Latest Institutional Transactions on Apollo Senior Floating Rate Fund Inc. (AFT)
This table provides information on the latest institutional transactions involving Apollo Senior Floating Rate Fund Inc. (AFT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 17, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-68.1K- 6.05% |
$961K - $1.03M
|
1.06M
$0
|
|
|
Aug 20, 2024
Q2 2024
|
Next Capital Management LLC
|
SELL
|
- |
-151K- 42.76% |
$2.13M - $2.29M
|
203K
$0
|
|
|
Aug 15, 2024
Q2 2024
|
Comerica Bank
|
SELL
|
- |
-1.05K- 8.45% |
$14.8K - $15.9K
|
11.4K
$0
|
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.34KNew |
$18.9K - $20.2K
|
1.34K
$0
|
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.1KNew |
$213K - $228K
|
15.1K
$0
|
|
|
Aug 14, 2024
Q2 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
17KNew |
$240K - $257K
|
17K
$0
|
|
|
Aug 14, 2024
Q2 2024
|
Westchester Capital Management, LLC
Valhalla, NY |
SELL
|
- |
-3.06K- 27.49% |
$43.1K - $46.2K
|
8.07K
$0
|
|
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-32.8K- 17.0% |
$463K - $496K
|
160K
$0
|
|
|
Aug 14, 2024
Q2 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-16.9K- 5.29% |
$238K - $255K
|
303K
$0
|
|
|
Aug 14, 2024
Q2 2024
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
5.53K+ 10.31% |
$78K - $83.5K
|
59.1K
$0
|
|
|
Aug 14, 2024
Q2 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
19K+ 6.09% |
$268K - $288K
|
332K
$0
|
|
|
Aug 14, 2024
Q2 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-301K- 58.77% |
$4.24M - $4.54M
|
211K
$0
|
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-24.2K- 71.95% |
$341K - $365K
|
9.42K
$0
|
|
|
Aug 13, 2024
Q2 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-3.14K- 50.21% |
$44.2K - $47.4K
|
3.11K
$0
|
|
|
Aug 13, 2024
Q2 2024
|
Advisory Services Network, LLC
|
BUY
|
- |
23.4KNew |
$330K - $353K
|
23.4K
$0
|
|
|
Aug 13, 2024
Q2 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
19.5K+ 13.68% |
$274K - $294K
|
162K
$0
|
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.13K+ 1.18% |
$30K - $32.2K
|
183K
$0
|
|
|
Aug 13, 2024
Q2 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
21.6K+ 8.92% |
$304K - $326K
|
263K
$0
|
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
BUY
|
- |
8.99K+ 17.03% |
$127K - $136K
|
61.8K
$0
|
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.8K+ 44.44% |
$39.5K - $42.3K
|
9.1K
$0
|
|
|
Aug 12, 2024
Q2 2024
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
2.29K+ 30.39% |
$32.2K - $34.5K
|
9.8K
$0
|
|
|
Aug 12, 2024
Q2 2024
|
Garner Asset Management Corp
|
BUY
|
- |
9.7K+ 14.98% |
$137K - $147K
|
74.4K
$0
|
|
|
Aug 09, 2024
Q2 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
12.2KNew |
$172K - $185K
|
12.2K
$0
|
|
|
Aug 08, 2024
Q2 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
12.1KNew |
$170K - $183K
|
12.1K
$0
|
|
|
Aug 08, 2024
Q2 2024
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
1.88K+ 4.52% |
$26.4K - $28.3K
|
43.4K
$0
|
|
|
Aug 07, 2024
Q2 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.65K+ 0.95% |
$23.3K - $25K
|
176K
$0
|
|
|
Aug 02, 2024
Q2 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-26.9K- 12.41% |
$379K - $406K
|
190K
$0
|
|
|
Jul 26, 2024
Q2 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
25KNew |
$352K - $378K
|
25K
$0
|
|
|
Jul 25, 2024
Q2 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.21K+ 9.86% |
$45.3K - $48.5K
|
35.8K
$0
|
|
|
Jul 23, 2024
Q2 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 19, 2024
Q2 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-213- 1.61% |
$3K - $3.22K
|
13K
$0
|
|
|
Jul 12, 2024
Q2 2024
|
Capital Investment Advisors, LLC
|
BUY
|
- |
51+ 0.13% |
$719 - $771
|
38.6K
$0
|
|
| Q1 2024 | |||||||
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.46K+ 7.53% |
$45.8K - $50.9K
|
49.4K
$0
|
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
9KNew |
$119K - $132K
|
9K
$0
|
|
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-1.55K- 45.34% |
$20.6K - $22.8K
|
1.87K
$0
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
200+ 7.02% |
$2.65K - $2.94K
|
3.05K
$0
|
|
|
May 14, 2024
Q1 2024
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
10+ 0.07% |
$133 - $147
|
14K
$0
|
|
|
May 13, 2024
Q1 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
13.7KNew |
$181K - $201K
|
13.7K
$0
|
|
|
May 10, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-10- 0.16% |
$133 - $147
|
6.13K
$0
|
|
|
May 10, 2024
Q1 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1.85KNew |
$24.5K - $27.2K
|
1.85K
$0
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2KNew |
$26.5K - $29.4K
|
2K
$0
|
|
|
May 08, 2024
Q1 2024
|
Shufro Rose & CO LLC
|
BUY
|
- |
800+ 1.56% |
$10.6K - $11.8K
|
52.2K
$0
|
|
|
May 06, 2024
Q1 2024
|
Assetmark, Inc
|
BUY
|
- |
39New |
$517 - $574
|
39
$0
|
|
|
Apr 23, 2024
Q1 2024
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
241+ 1.98% |
$3.19K - $3.55K
|
12.4K
$0
|
|
|
Apr 15, 2024
Q1 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-500- 4.75% |
$6.63K - $7.36K
|
10K
$0
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-28.1K- 51.85% |
$354K - $381K
|
26.1K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
336KNew |
$4.24M - $4.56M
|
336K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
21.9KNew |
$276K - $297K
|
21.9K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Lm Advisors LLC
San Diego, CA |
BUY
|
- |
4KNew |
$50.5K - $54.3K
|
4K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10.7KNew |
$134K - $145K
|
10.7K
$0
|
|