The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CVS HEALTH CORP | COM | 126650100 | 1,117 | 17,200 | SH | SOLE | 0 | 0 | 17,200 | ||
COCA COLA CO | COM | 191216100 | 474 | 10,600 | SH | SOLE | 0 | 0 | 10,600 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 242 | 3,300 | SH | SOLE | 0 | 0 | 3,300 | ||
FS KKR CAPITAL CORP | COM | 302635206 | 367 | 26,184 | SH | SOLE | 0 | 0 | 26,184 | ||
GRIFFON CORP | COM | 398433102 | 1,047 | 56,551 | SH | SOLE | 0 | 0 | 56,551 | ||
HONEYWELL INTL INC | COM | 438516106 | 795 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
INTEL CORP | COM | 458140100 | 912 | 15,248 | SH | SOLE | 0 | 0 | 15,248 | ||
JOHNSON & JOHNSON | COM | 478160104 | 236 | 1,680 | SH | SOLE | 0 | 0 | 1,680 | ||
LADDER CAP CORP | CL A | 505743104 | 105 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
MCDONALDS CORP | COM | 580135101 | 203 | 1,100 | SH | SOLE | 0 | 0 | 1,100 | ||
MICROSOFT CORP | COM | 594918104 | 1,323 | 6,500 | SH | SOLE | 0 | 0 | 6,500 | ||
MONROE CAP CORP | COM | 610335101 | 212 | 30,543 | SH | SOLE | 0 | 0 | 30,543 | ||
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 179 | 68,401 | SH | SOLE | 0 | 0 | 68,401 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 686 | 45,935 | SH | SOLE | 0 | 0 | 45,935 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 10,206 | 792,367 | SH | SOLE | 0 | 0 | 792,367 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 2,562 | 184,323 | SH | SOLE | 0 | 0 | 184,323 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 226 | 64,512 | SH | SOLE | 0 | 0 | 64,512 | ||
PFIZER INC | COM | 717081103 | 1,443 | 44,135 | SH | SOLE | 0 | 0 | 44,135 | ||
STITCH FIX INC | COM CL A | 860897107 | 247 | 9,895 | SH | SOLE | 0 | 0 | 9,895 | ||
SYSCO CORP | COM | 871829107 | 415 | 7,600 | SH | SOLE | 0 | 0 | 7,600 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 352 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 299 | 3,600 | SH | SOLE | 0 | 0 | 3,600 | ||
VANGUARD TAX-MANAGED FDS | FTSE DEV MKT ETF | 921943858 | 1,313 | 33,850 | SH | SOLE | 0 | 0 | 33,850 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 4,428 | 59,196 | SH | SOLE | 0 | 0 | 59,196 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,277 | 32,243 | SH | SOLE | 0 | 0 | 32,243 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 221 | 1,350 | SH | SOLE | 0 | 0 | 1,350 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 729 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
AARONS INC | COM PAR $0.50 | 002535300 | 454 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 269 | 1,248 | SH | SOLE | 0 | 0 | 1,248 | ||
ALLIANZGI CONV INCOME FD | COM | 018828103 | 248 | 56,725 | SH | SOLE | 0 | 0 | 56,725 | ||
AMAZON COM INC | COM | 023135106 | 4,304 | 1,560 | SH | SOLE | 0 | 0 | 1,560 | ||
APOLLO INVT CORP | COM NEW | 03761U502 | 125 | 13,100 | SH | SOLE | 0 | 0 | 13,100 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 130 | 13,300 | SH | SOLE | 0 | 0 | 13,300 | ||
APPLE INC | COM | 037833100 | 1,225 | 3,357 | SH | SOLE | 0 | 0 | 3,357 | ||
ARES CAPITAL CORP | COM | 04010L103 | 504 | 34,900 | SH | SOLE | 0 | 0 | 34,900 | ||
ARES COML REAL ESTATE CORP | COM | 04013V108 | 147 | 16,098 | SH | SOLE | 0 | 0 | 16,098 | ||
ARISTA NETWORKS INC | COM | 040413106 | 210 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
BECTON DICKINSON & CO | COM | 075887109 | 1,316 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,440 | 13,670 | SH | SOLE | 0 | 0 | 13,670 | ||
BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | 569 | 42,125 | SH | SOLE | 0 | 0 | 42,125 | ||
BLACKROCK CAP INVT CORP | COM | 092533108 | 1,297 | 485,684 | SH | SOLE | 0 | 0 | 485,684 | ||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 2,174 | 258,800 | SH | SOLE | 0 | 0 | 258,800 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 3,282 | 247,161 | SH | SOLE | 0 | 0 | 247,161 | ||
BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 | 3,882 | 309,580 | SH | SOLE | 0 | 0 | 309,580 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 411 | 35,988 | SH | SOLE | 0 | 0 | 35,988 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 263 | 10,900 | SH | SOLE | 0 | 0 | 10,900 | ||
BOEING CO | COM | 097023105 | 2,305 | 12,575 | SH | SOLE | 0 | 0 | 12,575 | ||
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 198 | 27,108 | SH | SOLE | 0 | 0 | 27,108 | ||
CASTLE BIOSCIENCES INC | COM | 14843C105 | 378 | 10,026 | SH | SOLE | 0 | 0 | 10,026 | ||
CONOCOPHILLIPS | COM | 20825C104 | 2,122 | 50,500 | SH | SOLE | 0 | 0 | 50,500 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 1,235 | 7,060 | SH | SOLE | 0 | 0 | 7,060 | ||
ETF SER SOLUTIONS | US GLB JETS | 26922A842 | 761 | 45,700 | SH | SOLE | 0 | 0 | 45,700 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 3,009 | 257,176 | SH | SOLE | 0 | 0 | 257,176 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 424 | 59,500 | SH | SOLE | 0 | 0 | 59,500 | ||
ESSENTIAL PPTYS RLTY TR INC | COM | 29670E107 | 414 | 27,883 | SH | SOLE | 0 | 0 | 27,883 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,974 | 26,500 | SH | SOLE | 0 | 0 | 26,500 | ||
GANNETT CO INC | COM | 36472T109 | 83 | 60,338 | SH | SOLE | 0 | 0 | 60,338 | ||
HESS CORP | COM | 42809H107 | 570 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,656 | 6,688 | SH | SOLE | 0 | 0 | 6,688 | ||
INVESCO TR INVT GRADE NEW YO | COM | 46131T101 | 2,075 | 170,381 | SH | SOLE | 0 | 0 | 170,381 | ||
INVESCO QUALITY MUN INCOME T | COM | 46133G107 | 2,842 | 238,431 | SH | SOLE | 0 | 0 | 238,431 | ||
MERCK & CO. INC | COM | 58933Y105 | 1,199 | 15,500 | SH | SOLE | 0 | 0 | 15,500 | ||
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 1,557 | 382,584 | SH | SOLE | 0 | 0 | 382,584 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 6,247 | 463,099 | SH | SOLE | 0 | 0 | 463,099 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 1,800 | 121,975 | SH | SOLE | 0 | 0 | 121,975 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 1,544 | 101,075 | SH | SOLE | 0 | 0 | 101,075 | ||
NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | 1,114 | 135,402 | SH | SOLE | 0 | 0 | 135,402 | ||
PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 | 1,704 | 181,224 | SH | SOLE | 0 | 0 | 181,224 | ||
PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 | 2,229 | 193,813 | SH | SOLE | 0 | 0 | 193,813 | ||
PIMCO MUN INCOME FD II | COM | 72200W106 | 3,288 | 244,482 | SH | SOLE | 0 | 0 | 244,482 | ||
PIMCO NEW YORK MUN FD II | COM | 72200Y102 | 2,699 | 260,513 | SH | SOLE | 0 | 0 | 260,513 | ||
PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | 690 | 37,423 | SH | SOLE | 0 | 0 | 37,423 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 1,216 | 54,400 | SH | SOLE | 0 | 0 | 54,400 | ||
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 938 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 1,060 | 17,200 | SH | SOLE | 0 | 0 | 17,200 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,974 | 25,860 | SH | SOLE | 0 | 0 | 25,860 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 456 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 600 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 704 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,814 | 32,150 | SH | SOLE | 0 | 0 | 32,150 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 274 | 18,300 | SH | SOLE | 0 | 0 | 18,300 | ||
TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 204 | 19,841 | SH | SOLE | 0 | 0 | 19,841 | ||
VIACOMCBS INC | CL B | 92556H206 | 1,283 | 55,000 | SH | SOLE | 0 | 0 | 55,000 | ||
VISA INC | COM CL A | 92826C839 | 435 | 2,250 | SH | SOLE | 0 | 0 | 2,250 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 169 | 35,000 | SH | SOLE | 0 | 0 | 35,000 | ||
WELLS FARGO INCOME OPPORTUNI | WF INC OPPTY FD | 94987B105 | 223 | 31,750 | SH | SOLE | 0 | 0 | 31,750 | ||
MEDTRONIC PLC | SHS | G5960L103 | 459 | 5,000 | SH | SOLE | 0 | 0 | 5,000 |