Purchases and Sales Made in Q4 2022 in Apollo Tactical Income Fund Inc. (AIF)
This table provides information about the institutional ownership of Apollo Tactical Income Fund Inc. (AIF) during Q4 2022. The information is specifically focused on institutions that hold shares of Apollo Tactical Income Fund Inc..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
249K+ 32.71% |
$3M - $3.11M
|
1.01M
$0
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
82.8K+ 33.78% |
$997K - $1.03M
|
328K
$0
|
|
Feb 10, 2023
Q4 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
39.8K+ 55.57% |
$479K - $497K
|
111K
$0
|
|
Feb 07, 2023
Q4 2022
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
38.3KNew |
$461K - $479K
|
38.3K
$0
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
38.1K+ 116.29% |
$458K - $475K
|
70.8K
$0
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
26.7K+ 26.59% |
$322K - $334K
|
127K
$0
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
24.3K+ 33.65% |
$292K - $303K
|
96.5K
$0
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
23.6K+ 169.12% |
$284K - $295K
|
37.6K
$0
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
23.3KNew |
$281K - $291K
|
23.3K
$0
|
|
Jan 27, 2023
Q4 2022
|
Congress Park Capital LLC
|
BUY
|
- |
17.5K+ 35.0% |
$211K - $219K
|
67.5K
$0
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
17.2KNew |
$207K - $215K
|
17.2K
$0
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
15KNew |
$180K - $187K
|
15K
$0
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
14.7K+ 15.81% |
$176K - $183K
|
107K
$0
|
|
Feb 14, 2023
Q4 2022
|
Aristides Capital LLC
Ottawa Hills, OH |
BUY
|
- |
14.5KNew |
$174K - $181K
|
14.5K
$0
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.6KNew |
$128K - $133K
|
10.6K
$0
|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
BUY
|
- |
10.4KNew |
$125K - $130K
|
10.4K
$0
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
10.3KNew |
$124K - $129K
|
10.3K
$0
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
5.44KNew |
$65.4K - $67.9K
|
5.44K
$0
|
|
Feb 14, 2023
Q4 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
4.86K+ 8.44% |
$58.4K - $60.6K
|
62.4K
$0
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.95K+ 9.25% |
$35.5K - $36.8K
|
34.8K
$0
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.29KNew |
$27.5K - $28.6K
|
2.29K
$0
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.18K+ 1.32% |
$26.2K - $27.2K
|
167K
$0
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.49K+ 1.92% |
$17.9K - $18.6K
|
79.1K
$0
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.17K+ 2.5% |
$14K - $14.6K
|
47.7K
$0
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1KNew |
$12K - $12.5K
|
1K
$0
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
864+ 8.26% |
$10.4K - $10.8K
|
11.3K
$0
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
682+ 3.04% |
$8.2K - $8.52K
|
23.2K
$0
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
226+ 0.9% |
$2.72K - $2.82K
|
25.3K
$0
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
100+ 0.38% |
$1.2K - $1.25K
|
26.3K
$0
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
77+ 28.52% |
$926 - $962
|
347
$0
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
46+ 0.07% |
$553 - $575
|
64.2K
$0
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
27+ 4.46% |
$325 - $337
|
633
$0
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4+ 0.03% |
$48.1 - $50
|
13.1K
$0
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-6.31K- 10.12% |
$75.9K - $78.8K
|
56.1K
$0
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-7K- 6.57% |
$84.2K - $87.4K
|
99.6K
$0
|
|
Feb 14, 2023
Q4 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-7.81K- 7.45% |
$93.9K - $97.5K
|
97K
$0
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-8.72K- 6.27% |
$105K - $109K
|
130K
$0
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-12.2K- 36.45% |
$147K - $152K
|
21.3K
$0
|
|
Feb 06, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-15.6K- 31.72% |
$187K - $194K
|
33.5K
$0
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-24.3K- 51.05% |
$292K - $303K
|
23.3K
$0
|
|
Feb 14, 2023
Q4 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-33.8K- 9.09% |
$406K - $422K
|
338K
$0
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-57.6K- 8.67% |
$693K - $719K
|
606K
$0
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-66.1K- 91.12% |
$795K - $826K
|
6.44K
$0
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-123K- 47.18% |
$1.48M - $1.54M
|
138K
$0
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-139K- 5.97% |
$1.67M - $1.74M
|
2.19M
$0
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-213K- 74.34% |
$2.56M - $2.66M
|
73.4K
$0
|