Latest Institutional Transactions on Apollo Investment Corp (AINV)
This table provides information on the latest institutional transactions involving Apollo Investment Corp (AINV) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-11.5KClosed |
$71.4K - $203K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Principal Street Partners, LLC
Memphis, TN |
SELL
|
- |
-79.1KClosed |
$492K - $1.4M
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-10KClosed |
$62.4K - $177K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-1K- 23.26% |
$6.22K - $17.7K
|
3.3K
$36.7K
|
|
May 12, 2020
Q1 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-150Closed |
$933 - $2.65K
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-69.6KClosed |
$433K - $1.23M
|
0
$0
|
|
May 06, 2020
Q1 2020
|
Fuller & Thaler Asset Management, Inc.
San Mateo, CA |
SELL
|
- |
-80Closed |
$498 - $1.41K
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-134Closed |
$833 - $2.37K
|
0
$0
|
|
May 04, 2020
Q1 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-500Closed |
$3.11K - $8.83K
|
0
$0
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-133Closed |
$827 - $2.35K
|
0
$0
|
|
Apr 14, 2020
Q1 2020
|
One Ascent Financial Services LLC
Birmingham, AL |
SELL
|
- |
-10.9KClosed |
$68.1K - $193K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 18, 2020
Q4 2019
|
Abrdn PLC
|
SELL
|
- |
-30.3KClosed |
$465K - $551K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
SELL
|
- |
-10.3KClosed |
$158K - $188K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
665New |
$10.2K - $12.1K
|
665
$7.39K
|
|
Feb 14, 2020
Q4 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-166Closed |
$2.54K - $3.02K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-58.7KClosed |
$899K - $1.07M
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-31.7KClosed |
$485K - $576K
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-70.2KClosed |
$1.08M - $1.28M
|
0
$0
|
|
Feb 07, 2020
Q4 2019
|
Cumberland Partners LTD
Toronto, A6 |
SELL
|
- |
-15.5KClosed |
$238K - $282K
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-1Closed |
$15.3 - $18.2
|
0
$0
|
|
Feb 05, 2020
Q4 2019
|
Private Ocean, LLC
|
SELL
|
- |
-627Closed |
$9.61K - $11.4K
|
0
$0
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-833Closed |
$12.8K - $15.1K
|
0
$0
|
|
Jan 29, 2020
Q4 2019
|
Russell Investments Group, Ltd.
|
BUY
|
- |
79.1KNew |
$1.21M - $1.44M
|
79.1K
$879K
|
|
Jan 29, 2020
Q4 2019
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-6.67KClosed |
$102K - $121K
|
0
$0
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-3.55KClosed |
$54.4K - $64.6K
|
0
$0
|
|
Jan 17, 2020
Q4 2019
|
Zeke Capital Advisors, LLC
Berwyn, PA |
SELL
|
- |
-12.3KClosed |
$188K - $223K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 15, 2019
Q3 2019
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-34.1KClosed |
$540K - $579K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-32Closed |
$507 - $543
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-150KClosed |
$2.37M - $2.55M
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-13.8KClosed |
$219K - $235K
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Financial Counselors Inc
|
SELL
|
- |
-10.1KClosed |
$160K - $171K
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-45.2KClosed |
$716K - $767K
|
0
$0
|
|
Nov 06, 2019
Q3 2019
|
Salzhauer Michael
|
SELL
|
- |
-37.3KClosed |
$591K - $634K
|
0
$0
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-216Closed |
$3.42K - $3.67K
|
0
$0
|
|
Oct 25, 2019
Q3 2019
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-4KClosed |
$63.3K - $67.9K
|
0
$0
|
|
Oct 18, 2019
Q3 2019
|
Arlington Partners LLC
|
SELL
|
- |
-2.3KClosed |
$36.4K - $39.1K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-424KClosed |
$6.45M - $6.97M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Gillson Capital LP
Chicago, IL |
SELL
|
- |
-203KClosed |
$3.09M - $3.34M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-34.9KClosed |
$531K - $574K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-188KClosed |
$2.86M - $3.09M
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-3.4KClosed |
$51.7K - $55.9K
|
0
$0
|
|
Aug 09, 2019
Q2 2019
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-171Closed |
$2.6K - $2.81K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-227Closed |
$3.45K - $3.73K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.63KClosed |
$24.8K - $26.8K
|
0
$0
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-230Closed |
$3.5K - $3.78K
|
0
$0
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-56KClosed |
$712K - $889K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Hound Partners, LLC
New York, NY |
SELL
|
- |
-50KClosed |
$636K - $795K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-12.2KClosed |
$155K - $193K
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-293KClosed |
$3.73M - $4.66M
|
0
$0
|