Purchases and Sales Made in Q4 2021 in Apollo Senior Floating Rate Fund Inc. (AFT)
This table provides information about the institutional ownership of Apollo Senior Floating Rate Fund Inc. (AFT) during Q4 2021. The information is specifically focused on institutions that hold shares of Apollo Senior Floating Rate Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
75.1K+ 13.28% |
$1.19M - $1.24M
|
640K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
44.5K+ 34.73% |
$704K - $737K
|
173K
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
33.4K+ 167.61% |
$528K - $553K
|
53.3K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
23K+ 15.69% |
$363K - $380K
|
169K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
20.5K+ 8.07% |
$324K - $339K
|
275K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
19.7K+ 4.92% |
$311K - $325K
|
419K
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
16.5KNew |
$260K - $272K
|
16.5K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
15.7K+ 39.97% |
$247K - $259K
|
54.8K
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
13.1K+ 4.44% |
$208K - $218K
|
309K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
11K+ 628.57% |
$174K - $182K
|
12.8K
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
10KNew |
$158K - $166K
|
10K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
7.19K+ 8.61% |
$114K - $119K
|
90.8K
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
4.5K+ 17.36% |
$71.1K - $74.5K
|
30.4K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
4KNew |
$63.2K - $66.2K
|
4K
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Garner Asset Management Corp
|
BUY
|
- |
2.7K+ 3.39% |
$42.7K - $44.7K
|
82.4K
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Shufro Rose & CO LLC
|
BUY
|
- |
2.7K+ 5.96% |
$42.7K - $44.7K
|
48K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.43K+ 4.13% |
$22.5K - $23.6K
|
35.9K
$0
|
|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
1.2KNew |
$19K - $19.9K
|
1.2K
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
128+ 0.74% |
$2.02K - $2.12K
|
17.4K
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Centerpoint Advisors, LLC
|
BUY
|
- |
78New |
$1.23K - $1.29K
|
78
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-3- 60.0% |
$47.4 - $49.7
|
2
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-30Closed |
$474 - $497
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-157Closed |
$2.48K - $2.6K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Bogart Wealth, LLC
|
SELL
|
- |
-736Closed |
$11.6K - $12.2K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-2.32KClosed |
$36.6K - $38.4K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.44K- 3.76% |
$38.5K - $40.4K
|
62.4K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-2.74K- 3.59% |
$43.3K - $45.3K
|
73.6K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.1K- 1.55% |
$49K - $51.3K
|
198K
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$79K - $82.8K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-10.5KClosed |
$165K - $173K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-11.7KClosed |
$184K - $193K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-13.4K- 84.32% |
$212K - $222K
|
2.5K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-16.5KClosed |
$260K - $272K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-17.8K- 42.59% |
$281K - $295K
|
24K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-18.8KClosed |
$297K - $311K
|
0
$0
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-21.6K- 5.01% |
$341K - $357K
|
410K
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-28.1K- 7.23% |
$444K - $465K
|
360K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-35.2KClosed |
$557K - $583K
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Next Capital Management LLC
|
SELL
|
- |
-47.6K- 15.52% |
$753K - $789K
|
259K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-48.1KClosed |
$760K - $796K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-52.1KClosed |
$823K - $862K
|
0
$0
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-67.6KClosed |
$1.07M - $1.12M
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-72.1KClosed |
$1.14M - $1.19M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-108KClosed |
$1.71M - $1.79M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Senior Secured Management Inc
New York, NY |
SELL
|
- |
-153KClosed |
$2.42M - $2.53M
|
0
$0
|