841 | 0 | 0 | ||
Ishares Msci Japan Etf | MSCI JPN ETF NEW | 46434G822 | 36 | 625 | SH | SOLE | 625 | 0 | 0 | ||
Ishares Msci Global Metals & | MSCI GBL ETF NEW | 46434G848 | 4,308 | 132,956 | SH | SOLE | 132,956 | 0 | 0 | ||
Ishares Currency Hedged Msci | CUR HD EURZN ETF | 46434V639 | 1,338 | 44,816 | SH | SOLE | 44,816 | 0 | 0 | ||
Isha Curr Hedged Msci Japan | HDG MSCI JAPAN | 46434V886 | 4,147 | 129,580 | SH | SOLE | 129,580 | 0 | 0 | ||
Ishares Intl Aggregate Bond | CORE INTL AGGR | 46435G672 | 109 | 2,080 | SH | SOLE | 2,080 | 0 | 0 | ||
Ishares Curr Hedged Msci Uk | MSCI UN KNGDOM | 46435G862 | 1,256 | 51,056 | SH | SOLE | 51,056 | 0 | 0 | ||
Ishares Curr Hedg Msci Switz | MSCI SWITZERLD | 46435G870 | 1,312 | 50,535 | SH | SOLE | 50,535 | 0 | 0 | ||
Jpmorgan Chase & Co | COM | 46625H100 | 961 | 9,284 | SH | SOLE | 9,284 | 0 | 0 | ||
Kellogg Co | COM | 487836108 | 103 | 1,487 | SH | SOLE | 1,487 | 0 | 0 | ||
Kimberly-Clark Corp | COM | 494368103 | 177 | 1,694 | SH | SOLE | 1,694 | 0 | 0 | ||
Kohls Corp | COM | 500255104 | 106 | 1,470 | SH | SOLE | 1,470 | 0 | 0 | ||
Kraft Heinz Co/The | COM | 500754106 | 22 | 360 | SH | SOLE | 360 | 0 | 0 | ||
Lam Research Corp | COM | 512807108 | 454 | 2,643 | SH | SOLE | 2,643 | 0 | 0 | ||
Mckesson Corp | COM | 58155Q103 | 80 | 602 | SH | SOLE | 602 | 0 | 0 | ||
Metlife Inc | COM | 59156R108 | 130 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 139 | 1,420 | SH | SOLE | 1,420 | 0 | 0 | ||
Netflix Inc | COM | 64110L106 | 31 | 80 | SH | SOLE | 80 | 0 | 0 | ||
Nike Inc -Cl B | CL B | 654106103 | 1,039 | 13,132 | SH | SOLE | 13,132 | 0 | 0 | ||
Omnicom Group | COM | 681919106 | 185 | 2,444 | SH | SOLE | 2,444 | 0 | 0 | ||
Pepsico Inc | COM | 713448108 | 10 | 95 | SH | SOLE | 95 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 12 | 320 | SH | SOLE | 320 | 0 | 0 | ||
Philip Morris International | COM | 718172109 | 183 | 2,286 | SH | SOLE | 2,286 | 0 | 0 | ||
Pimco Enhanced Short Maturit | ENHAN SHRT MA AC | 72201R833 | 101 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Spdr S&P 500 Etf Trust | TR UNIT | 78462F103 | 12,474 | 46,308 | SH | SOLE | 46,308 | 0 | 0 | ||
Spdr Euro Stoxx 50 Etf | EURO STOXX 50 | 78463X202 | 3,110 | 81,700 | SH | SOLE | 81,700 | 0 | 0 | ||
Spdr Euro Stoxx Small Cap Et | EUR STOXX SMCP | 78463X392 | 10 | 170 | SH | SOLE | 170 | 0 | 0 | ||
Spdr Bbg Barc St High Yield | BLOOMBERG SRT TR | 78468R408 | 946 | 34,915 | SH | SOLE | 34,915 | 0 | 0 | ||
