Purchases and Sales Made in Q3 2023 in Apollo Tactical Income Fund Inc. (AIF)
This table provides information about the institutional ownership of Apollo Tactical Income Fund Inc. (AIF) during Q3 2023. The information is specifically focused on institutions that hold shares of Apollo Tactical Income Fund Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
296KNew |
$3.74M - $4.01M
|
296K
$0
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
28.6K+ 14.24% |
$361K - $387K
|
229K
$0
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
23.1K+ 24.97% |
$291K - $312K
|
116K
$0
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
15.7KNew |
$198K - $213K
|
15.7K
$0
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
15.7KNew |
$198K - $213K
|
15.7K
$0
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
14.8K+ 30.66% |
$187K - $200K
|
63.1K
$0
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
14.1K+ 295.17% |
$178K - $191K
|
18.9K
$0
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
13.9K+ 7.94% |
$175K - $188K
|
189K
$0
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
6.9K+ 60.53% |
$87.1K - $93.4K
|
18.3K
$0
|
|
Nov 13, 2023
Q3 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
6.5K+ 14.7% |
$82.1K - $88.1K
|
50.8K
$0
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.3K+ 25.84% |
$79.6K - $85.3K
|
30.7K
$0
|
|
Nov 14, 2023
Q3 2023
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
BUY
|
- |
3.83K+ 23.74% |
$48.4K - $51.9K
|
20K
$0
|
|
Oct 24, 2023
Q3 2023
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
2.64KNew |
$33.3K - $35.7K
|
2.64K
$0
|
|
Nov 03, 2023
Q3 2023
|
Nottingham Advisors, Inc.
Amherst, NY |
BUY
|
- |
2.55K+ 19.37% |
$32.2K - $34.5K
|
15.7K
$0
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
BUY
|
- |
1.12K+ 2.74% |
$14.1K - $15.1K
|
41.9K
$0
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
527New |
$6.66K - $7.14K
|
527
$0
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
200+ 0.94% |
$2.53K - $2.71K
|
21.5K
$0
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
193+ 1.9% |
$2.44K - $2.61K
|
10.3K
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-165- 1.61% |
$2.08K - $2.23K
|
10.1K
$0
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-200- 0.76% |
$2.53K - $2.71K
|
26K
$0
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
SELL
|
- |
-300- 50.0% |
$3.79K - $4.06K
|
300
$0
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-591- 16.34% |
$7.46K - $8K
|
3.03K
$0
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-813- 3.51% |
$10.3K - $11K
|
22.3K
$0
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.22K- 0.94% |
$15.4K - $16.5K
|
129K
$0
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2K- 3.75% |
$25.2K - $27K
|
51.3K
$0
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.13K- 9.56% |
$26.9K - $28.8K
|
20.1K
$0
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.67K- 4.55% |
$33.7K - $36.1K
|
55.9K
$0
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.97K- 3.66% |
$37.5K - $40.3K
|
78.2K
$0
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-3.08K- 13.96% |
$38.8K - $41.6K
|
19K
$0
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-6.5K- 18.68% |
$82.1K - $88K
|
28.3K
$0
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-9.71K- 48.15% |
$123K - $131K
|
10.5K
$0
|
|
Oct 13, 2023
Q3 2023
|
Congress Park Capital LLC
|
SELL
|
- |
-12.5K- 16.13% |
$158K - $169K
|
65K
$0
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-12.8K- 22.37% |
$161K - $173K
|
44.3K
$0
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-18.3K- 14.48% |
$231K - $248K
|
108K
$0
|
|
Nov 08, 2023
Q3 2023
|
Westchester Capital Management, LLC
Valhalla, NY |
SELL
|
- |
-21.1K- 24.59% |
$266K - $285K
|
64.6K
$0
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-42.2K- 8.71% |
$534K - $572K
|
443K
$0
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-49.7K- 59.73% |
$628K - $673K
|
33.5K
$0
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-309K- 14.16% |
$3.9M - $4.18M
|
1.87M
$0
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-428K- 39.87% |
$5.41M - $5.8M
|
646K
$0
|