Purchases and Sales Made in Q4 2023 in Apollo Senior Floating Rate Fund Inc. (AFT)
This table provides information about the institutional ownership of Apollo Senior Floating Rate Fund Inc. (AFT) during Q4 2023. The information is specifically focused on institutions that hold shares of Apollo Senior Floating Rate Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
555KNew |
$7M - $7.54M
|
555K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
336KNew |
$4.24M - $4.56M
|
336K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
127K+ 68.87% |
$1.61M - $1.73M
|
313K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
44.8K+ 16.04% |
$566K - $609K
|
324K
$0
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
43.9KNew |
$554K - $596K
|
43.9K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
31.7K+ 19.79% |
$400K - $430K
|
192K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
25.2K+ 109.16% |
$318K - $342K
|
48.3K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
21.9KNew |
$276K - $297K
|
21.9K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
13.9K+ 27.05% |
$176K - $189K
|
65.5K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
12.4K+ 4.95% |
$156K - $168K
|
262K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
12KNew |
$151K - $163K
|
12K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
11.9KNew |
$151K - $162K
|
11.9K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.2K+ 7.82% |
$142K - $153K
|
155K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10.7KNew |
$134K - $145K
|
10.7K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
8.78K+ 9.03% |
$111K - $119K
|
106K
$0
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.14KNew |
$77.4K - $83.3K
|
6.14K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
5.75KNew |
$72.6K - $78.1K
|
5.75K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Lm Advisors LLC
San Diego, CA |
BUY
|
- |
4KNew |
$50.5K - $54.3K
|
4K
$0
|
|
|
Jan 02, 2024
Q4 2023
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
2.7KNew |
$34.1K - $36.7K
|
2.7K
$0
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2K+ 16.67% |
$25.2K - $27.2K
|
14K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
1.05K+ 8.06% |
$13.2K - $14.2K
|
14K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
1.03KNew |
$13K - $14K
|
1.03K
$0
|
|
|
Jan 31, 2024
Q4 2023
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
440New |
$5.55K - $5.98K
|
440
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
400+ 16.34% |
$5.05K - $5.43K
|
2.85K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
256+ 3.99% |
$3.23K - $3.48K
|
6.68K
$0
|
|
|
Jan 22, 2024
Q4 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
249+ 2.09% |
$3.14K - $3.38K
|
12.2K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
148+ 4.52% |
$1.87K - $2.01K
|
3.42K
$0
|
|
|
Feb 02, 2024
Q4 2023
|
Addison Advisors LLC
|
BUY
|
- |
102New |
$1.29K - $1.39K
|
102
$0
|
|
|
Feb 08, 2024
Q4 2023
|
American National Bank
|
BUY
|
- |
36New |
$454 - $489
|
36
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
10New |
$126 - $136
|
10
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-2Closed |
$25.2 - $27.2
|
0
$0
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-476- 1.4% |
$6.01K - $6.46K
|
33.5K
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-613- 3.23% |
$7.74K - $8.32K
|
18.3K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-770- 11.15% |
$9.72K - $10.5K
|
6.14K
$0
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-871- 2.16% |
$11K - $11.8K
|
39.5K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-883- 6.63% |
$11.1K - $12K
|
12.4K
$0
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-1.5K- 12.47% |
$18.9K - $20.4K
|
10.5K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Garner Asset Management Corp
|
SELL
|
- |
-4.11K- 5.43% |
$51.9K - $55.8K
|
71.5K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-6.03K- 2.51% |
$76.1K - $81.9K
|
234K
$0
|
|
|
Jan 19, 2024
Q4 2023
|
Next Capital Management LLC
|
SELL
|
- |
-6.4K- 1.72% |
$80.7K - $86.9K
|
366K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.6K- 12.41% |
$95.9K - $103K
|
53.6K
$0
|
|
|
Jan 12, 2024
Q4 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-12KClosed |
$151K - $163K
|
0
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-15.3K- 93.01% |
$193K - $208K
|
1.15K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-24K- 8.44% |
$303K - $326K
|
260K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-28.1K- 51.85% |
$354K - $381K
|
26.1K
$0
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-33K- 3.12% |
$417K - $448K
|
1.03M
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-299K- 63.53% |
$3.77M - $4.06M
|
171K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-436K- 29.83% |
$5.5M - $5.92M
|
1.03M
$0
|