Latest Institutional Transactions on Apollo Senior Floating Rate Fund Inc. (AFT)
This table provides information on the latest institutional transactions involving Apollo Senior Floating Rate Fund Inc. (AFT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-17.4KClosed |
$249K - $296K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Foresight Wealth Management, LLC
|
SELL
|
- |
-30.4KClosed |
$435K - $517K
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
Centerpoint Advisors, LLC
|
SELL
|
- |
-78Closed |
$1.11K - $1.33K
|
0
$0
|
|
Q4 2021 | |||||||
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-67.6KClosed |
$1.07M - $1.12M
|
0
$0
|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
1.2KNew |
$19K - $19.9K
|
1.2K
$0
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-2.32KClosed |
$36.6K - $38.4K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-16.5KClosed |
$260K - $272K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Invesco Senior Secured Management Inc
New York, NY |
SELL
|
- |
-153KClosed |
$2.42M - $2.53M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-18.8KClosed |
$297K - $311K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-108KClosed |
$1.71M - $1.79M
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-30Closed |
$474 - $497
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-157Closed |
$2.48K - $2.6K
|
0
$0
|
|
Jan 25, 2022
Q4 2021
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-11.7KClosed |
$184K - $193K
|
0
$0
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-10.5KClosed |
$165K - $173K
|
0
$0
|
|
Jan 19, 2022
Q4 2021
|
Bogart Wealth, LLC
|
SELL
|
- |
-736Closed |
$11.6K - $12.2K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$79K - $82.8K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 10, 2021
Q3 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-433Closed |
$6.54K - $6.9K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
18.8KNew |
$284K - $300K
|
18.8K
$0
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1.04KClosed |
$15.7K - $16.5K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 16, 2021
Q2 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-65Closed |
$969 - $1.03K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-27Closed |
$403 - $426
|
0
$0
|
|
Jul 26, 2021
Q2 2021
|
Spire Wealth Management
|
BUY
|
- |
300New |
$4.47K - $4.73K
|
300
$0
|
|
Q1 2021 | |||||||
May 17, 2021
Q1 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-5Closed |
$71.5 - $75.1
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-17.6KClosed |
$251K - $264K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-6Closed |
$85.8 - $90.2
|
0
$0
|
|
May 14, 2021
Q1 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-11.1KClosed |
$159K - $167K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-178KClosed |
$2.55M - $2.68M
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-680Closed |
$9.72K - $10.2K
|
0
$0
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-1.79KClosed |
$25.5K - $26.8K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 10, 2021
Q4 2020
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-316Closed |
$3.97K - $4.57K
|
0
$0
|
|
Jan 12, 2021
Q4 2020
|
Central Bank & Trust CO
|
SELL
|
- |
-1.5KClosed |
$18.9K - $21.7K
|
0
$0
|
|
Jan 08, 2021
Q4 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-372Closed |
$4.68K - $5.38K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
Stephens Inc
|
SELL
|
- |
-12.7KClosed |
$154K - $165K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
First Manhattan CO
New York, NY |
SELL
|
- |
-1.25KClosed |
$15.2K - $16.3K
|
0
$0
|
|
Q1 2020 | |||||||
Jul 20, 2020
Q1 2020
|
Belpointe Asset Management LLC
|
SELL
|
- |
-11KClosed |
$99.8K - $171K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-39.5KClosed |
$360K - $618K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-63.7KClosed |
$580K - $996K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-18.4KClosed |
$167K - $287K
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Fifth Third Bancorp
|
BUY
|
- |
621New |
$5.65K - $9.71K
|
621
$0
|
|
Apr 09, 2020
Q1 2020
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-214Closed |
$1.95K - $3.34K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-12.8KClosed |
$185K - $195K
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Private Advisor Group, LLC
|
SELL
|
- |
-17.2KClosed |
$249K - $262K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-11.1KClosed |
$160K - $170K
|
0
$0
|
|
Oct 21, 2019
Q3 2019
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-66Closed |
$950 - $1.01K
|
0
$0
|
|
Oct 15, 2019
Q3 2019
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-10.5KClosed |
$152K - $161K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 15, 2019
Q2 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-10.5KClosed |
$153K - $161K
|
0
$0
|
|
Aug 08, 2019
Q2 2019
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-1.62KClosed |
$23.7K - $24.9K
|
0
$0
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-26.7KClosed |
$383K - $407K
|
0
$0
|
|
Apr 16, 2019
Q1 2019
|
Bennicas & Associates, Inc.
|
SELL
|
- |
-59.6KClosed |
$854K - $907K
|
0
$0
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-208Closed |
$2.98K - $3.16K
|
0
$0
|