Latest Institutional Transactions on Applied Optoelectronics, Inc. (AAOI)
This table provides information on the latest institutional transactions involving Applied Optoelectronics, Inc. (AAOI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2020
Q2 2020
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
- |
-448KClosed |
$3.28M - $5.46M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-7.28KClosed |
$53.3K - $88.8K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-3.01KClosed |
$22K - $36.7K
|
0
$0
|
|
|
Jul 06, 2020
Q2 2020
|
Ellevest, Inc.
|
SELL
|
- |
-10Closed |
$73.2 - $122
|
0
$0
|
|
|
Jul 06, 2020
Q2 2020
|
Municipal Employees' Retirement System Of Michigan
|
SELL
|
- |
-5.82KClosed |
$42.6K - $71K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
20K+ 80000.0% |
$110K - $312K
|
20K
$637K
|
|
|
Jun 19, 2020
Q1 2020
|
Nj State Employees Deferred Compensation Plan
|
SELL
|
- |
-12KClosed |
$66K - $187K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-21.3KClosed |
$117K - $332K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
PUT |
-5.4KClosed |
$29.7K - $84.2K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-1.9KClosed |
$10.4K - $29.6K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Kadensa Capital LTD
Central, K3 |
SELL
|
- |
-325KClosed |
$1.79M - $5.06M
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-122Closed |
$671 - $1.9K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-112Closed |
$616 - $1.75K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-18Closed |
$99 - $281
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Peconic Partners LLC
New York, NY |
SELL
|
- |
-1KClosed |
$9.36K - $12.2K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-50Closed |
$468 - $608
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Alpine Woods Capital Investors, LLC
|
SELL
|
- |
-30.6KClosed |
$286K - $371K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 13, 2019
Q3 2019
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-1.41KClosed |
$12K - $16.5K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-5Closed |
$42.5 - $58.5
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-400Closed |
$3.4K - $4.68K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Trellus Management Company, LLC
|
SELL
|
- |
-12.8KClosed |
$109K - $150K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-400Closed |
$3.4K - $4.68K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Toth Financial Advisory Corp
|
SELL
|
CALL |
-100Closed |
$850 - $1.17K
|
0
$0
|
|
|
Oct 03, 2019
Q3 2019
|
Xr Securities LLC
|
SELL
|
PUT |
-10KClosed |
$85K - $117K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Front Street Capital Management, Inc.
|
SELL
|
- |
-8.68KClosed |
$75.1K - $114K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-1.5KClosed |
$13K - $19.6K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Employees Retirement System Of Texas
|
SELL
|
- |
-42KClosed |
$364K - $550K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-31.2KClosed |
$270K - $409K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-37Closed |
$320 - $484
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Spark Investment Management LLC
New York, NY |
SELL
|
- |
-128KClosed |
$1.11M - $1.67M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Twin Tree Management, LP
Dallas, TX |
SELL
|
- |
-628Closed |
$5.44K - $8.22K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-143- 85.12% |
$1.24K - $1.87K
|
25
$795
|
|
|
Aug 08, 2019
Q2 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.45KClosed |
$21.2K - $32K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-12.8KClosed |
$111K - $167K
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-30Closed |
$260 - $393
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-20Closed |
$173 - $262
|
0
$0
|
|
|
Jul 24, 2019
Q2 2019
|
Logan Capital Management Inc
Newtown Square, PA |
SELL
|
- |
-34.3KClosed |
$297K - $450K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-300Closed |
$2.6K - $3.93K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-4Closed |
$34.6 - $52.4
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-386Closed |
$3.34K - $5.05K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 20, 2019
Q1 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-4Closed |
$48.8 - $71.2
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
PUT |
-92.5KClosed |
$1.13M - $1.65M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Maplelane Capital, LLC
New York, NY |
SELL
|
- |
-45KClosed |
$549K - $801K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Maplelane Capital, LLC
New York, NY |
SELL
|
PUT |
-750KClosed |
$9.14M - $13.3M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Tairen Capital LTD
Grand Cayman, E9 |
SELL
|
- |
-20KClosed |
$244K - $356K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-11.9KClosed |
$145K - $212K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Sculptor Capital LP
New York, NY |
SELL
|
- |
-96.8K- 56.77% |
$1.18M - $1.72M
|
73.7K
$2.34M
|
|
|
May 13, 2019
Q1 2019
|
Sculptor Capital LP
New York, NY |
SELL
|
PUT |
-99.4K- 57.42% |
$1.21M - $1.77M
|
73.7K
$2.34M
|
|
|
May 09, 2019
Q1 2019
|
Brandywine Oak Private Wealth LLC
|
SELL
|
- |
-400Closed |
$4.88K - $7.12K
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Shufro Rose & CO LLC
|
SELL
|
CALL |
-10KClosed |
$122K - $178K
|
0
$0
|
|