Latest Institutional Transactions on Applied Optoelectronics, Inc. (AAOI)
This table provides information on the latest institutional transactions involving Applied Optoelectronics, Inc. (AAOI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 09, 2019
Q1 2019
|
Brandywine Oak Private Wealth LLC
|
SELL
|
- |
-400Closed |
$4.88K - $7.12K
|
0
$0
|
|
May 03, 2019
Q1 2019
|
Shufro Rose & CO LLC
|
SELL
|
CALL |
-10KClosed |
$122K - $178K
|
0
$0
|
|
May 02, 2019
Q1 2019
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-6KClosed |
$73.1K - $107K
|
0
$0
|
|
Apr 25, 2019
Q1 2019
|
Virginia Retirement Systems Et Al
Richmond, VA |
SELL
|
- |
-17.7KClosed |
$216K - $315K
|
0
$0
|
|
Apr 25, 2019
Q1 2019
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-64.6KClosed |
$787K - $1.15M
|
0
$0
|
|
Apr 23, 2019
Q1 2019
|
Investors Research Corp
|
BUY
|
- |
1KNew |
$12.2K - $17.8K
|
1K
$30.7K
|
|
Apr 12, 2019
Q1 2019
|
Ledyard National Bank
|
SELL
|
- |
-540Closed |
$6.58K - $9.61K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 14, 2019
Q4 2018
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-70.6KClosed |
$977K - $1.76M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Discovery Capital Management, LLC
South Norwalk, CT |
SELL
|
- |
-545KClosed |
$7.54M - $13.6M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Globeflex Capital L P
San Diego, CA |
SELL
|
- |
-13.8KClosed |
$191K - $344K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
CALL |
-800Closed |
$11.1K - $19.9K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-36.6KClosed |
$506K - $911K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-9.07KClosed |
$126K - $226K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Krilogy Financial LLC
|
SELL
|
- |
-2.33KClosed |
$32.2K - $57.9K
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Credit Agricole S A
|
SELL
|
- |
-96.4KClosed |
$1.33M - $2.4M
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-9.99KClosed |
$138K - $249K
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
North Growth Management Ltd.
|
SELL
|
- |
-242KClosed |
$3.35M - $6.03M
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-250Closed |
$3.46K - $6.23K
|
0
$0
|
|
Feb 07, 2019
Q4 2018
|
Csenge Advisory Group
|
SELL
|
- |
-7Closed |
$96.9 - $174
|
0
$0
|
|
Feb 04, 2019
Q4 2018
|
Malaga Cove Capital, LLC
|
SELL
|
- |
-64.8KClosed |
$896K - $1.61M
|
0
$0
|
|
Feb 01, 2019
Q4 2018
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-16KClosed |
$221K - $399K
|
0
$0
|
|
Jan 28, 2019
Q4 2018
|
Bourne Lent Asset Management Inc
|
SELL
|
- |
-19.3KClosed |
$267K - $480K
|
0
$0
|
|
Jan 25, 2019
Q4 2018
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-28.8KClosed |
$398K - $717K
|
0
$0
|
|
Jan 22, 2019
Q4 2018
|
Toth Financial Advisory Corp
|
SELL
|
- |
-458Closed |
$6.34K - $11.4K
|
0
$0
|
|
Jan 17, 2019
Q4 2018
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-24Closed |
$332 - $598
|
0
$0
|
|
Jan 16, 2019
Q4 2018
|
Center Star Asset Management, LLC
|
SELL
|
- |
-5.21KClosed |
$72.1K - $130K
|
0
$0
|
|
Jan 16, 2019
Q4 2018
|
Center Star Asset Management, LLC
|
SELL
|
PUT |
-6KClosed |
$83K - $149K
|
0
$0
|
|
Jan 08, 2019
Q4 2018
|
West Oak Capital, LLC
|
SELL
|
- |
-100Closed |
$1.38K - $2.49K
|
0
$0
|
|
Q3 2018 | |||||||
Jul 13, 2023
Q3 2018
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
6.21KNew |
$153K - $303K
|
6.21K
$190K
|
|
Nov 15, 2018
Q3 2018
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-7.15KClosed |
$176K - $349K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Hanseatic Management Services Inc
|
SELL
|
- |
-29Closed |
$715 - $1.42K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Lee Ainslie
Maverick Capital LTD | Dallas, Tx
|
SELL
|
- |
-1.91MClosed |
$47.2M - $93.4M
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Nokomis Capital, L.L.C.
Dallas, TX |
SELL
|
PUT |
-65.2KClosed |
$1.61M - $3.18M
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-3.7KClosed |
$91.2K - $180K
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-8KClosed |
$197K - $390K
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-22.8KClosed |
$563K - $1.11M
|
0
$0
|
|
Nov 09, 2018
Q3 2018
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-68.7KClosed |
$1.7M - $3.35M
|
0
$0
|
|
Nov 09, 2018
Q3 2018
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
CALL |
-4.2KClosed |
$104K - $205K
|
0
$0
|
|
Nov 06, 2018
Q3 2018
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-23.3KClosed |
$575K - $1.14M
|
0
$0
|
|
Nov 06, 2018
Q3 2018
|
Stone Ridge Asset Management LLC
|
SELL
|
- |
-5.5KClosed |
$136K - $268K
|
0
$0
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-919Closed |
$22.7K - $44.8K
|
0
$0
|
|
Oct 29, 2018
Q3 2018
|
Fny Investment Advisers, LLC
|
SELL
|
CALL |
-12Closed |
$296 - $586
|
0
$0
|
|
Oct 29, 2018
Q3 2018
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-300Closed |
$7.4K - $14.6K
|
0
$0
|
|
Oct 26, 2018
Q3 2018
|
Shufro Rose & CO LLC
|
BUY
|
- |
10KNew |
$247K - $488K
|
10K
$307K
|
|
Oct 25, 2018
Q3 2018
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-15.6KClosed |
$384K - $759K
|
0
$0
|
|
Oct 25, 2018
Q3 2018
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-4.84KClosed |
$119K - $236K
|
0
$0
|
|
Oct 18, 2018
Q3 2018
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-1Closed |
$24.7 - $48.8
|
0
$0
|
|
Q2 2018 | |||||||
Aug 14, 2018
Q2 2018
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-200Closed |
$4.8K - $9.41K
|
0
$0
|
|
Aug 13, 2018
Q2 2018
|
Bloom Tree Partners, LLC
New York, NY |
SELL
|
- |
-313KClosed |
$7.5M - $14.7M
|
0
$0
|
|
Aug 09, 2018
Q2 2018
|
Gradient Investments LLC
|
SELL
|
- |
-1Closed |
$24 - $47
|
0
$0
|