Purchases and Sales Made in Q4 2022 in Apollo Senior Floating Rate Fund Inc. (AFT)
This table provides information about the institutional ownership of Apollo Senior Floating Rate Fund Inc. (AFT) during Q4 2022. The information is specifically focused on institutions that hold shares of Apollo Senior Floating Rate Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
152K+ 24.49% |
$1.85M - $1.95M
|
772K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
116K+ 447.02% |
$1.41M - $1.48M
|
141K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
110K+ 199.6% |
$1.34M - $1.41M
|
165K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
96.7K+ 35.04% |
$1.18M - $1.24M
|
373K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
63.7K+ 34.9% |
$776K - $817K
|
246K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
40K+ 44.86% |
$487K - $513K
|
129K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
28.6KNew |
$349K - $367K
|
28.6K
$0
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
26K+ 45.59% |
$317K - $334K
|
83K
$0
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
22.9KNew |
$280K - $294K
|
22.9K
$0
|
|
|
Feb 09, 2023
Q4 2022
|
Summit Wealth & Retirement Planning, Inc.
|
BUY
|
- |
20KNew |
$244K - $257K
|
20K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.7KNew |
$179K - $188K
|
14.7K
$0
|
|
|
Jan 31, 2023
Q4 2022
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
11.1KNew |
$136K - $143K
|
11.1K
$0
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
11.1KNew |
$135K - $143K
|
11.1K
$0
|
|
|
Jan 20, 2023
Q4 2022
|
Matisse Capital
|
BUY
|
- |
10.8KNew |
$131K - $138K
|
10.8K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
7.5KNew |
$91.4K - $96.2K
|
7.5K
$0
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
6.53K+ 4.93% |
$79.6K - $83.8K
|
139K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.06K+ 8.43% |
$73.9K - $77.8K
|
78K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
4.94K+ 2.0% |
$60.2K - $63.4K
|
252K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
4KNew |
$48.7K - $51.3K
|
4K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.97K+ 6.64% |
$36.2K - $38.1K
|
47.7K
$0
|
|
|
Jan 25, 2023
Q4 2022
|
Shufro Rose & CO LLC
|
BUY
|
- |
2.2K+ 4.34% |
$26.8K - $28.2K
|
52.9K
$0
|
|
|
Jan 26, 2023
Q4 2022
|
Accel Wealth Management
|
BUY
|
- |
2.12KNew |
$25.8K - $27.2K
|
2.12K
$0
|
|
|
Jan 13, 2023
Q4 2022
|
Baldrige Asset Management LLC
|
BUY
|
- |
1.37KNew |
$16.7K - $17.6K
|
1.37K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
686+ 12.61% |
$8.36K - $8.8K
|
6.13K
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
570+ 4.4% |
$6.94K - $7.31K
|
13.5K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
300New |
$3.65K - $3.85K
|
300
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Robinson Capital Management, LLC
|
BUY
|
- |
125New |
$1.52K - $1.6K
|
125
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
80+ 27.49% |
$974 - $1.03K
|
371
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
9+ 5.88% |
$110 - $115
|
162
$0
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 12, 2023
Q4 2022
|
Next Capital Management LLC
|
SELL
|
- |
-1.35K- 0.35% |
$16.4K - $17.3K
|
381K
$0
|
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-2.81K- 2.58% |
$34.2K - $36K
|
106K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.39K- 15.66% |
$41.3K - $43.5K
|
18.2K
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-3.41K- 5.76% |
$41.5K - $43.7K
|
55.7K
$0
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-4.46K- 91.98% |
$54.3K - $57.2K
|
389
$0
|
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-4.56K- 9.17% |
$55.5K - $58.5K
|
45.2K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-5.12K- 32.97% |
$62.3K - $65.6K
|
10.4K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Apollo Management Holdings, L.P.
New York, NY |
SELL
|
- |
-5.24K- 4.98% |
$63.8K - $67.2K
|
100K
$0
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-6.5K- 30.91% |
$79.1K - $83.4K
|
14.5K
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-6.85K- 3.67% |
$83.4K - $87.9K
|
180K
$0
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-8K- 42.11% |
$97.4K - $103K
|
11K
$0
|
|
|
Feb 02, 2023
Q4 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-15.9K- 5.23% |
$194K - $204K
|
288K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-17.7K- 3.57% |
$216K - $228K
|
479K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-53.5K- 21.64% |
$652K - $687K
|
194K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-70.3K- 19.0% |
$856K - $902K
|
300K
$0
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-80.5K- 48.34% |
$980K - $1.03M
|
86K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Apollo Management Holdings, L.P.
New York, NY |
SELL
|
- |
-94.8K- 94.76% |
$1.15M - $1.22M
|
5.24K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-99.1K- 33.67% |
$1.21M - $1.27M
|
195K
$0
|