Purchases and Sales Made in Q4 2023 in Apollo Tactical Income Fund Inc. (AIF)
This table provides information about the institutional ownership of Apollo Tactical Income Fund Inc. (AIF) during Q4 2023. The information is specifically focused on institutions that hold shares of Apollo Tactical Income Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
981KNew |
$12.3M - $14.2M
|
981K
$0
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
454K+ 141.77% |
$5.68M - $6.59M
|
774K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
39.7K+ 30.83% |
$497K - $576K
|
169K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
29.1K+ 46.2% |
$365K - $423K
|
92.2K
$0
|
|
|
Feb 05, 2024
Q4 2023
|
Citizens Business Bank
Ontario, CA |
BUY
|
- |
27.5KNew |
$344K - $399K
|
27.5K
$0
|
|
|
Jan 08, 2024
Q4 2023
|
Capital Market Strategies LLC
|
BUY
|
- |
23KNew |
$288K - $334K
|
23K
$0
|
|
|
Feb 08, 2024
Q4 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
22.9K+ 9.98% |
$286K - $332K
|
252K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
22.6K+ 19.61% |
$283K - $329K
|
138K
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
22.3KNew |
$279K - $324K
|
22.3K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
21.8K+ 11.56% |
$273K - $317K
|
211K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
16.9KNew |
$212K - $245K
|
16.9K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
16.8K+ 160.59% |
$210K - $244K
|
27.2K
$0
|
|
|
Jan 11, 2024
Q4 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
16.2KNew |
$202K - $234K
|
16.2K
$0
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
16.1KNew |
$202K - $234K
|
16.1K
$0
|
|
|
Jan 31, 2024
Q4 2023
|
Redmont Wealth Advisors LLC
Chicago, IL |
BUY
|
- |
15.7KNew |
$196K - $228K
|
15.7K
$0
|
|
|
Jan 29, 2024
Q4 2023
|
Nottingham Advisors, Inc.
Amherst, NY |
BUY
|
- |
11.5K+ 73.21% |
$144K - $167K
|
27.2K
$0
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.3KNew |
$129K - $149K
|
10.3K
$0
|
|
|
Feb 06, 2024
Q4 2023
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
10.3KNew |
$128K - $149K
|
10.3K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
BUY
|
- |
10K+ 23.87% |
$125K - $145K
|
51.9K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
3.85K+ 17.23% |
$48.2K - $55.9K
|
26.2K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
BUY
|
- |
3.63K+ 18.19% |
$45.4K - $52.7K
|
23.6K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
1.62K+ 8.08% |
$20.2K - $23.4K
|
21.6K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
833New |
$10.4K - $12.1K
|
833
$0
|
|
|
Feb 06, 2024
Q4 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
424+ 0.84% |
$5.3K - $6.15K
|
51.2K
$0
|
|
|
Feb 08, 2024
Q4 2023
|
American National Bank
|
BUY
|
- |
119New |
$1.49K - $1.73K
|
119
$0
|
|
|
Apr 03, 2024
Q4 2023
|
Wealth Collab, LLC
Bellevue, WA |
BUY
|
- |
100New |
$1.25K - $1.45K
|
100
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
100+ 0.46% |
$1.25K - $1.45K
|
21.6K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
89+ 2.94% |
$1.11K - $1.29K
|
3.11K
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-216- 40.99% |
$2.7K - $3.13K
|
311
$0
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-555- 12.89% |
$6.94K - $8.05K
|
3.75K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-865- 0.2% |
$10.8K - $12.6K
|
442K
$0
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.33K- 2.38% |
$16.7K - $19.3K
|
54.6K
$0
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.09K- 4.07% |
$26.1K - $30.3K
|
49.2K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-2.2K- 11.61% |
$27.5K - $31.9K
|
16.8K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.55K- 12.66% |
$31.9K - $37K
|
17.6K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-2.77K- 14.62% |
$34.6K - $40.1K
|
16.1K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.6K- 24.75% |
$95.1K - $110K
|
23.1K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.3K- 24.76% |
$104K - $120K
|
25.2K
$0
|
|
|
Jan 19, 2024
Q4 2023
|
Congress Park Capital LLC
|
SELL
|
- |
-10K- 15.38% |
$125K - $145K
|
55K
$0
|
|
|
Jan 12, 2024
Q4 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-18.3KClosed |
$229K - $266K
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-18.4K- 12.21% |
$230K - $267K
|
132K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-19.7K- 31.64% |
$247K - $286K
|
42.6K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Westchester Capital Management, LLC
Valhalla, NY |
SELL
|
- |
-43K- 66.68% |
$539K - $625K
|
21.5K
$0
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-51.2K- 47.28% |
$640K - $743K
|
57.1K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-59.6K- 61.47% |
$746K - $865K
|
37.4K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.1M- 58.63% |
$13.7M - $15.9M
|
774K
$0
|