Purchases and Sales Made in Q4 2021 in Ares Capital Corp (ARCC)
This table provides information about the institutional ownership of Ares Capital Corp (ARCC) during Q4 2021. The information is specifically focused on institutions that hold shares of ARES CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 13, 2022
Q4 2021
|
Activest Wealth Management
|
BUY
|
- |
369+ 48.81% |
$7.25K - $8.01K
|
1.13K
$26.3K
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
331New |
$6.51K - $7.18K
|
331
$7.74K
|
|
|
Feb 02, 2022
Q4 2021
|
Bison Wealth, LLC
|
BUY
|
- |
325+ 1.49% |
$6.39K - $7.05K
|
22.2K
$519K
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
300New |
$5.9K - $6.51K
|
300
$7.01K
|
|
|
Feb 01, 2022
Q4 2021
|
Xml Financial, LLC
|
BUY
|
- |
294+ 1.94% |
$5.78K - $6.38K
|
15.5K
$362K
|
|
|
Feb 09, 2022
Q4 2021
|
Baron Financial Group, LLC
Fair Lawn, NJ |
BUY
|
- |
288+ 1.84% |
$5.66K - $6.25K
|
15.9K
$372K
|
|
|
Jan 31, 2022
Q4 2021
|
Graypoint LLC
|
BUY
|
- |
286+ 0.08% |
$5.62K - $6.21K
|
362K
$8.46M
|
|
|
Jan 18, 2022
Q4 2021
|
Alpha Omega Wealth Management LLC
|
BUY
|
- |
279+ 2.35% |
$5.49K - $6.05K
|
12.2K
$284K
|
|
|
Jan 31, 2022
Q4 2021
|
Regions Financial Corp
|
BUY
|
- |
279+ 1.14% |
$5.49K - $6.05K
|
24.8K
$581K
|
|
|
Feb 14, 2022
Q4 2021
|
Pin Oak Investment Advisors Inc
Houston, TX |
BUY
|
- |
270New |
$5.31K - $5.86K
|
270
$6.31K
|
|
|
May 09, 2023
Q4 2021
|
Cornerstone Management, Inc.
Duluth, GA |
BUY
|
- |
267+ 42.93% |
$5.25K - $5.79K
|
889
$20.8K
|
|
|
Feb 09, 2022
Q4 2021
|
Marathon Capital Management
Hunt Valley, MD |
BUY
|
- |
225+ 0.14% |
$4.42K - $4.88K
|
167K
$3.9M
|
|
|
Feb 16, 2022
Q4 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
BUY
|
- |
208+ 1.29% |
$4.09K - $4.51K
|
16.3K
$381K
|
|
|
Jan 19, 2022
Q4 2021
|
Evanson Asset Management, LLC
|
BUY
|
- |
187+ 0.61% |
$3.68K - $4.06K
|
30.7K
$718K
|
|
|
Feb 15, 2022
Q4 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
187+ 1.44% |
$3.68K - $4.06K
|
13.2K
$308K
|
|
|
Feb 11, 2022
Q4 2021
|
Life Planning Partners, Inc
|
BUY
|
- |
185New |
$3.64K - $4.01K
|
185
$4.33K
|
|
|
Feb 07, 2022
Q4 2021
|
Victory Capital Management Inc
|
BUY
|
- |
148+ 0.22% |
$2.91K - $3.21K
|
67K
$1.57M
|
|
|
Feb 10, 2022
Q4 2021
|
Covestor LTD
Boston, MA |
BUY
|
- |
127New |
$2.5K - $2.76K
|
127
$2.97K
|
|
|
Feb 11, 2022
Q4 2021
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
127New |
$2.5K - $2.76K
|
127
$2.97K
|
|
|
Jan 18, 2022
Q4 2021
|
Guild Investment Management, Inc.
