Purchases and Sales Made in Q3 2022 in Apollo Tactical Income Fund Inc. (AIF)
This table provides information about the institutional ownership of Apollo Tactical Income Fund Inc. (AIF) during Q3 2022. The information is specifically focused on institutions that hold shares of Apollo Tactical Income Fund Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
129K+ 20.36% |
$1.56M - $1.73M
|
762K
$0
|
|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
71.6KNew |
$867K - $960K
|
71.6K
$0
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
35.6K+ 54.76% |
$431K - $477K
|
101K
$0
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
34.6K+ 91.96% |
$419K - $464K
|
72.2K
$0
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
33K+ 92.22% |
$400K - $443K
|
68.8K
$0
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
31.9KNew |
$386K - $427K
|
31.9K
$0
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
27.6K+ 26.7% |
$334K - $370K
|
131K
$0
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
27.2K+ 19.72% |
$329K - $364K
|
165K
$0
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
26.3KNew |
$318K - $353K
|
26.3K
$0
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
23.7K+ 99.16% |
$287K - $317K
|
47.5K
$0
|
|
Oct 18, 2022
Q3 2022
|
Congress Park Capital LLC
|
BUY
|
- |
21.5K+ 75.44% |
$260K - $288K
|
50K
$0
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
17.4K+ 0.75% |
$211K - $233K
|
2.33M
$0
|
|
Nov 07, 2022
Q3 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
15.3K+ 45.37% |
$185K - $205K
|
49K
$0
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
13.1KNew |
$159K - $176K
|
13.1K
$0
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
4.74K+ 18.09% |
$57.3K - $63.5K
|
30.9K
$0
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.1K+ 14.33% |
$49.7K - $55K
|
32.7K
$0
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.89K+ 4.15% |
$35K - $38.8K
|
72.6K
$0
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
410+ 0.89% |
$4.97K - $5.5K
|
46.6K
$0
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
351New |
$4.25K - $4.71K
|
351
$0
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
60New |
$727 - $805
|
60
$0
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
38+ 0.06% |
$460 - $510
|
64.2K
$0
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5+ 0.02% |
$60.6 - $67.1
|
25.1K
$0
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-7- 1.14% |
$84.8 - $93.9
|
606
$0
|
|
Nov 09, 2022
Q3 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-64- 19.16% |
$775 - $858
|
270
$0
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-825- 5.58% |
$9.99K - $11.1K
|
14K
$0
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-992- 8.67% |
$12K - $13.3K
|
10.5K
$0
|
|
Nov 14, 2022
Q3 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-1K- 0.95% |
$12.1K - $13.4K
|
105K
$0
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.19K- 1.51% |
$14.4K - $15.9K
|
77.6K
$0
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-1.88K- 7.72% |
$22.8K - $25.2K
|
22.5K
$0
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.27K- 0.49% |
$39.6K - $43.9K
|
664K
$0
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.78K- 3.91% |
$45.8K - $50.7K
|
92.8K
$0
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-4.08K- 2.85% |
$49.4K - $54.7K
|
139K
$0
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-4.13K- 21.79% |
$50K - $55.4K
|
14.8K
$0
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-6.68K- 2.49% |
$80.9K - $89.6K
|
261K
$0
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-6.92K- 33.6% |
$83.8K - $92.9K
|
13.7K
$0
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-7.13K- 15.74% |
$86.3K - $95.6K
|
38.2K
$0
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-8.46K- 2.22% |
$102K - $113K
|
372K
$0
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-11.6K- 9.82% |
$141K - $156K
|
107K
$0
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-17.8K- 5.85% |
$215K - $238K
|
286K
$0
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-18.1K- 6.86% |
$219K - $242K
|
245K
$0
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-37.5K- 37.53% |
$454K - $502K
|
62.4K
$0
|