Purchases and Sales Made in Q4 2021 in Asa Gold & Precious Metals LTD (ASA)
This table provides information about the institutional ownership of Asa Gold & Precious Metals LTD (ASA) during Q4 2021. The information is specifically focused on institutions that hold shares of ASA Gold & Precious Metals Ltd.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 18, 2022
Q4 2021
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
353KNew |
$6.66M - $7.97M
|
353K
$8.84M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
173K+ 20.38% |
$3.26M - $3.9M
|
1.02M
$25.6M
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
164KNew |
$3.1M - $3.71M
|
164K
$4.11M
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
106K+ 11.7% |
$2M - $2.4M
|
1.01M
$25.4M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
32.1K+ 59.19% |
$606K - $726K
|
86.4K
$2.17M
|
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
29.8K+ 1.03% |
$563K - $675K
|
2.92M
$73.3M
|
|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
25.4KNew |
$480K - $575K
|
25.4K
$638K
|
|
|
Feb 07, 2022
Q4 2021
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
24.2KNew |
$456K - $546K
|
24.2K
$606K
|
|
|
Feb 11, 2022
Q4 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
19.1K+ 16.7% |
$361K - $432K
|
133K
$3.35M
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
18.5KNew |
$350K - $419K
|
18.5K
$464K
|
|
|
Feb 14, 2022
Q4 2021
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
18.5KNew |
$349K - $419K
|
18.5K
$464K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
15.6KNew |
$295K - $354K
|
15.6K
$392K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
12.9K+ 16.72% |
$244K - $292K
|
90.1K
$2.26M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
12.9K+ 11.65% |
$243K - $291K
|
123K
$3.09M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
12.6K+ 21.53% |
$238K - $285K
|
71.1K
$1.78M
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
12.2KNew |
$230K - $275K
|
12.2K
$305K
|
|
|
Jan 31, 2022
Q4 2021
|
Veracity Capital LLC
|
BUY
|
- |
11.4KNew |
$215K - $257K
|
11.4K
$285K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
11.3KNew |
$214K - $256K
|
11.3K
$284K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11KNew |
$207K - $248K
|
11K
$275K
|
|
|
Jan 26, 2022
Q4 2021
|
Lincoln National Corp
|
BUY
|
- |
10.4KNew |
$197K - $236K
|
10.4K
$262K
|
|
|
Feb 14, 2022
Q4 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
9.53KNew |
$180K - $215K
|
9.53K
$239K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
8.89K+ 15.71% |
$168K - $201K
|
65.5K
$1.64M
|
|
|
Feb 14, 2022
Q4 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
7.69K+ 26.02% |
$145K - $174K
|
37.2K
$934K
|
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
4.19K+ 35.05% |
$79.1K - $94.7K
|
16.1K
$405K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.94K+ 0.71% |
$74.4K - $89.1K
|
555K
$13.9M
|
|
|
Mar 03, 2022
Q4 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
3.63K+ 7.63% |
$68.6K - $82.2K
|
51.3K
$1.29M
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
BUY
|
- |
2.05K+ 14.14% |
$38.6K - $46.2K
|
16.5K
$414K
|
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
1.5K+ 10.99% |
$28.3K - $33.9K
|
15.1K
$380K
|
|
|
Jan 21, 2022
Q4 2021
|
Trust CO Of Vermont
|
BUY
|
- |
900New |
$17K - $20.3K
|
900
$22.6K
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
873New |
$16.5K - $19.7K
|
873
$21.9K
|
|
|
Feb 15, 2022
Q4 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
629+ 0.27% |
$11.9K - $14.2K
|
237K
$5.93M
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
401New |
$7.57K - $9.07K
|
401
$10.1K
|
|
|
Feb 11, 2022
Q4 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
400New |
$7.55K - $9.04K
|
400
$10K
|
|
|
Feb 08, 2022
Q4 2021
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
300+ 0.44% |
$5.66K - $6.78K
|
68.6K
$1.72M
|
|
|
Feb 11, 2022
Q4 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
200+ 50.0% |
$3.78K - $4.52K
|
600
$15K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2+ 0.02% |
$37.8 - $45.2
|
11.2K
$282K
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
2+ 0.04% |
$37.8 - $45.2
|
5.04K
$126K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 23, 2022
Q4 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-49- 90.74% |
$925 - $1.11K
|
5
$125
|
|
|
Jan 27, 2022
Q4 2021
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-500- 0.09% |
$9.44K - $11.3K
|
576K
$14.4M
|
|
|
Feb 08, 2022
Q4 2021
|
Dorchester Wealth Management CO
|
SELL
|
- |
-500- 2.78% |
$9.44K - $11.3K
|
17.5K
$438K
|
|
|
Aug 13, 2024
Q4 2021
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-1.07KClosed |
$20.1K - $24.1K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.28K- 3.37% |
$24.1K - $28.8K
|
36.6K
$917K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2KClosed |
$37.8K - $45.2K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-4.5KClosed |
$85K - $102K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
A. D. Beadell Investment Counsel, Inc.
|
SELL
|
- |
-4.9K- 4.05% |
$92.4K - $111K
|
116K
$2.91M
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-7.21K- 93.0% |
$136K - $163K
|
543
$13.6K
|
|
|
Feb 07, 2022
Q4 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-9.18KClosed |
$173K - $208K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-10.1KClosed |
$191K - $229K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-12.2KClosed |
$230K - $275K
|
0
$0
|