|
BUY
|
- |
120+ 0.17% |
$2.36K - $2.6K
|
70.9K
$1.66M
|
|
|
Feb 14, 2022
Q4 2021
|
Vista Investment Management
Pittsburgh, PA |
BUY
|
- |
110+ 0.95% |
$2.16K - $2.39K
|
11.7K
$274K
|
|
|
Feb 22, 2022
Q4 2021
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
92New |
$1.81K - $2K
|
92
$2.15K
|
|
|
Feb 02, 2022
Q4 2021
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
85New |
$1.67K - $1.84K
|
85
$1.99K
|
|
|
Jan 13, 2022
Q4 2021
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
84+ 25.0% |
$1.65K - $1.82K
|
420
$9.82K
|
|
|
Jan 12, 2022
Q4 2021
|
Gradient Investments LLC
|
BUY
|
- |
80+ 1.06% |
$1.57K - $1.74K
|
7.66K
$179K
|
|
|
Feb 02, 2022
Q4 2021
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
61+ 0.13% |
$1.2K - $1.32K
|
47.8K
$1.12M
|
|
|
Feb 09, 2022
Q4 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
57+ 1.6% |
$1.12K - $1.24K
|
3.62K
$84.6K
|
|
|
Feb 02, 2022
Q4 2021
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
57+ 0.07% |
$1.12K - $1.24K
|
81.3K
$1.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
47+ 1.92% |
$924 - $1.02K
|
2.5K
$58.3K
|
|
|
Feb 11, 2022
Q4 2021
|
Estabrook Capital Management
New York, NY |
BUY
|
- |
45+ 2.2% |
$885 - $977
|
2.09K
$48.9K
|
|
|
Feb 11, 2022
Q4 2021
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
40+ 2000.0% |
$786 - $868
|
42
$982
|
|
|
Jan 28, 2022
Q4 2021
|
Financial Management Professionals, Inc.
|
BUY
|
- |
40+ 4.0% |
$786 - $868
|
1.04K
$24.3K
|
|
|
Jul 17, 2024
Q4 2021
|
Kelly Financial Services LLC
Braintree, MA |
BUY
|
- |
32New |
$629 - $694
|
32
$748
|
|
|
Feb 16, 2022
Q4 2021
|
Ifs Advisors, LLC
|
BUY
|
- |
30New |
$590 - $651
|
30
$701
|
|
|
Feb 11, 2022
Q4 2021
|
Sandy Spring Bank
|
BUY
|
- |
27+ 0.39% |
$531 - $586
|
7.01K
$164K
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
25+ 0.41% |
$492 - $543
|
6.11K
$143K
|
|
|
Feb 20, 2025
Q4 2021
|
Clare Market Investments LLC
Dallas, TX |
BUY
|
- |
24+ 0.22% |
$472 - $521
|
10.8K
$252K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
19+ 1.03% |
$374 - $412
|
1.86K
$43.5K
|
|
|
Jan 13, 2022
Q4 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
18+ 1.9% |
$354 - $391
|
965
$22.6K
|
|
|
Jan 26, 2022
Q4 2021
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
8+ 0.04% |
$157 - $174
|
20.4K
$477K
|
|
|
Feb 11, 2022
Q4 2021
|
Valley National Advisers Inc
|
BUY
|
- |
6+ 2.0% |
$118 - $130
|
306
$7.15K
|
|
|
Feb 04, 2022
Q4 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
6+ 0.05% |
$118 - $130
|
13K
$303K
|
|
|
Jan 24, 2022
Q4 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
2+ 4.08% |
$39.3 - $43.4
|
51
$1.19K
|
|
|
Feb 04, 2022
Q4 2021
|
Mizuho Securities Co. Ltd.
|
SELL
|
- |
-6- 5.56% |
$118 - $130
|
102
$2.38K
|
|
|
Feb 09, 2022
Q4 2021
|
Sittner & Nelson, LLC
Eugene, OR |
SELL
|
- |
-9Closed |
$177 - $195
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-30- 0.29% |
$590 - $651
|
10.4K
$244K
|
|
|
Feb 03, 2022
Q4 2021
|
Brighton Jones LLC
|
SELL
|
- |
-52- 0.21% |
$1.02K - $1.13K
|
25.1K
$587K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-66- 0.07% |
$1.3K - $1.43K
|
92.5K
$2.16M
|
|
|
Feb 11, 2022
Q4 2021
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-82- 0.37% |
$1.61K - $1.78K
|
22.4K
$523K
|
|
|
Jan 14, 2022
Q4 2021
|
Baugh & Associates, LLC
|
SELL
|
- |
-85- 0.04% |
$1.67K - $1.84K
|
198K
$4.62M
|