Latest Institutional Transactions on Apollo Senior Floating Rate Fund Inc. (AFT)
This table provides information on the latest institutional transactions involving Apollo Senior Floating Rate Fund Inc. (AFT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-40.1KClosed |
$567K - $646K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-13.9KClosed |
$196K - $223K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-45KClosed |
$636K - $724K
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-11.3KClosed |
$160K - $182K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Mizuho Securities Usa LLC
|
SELL
|
- |
-30KClosed |
$425K - $483K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-32KClosed |
$453K - $516K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-19.4KClosed |
$309K - $316K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-123KClosed |
$1.96M - $2M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Baillie Gifford & CO
|
SELL
|
- |
-174KClosed |
$2.77M - $2.83M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Wealthsource Partners, LLC
|
SELL
|
- |
-10.1KClosed |
$161K - $164K
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-36.9KClosed |
$588K - $601K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-202Closed |
$3.22K - $3.29K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-43.1KClosed |
$703K - $740K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.07KClosed |
$17.4K - $18.3K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-21.3KClosed |
$344K - $358K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-10.9KClosed |
$176K - $184K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-14.1KClosed |
$228K - $238K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-12.7KClosed |
$205K - $214K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-13.9KClosed |
$224K - $234K
|
0
$0
|
|
|
May 09, 2018
Q1 2018
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-15.1KClosed |
$243K - $254K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.76K+ 517.65% |
$28.4K - $29.7K
|
2.1K
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-11KClosed |
$177K - $185K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-135KClosed |
$2.18M - $2.28M
|
0
$0
|
|
| Q4 2016 | |||||||
|
Jan 03, 2024
Q4 2016
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-1.7K- 62.96% |
N/A
|
1K
$0
|
|