Latest Institutional Transactions on Apollo Senior Floating Rate Fund Inc. (AFT)
This table provides information on the latest institutional transactions involving Apollo Senior Floating Rate Fund Inc. (AFT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
12KNew |
$151K - $163K
|
12K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
127K+ 68.87% |
$1.61M - $1.73M
|
313K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-15.3K- 93.01% |
$193K - $208K
|
1.15K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
1.03KNew |
$13K - $14K
|
1.03K
$0
|
|
|
Feb 08, 2024
Q4 2023
|
American National Bank
|
BUY
|
- |
36New |
$454 - $489
|
36
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
10New |
$126 - $136
|
10
$0
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
43.9KNew |
$554K - $596K
|
43.9K
$0
|
|
|
Feb 02, 2024
Q4 2023
|
Addison Advisors LLC
|
BUY
|
- |
102New |
$1.29K - $1.39K
|
102
$0
|
|
|
Jan 31, 2024
Q4 2023
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
440New |
$5.55K - $5.98K
|
440
$0
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
20.2K+ 8.65% |
$259K - $277K
|
254K
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-93.7K- 49.21% |
$1.2M - $1.28M
|
96.7K
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
SELL
|
- |
-5K- 1.34% |
$64K - $68.6K
|
368K
$0
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
900New |
$11.5K - $12.3K
|
900
$0
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
164KNew |
$2.09M - $2.24M
|
164K
$0
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.7KNew |
$136K - $146K
|
10.7K
$0
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
27.9KNew |
$343K - $360K
|
27.9K
$0
|
|
|
Aug 10, 2023
Q2 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
505New |
$6.21K - $6.52K
|
505
$0
|
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-13.6K- 86.53% |
$167K - $175K
|
2.12K
$0
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
19New |
$234 - $245
|
19
$0
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
108KNew |
$1.32M - $1.39M
|
108K
$0
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3K+ 27.27% |
$36.8K - $40.7K
|
14K
$0
|
|
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
16.8KNew |
$206K - $228K
|
16.8K
$0
|
|
|
May 15, 2023
Q1 2023
|
Apollo Management Holdings, L.P.
New York, NY |
BUY
|
- |
5.24K+ 5.24% |
$64.2K - $71K
|
105K
$0
|
|
|
May 11, 2023
Q1 2023
|
Summit Wealth & Retirement Planning, Inc.
|
BUY
|
- |
54.5K+ 272.43% |
$669K - $739K
|
74.5K
$0
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
99New |
$1.21K - $1.34K
|
99
$0
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
900New |
$11K - $12.2K
|
900
$0
|
|
|
Apr 20, 2023
Q1 2023
|
Accel Wealth Management
|
BUY
|
- |
55+ 2.59% |
$675 - $746
|
2.18K
$0
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
300New |
$3.65K - $3.85K
|
300
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Robinson Capital Management, LLC
|
BUY
|
- |
125New |
$1.52K - $1.6K
|
125
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
4KNew |
$48.7K - $51.3K
|
4K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
40K+ 44.86% |
$487K - $513K
|
129K
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
9+ 5.88% |
$110 - $115
|
162
$0
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
11.1KNew |
$135K - $143K
|
11.1K
$0
|
|
|
Jan 20, 2023
Q4 2022
|
Matisse Capital
|
BUY
|
- |
10.8KNew |
$131K - $138K
|
10.8K
$0
|
|
|
Jan 13, 2023
Q4 2022
|
Baldrige Asset Management LLC
|
BUY
|
- |
1.37KNew |
$16.7K - $17.6K
|
1.37K
$0
|
|
| Q3 2022 | |||||||
|
May 28, 2024
Q3 2022
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-2Closed |
$25 - $27.6
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
48.1KNew |
$602K - $665K
|
48.1K
$0
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-400- 1.49% |
$5.01K - $5.53K
|
26.5K
$0
|
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
27New |
$338 - $373
|
27
$0
|
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-4.47K- 21.89% |
$56K - $61.8K
|
16K
$0
|
|
|
Oct 21, 2022
Q3 2022
|
Gilman Hill Asset Management, LLC
|
BUY
|
- |
10KNew |
$125K - $138K
|
10K
$0
|
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
176New |
$2.2K - $2.43K
|
176
$0
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.7KNew |
$21.6K - $25.3K
|
1.7K
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
42.4KNew |
$538K - $631K
|
42.4K
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-64Closed |
$812 - $952
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
- |
-30.6KClosed |
$388K - $455K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
SELL
|
- |
-3.93KClosed |
$49.8K - $58.5K
|
0
$0
|
|
|
Aug 02, 2022
Q2 2022
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
85KNew |
$1.08M - $1.26M
|
85K
$0
|
|
|
Jul 15, 2022
Q2 2022
|
Ota Financial Group L.P.
|
SELL
|
- |
-29.2KClosed |
$370K - $435K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-273KClosed |
$3.9M - $4.63M
|
0
$0
|
|