Latest Institutional Transactions on Applied Optoelectronics, Inc. (AAOI)
This table provides information on the latest institutional transactions involving Applied Optoelectronics, Inc. (AAOI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 06, 2018
Q2 2018
|
Bowling Portfolio Management LLC
|
SELL
|
- |
-27.9KClosed |
$670K - $1.31M
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-1.25KClosed |
$30K - $58.8K
|
0
$0
|
|
|
Aug 02, 2018
Q2 2018
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-36.3KClosed |
$871K - $1.71M
|
0
$0
|
|
|
Jul 23, 2018
Q2 2018
|
Mizuho Securities Usa LLC
|
SELL
|
PUT |
-30.3KClosed |
$727K - $1.43M
|
0
$0
|
|
|
Jul 23, 2018
Q2 2018
|
Mizuho Securities Usa LLC
|
SELL
|
- |
-30.3KClosed |
$727K - $1.43M
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 16, 2018
Q1 2018
|
Assetmark, Inc
|
SELL
|
- |
-158Closed |
$3.74K - $6.14K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Hancock Whitney Corp
|
SELL
|
- |
-154KClosed |
$3.64M - $5.98M
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-15.4KClosed |
$363K - $597K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-8KClosed |
$189K - $311K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Seven Eight Capital, LP
|
SELL
|
- |
-19.6KClosed |
$464K - $762K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
CALL |
175KNew |
$4.14M - $6.81M
|
175K
$5.37M
|
|
|
May 09, 2018
Q1 2018
|
Eulav Asset Management
|
SELL
|
- |
-8KClosed |
$189K - $311K
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-6.63KClosed |
$157K - $258K
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Teacher Retirement System Of Texas
Austin, TX |
SELL
|
- |
-6.15KClosed |
$145K - $239K
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-5.76KClosed |
$136K - $224K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Zweig Di Menna Associates LLC
|
SELL
|
- |
-16.1KClosed |
$380K - $625K
|
0
$0
|
|
|
Apr 30, 2018
Q1 2018
|
Spc Financial, Inc.
|
SELL
|
- |
-7.94KClosed |
$188K - $309K
|
0
$0
|
|
|
Apr 27, 2018
Q1 2018
|
Hwg Holdings LP
Houston, TX |
SELL
|
- |
-13KClosed |
$308K - $507K
|
0
$0
|
|
|
Apr 27, 2018
Q1 2018
|
Hwg Holdings LP
Houston, TX |
SELL
|
CALL |
-48KClosed |
$1.14M - $1.87M
|
0
$0
|
|
|
Apr 26, 2018
Q1 2018
|
Meritage Portfolio Management
|
SELL
|
- |
-137KClosed |
$3.24M - $5.33M
|
0
$0
|
|
|
Apr 23, 2018
Q1 2018
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
CALL |
-500Closed |
$11.8K - $19.4K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-55Closed |
$1.3K - $2.14K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 20, 2018
Q4 2017
|
Envestnet Asset Management Inc
|
SELL
|
- |
-98Closed |
$3.7K - $6.32K
|
0
$0
|
|
|
Feb 15, 2018
Q4 2017
|
Westover Capital Advisors, LLC
Wilmington, DE |
SELL
|
- |
-3.45KClosed |
$130K - $222K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
SELL
|
- |
-5.65KClosed |
$214K - $365K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-23.4KClosed |
$885K - $1.51M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-102KClosed |
$3.84M - $6.56M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Natixis
Paris, I0 |
SELL
|
- |
-3.59KClosed |
$136K - $232K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Jefferies Group LLC
New York, NY |
SELL
|
CALL |
-114KClosed |
$4.3M - $7.34M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Zacks Investment Management
Chicago, IL |
SELL
|
- |
-24KClosed |
$906K - $1.55M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Hound Partners, LLC
New York, NY |
SELL
|
- |
-121KClosed |
$4.59M - $7.84M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-8.72KClosed |
$330K - $563K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Cavalier Investments, LLC
|
SELL
|
- |
-15.4KClosed |
$582K - $994K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Horizon Investment Services, LLC
Hammond, IN |
SELL
|
- |
-5.95KClosed |
$225K - $384K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Origin Asset Management LLP
London, X0 |
SELL
|
- |
-4.18KClosed |
$158K - $270K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Cipher Capital LP
New York, NY |
SELL
|
- |
-5.68KClosed |
$215K - $366K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-23.5KClosed |
$889K - $1.52M
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Versor Investments LP
|
SELL
|
- |
-4.6KClosed |
$174K - $297K
|
0
$0
|
|
|
Feb 08, 2018
Q4 2017
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-1KClosed |
$37.8K - $64.5K
|
0
$0
|
|
|
Feb 08, 2018
Q4 2017
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-18- 37.5% |
$680 - $1.16K
|
30
$921
|
|
|
Feb 08, 2018
Q4 2017
|
Catalyst Capital Advisors LLC
Huntington, NY |
SELL
|
- |
-10.7KClosed |
$405K - $692K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Private Advisor Group, LLC
|
SELL
|
- |
-4.22KClosed |
$159K - $272K
|
0
$0
|
|
|
Feb 05, 2018
Q4 2017
|
Bank Hapoalim Bm
|
SELL
|
- |
-6.34KClosed |
$239K - $409K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Nationwide Fund Advisors
|
SELL
|
- |
-10.3KClosed |
$391K - $667K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Parametrica Management LTD
|
SELL
|
- |
-12.9KClosed |
$489K - $834K
|
0
$0
|
|
|
Jan 25, 2018
Q4 2017
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-160KClosed |
$6.06M - $10.3M
|
0
$0
|
|
|
Jan 23, 2018
Q4 2017
|
James Investment Research Inc
|
SELL
|
- |
-37.4KClosed |
$1.41M - $2.41M
|
0
$0
|
|
|
Jan 18, 2018
Q4 2017
|
Dorchester Wealth Management CO
|
SELL
|
- |
-6.6KClosed |
$249K - $426K
|
0
$0
|
|
|
Jan 11, 2018
Q4 2017
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-200Closed |
$7.56K - $12.9K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Jan 29, 2020
Q3 2017
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
CALL |
-16.6KClosed |
$931K - $1.18M
|
0
$0
|
|