Materials Select Sector Spdr | SBI MATERIALS | 81369Y100 | 41 | 705 | SH | SOLE | 705 | 0 | 0 | ||
Energy Select Sector Spdr | ENERGY | 81369Y506 | 754 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Financial Select Sector Spdr | SBI INT-FINL | 81369Y605 | 2,420 | 91,763 | SH | SOLE | 91,763 | 0 | 0 | ||
Stryker Corp | COM | 863667101 | 49 | 290 | SH | SOLE | 290 | 0 | 0 | ||
Target Corp | COM | 87612E106 | 190 | 2,515 | SH | SOLE | 2,515 | 0 | 0 | ||
Transdigm Group Inc | COM | 893641100 | 95 | 278 | SH | SOLE | 278 | 0 | 0 | ||
United Technologies Corp | COM | 913017109 | 561 | 4,522 | SH | SOLE | 4,522 | 0 | 0 | ||
Valero Energy Corp | COM | 91913Y100 | 91 | 823 | SH | SOLE | 823 | 0 | 0 | ||
Vaneck Vectors Emerging Mark | EMERGING MKTS HI | 92189F353 | 114 | 5,025 | SH | SOLE | 5,025 | 0 | 0 | ||
Vanguard Total Bond Market | TOTAL BND MRKT | 921937835 | 1,134 | 14,419 | SH | SOLE | 14,419 | 0 | 0 | ||
Vanguard High Dvd Yield Etf | HIGH DIV YLD | 921946406 | 39 | 470 | SH | SOLE | 470 | 0 | 0 | ||
Vanguard Total Intl Bond Etf | INTL BD IDX ETF | 92203J407 | 3,147 | 57,927 | SH | SOLE | 57,927 | 0 | 0 | ||
Vanguard Health Care Etf | HEALTH CAR ETF | 92204A504 | 71 | 450 | SH | SOLE | 450 | 0 | 0 | ||
Vanguard S/T Corp Bond Etf | SHRT TRM CORP BD | 92206C409 | 2,038 | 26,279 | SH | SOLE | 26,279 | 0 | 0 | ||
Vanguard Real Estate Etf | REAL ESTATE ETF | 922908553 | 186 | 2,305 | SH | SOLE | 2,305 | 0 | 0 | ||
Vanguard Small-Cap Etf | SMALL CP ETF | 922908751 | 15 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Visa Inc-Class A Shares | COM CL A | 92826C839 | 26 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Vodafone Group Plc-Sp Adr | SPONSORED ADR | 92857W308 | 17 | 720 | SH | SOLE | 720 | 0 | 0 | ||
Voya Financial Inc | COM | 929089100 | 3 | 57 | SH | SOLE | 57 | 0 | 0 | ||
Walgreens Boots Alliance Inc | COM | 931427108 | 84 | 1,415 | SH | SOLE | 1,415 | 0 | 0 | ||
Waste Management Inc | COM | 94106L109 | 4 | 50 | SH | SOLE | 50 | 0 | 0 | ||
Whirlpool Corp | COM | 963320106 | 87 | 598 | SH | SOLE | 598 | 0 | 0 | ||
Wisdomtree Em Small Cap | EMG MKTS SMCAP | 97717W281 | 33 | 700 | SH | SOLE | 700 | 0 | 0 | ||
Wisdomtree Japan Hedged Eq | JAPN HEDGE EQT | 97717W851 | 550 | 10,258 | SH | SOLE | 10,258 | 0 | 0 | ||
Wisdomtree Eur S/C Dividend | EUROPE SMCP DV | 97717W869 | 521 | 8,039 | SH | SOLE | 8,039 | 0 | 0 | ||
Wisdomtree Europe Hedged Equ | EUROPE HEDGED EQ | 97717X701 | 219 | 3,490 | SH | SOLE | 3,490 | 0 | 0 |