Latest Institutional Transactions on Advent Convertible & Income Fund (AVK)
This table provides information on the latest institutional transactions involving Advent Convertible & Income Fund (AVK) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 22, 2025
Q3 2025
|
Pmg Family Office LLC
Plano, TX |
BUY
|
- |
30.5KNew |
$368K - $390K
|
30.5K
$381K
|
|
|
Nov 24, 2025
Q3 2025
|
Trust Investment Advisors
|
BUY
|
- |
289+ 2.34% |
$3.49K - $3.7K
|
12.7K
$158K
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
42+ 2.1% |
$507 - $537
|
2.04K
$25.4K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
343New |
$4.14K - $4.39K
|
343
$4.28K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
106+ 2.61% |
$1.28K - $1.36K
|
4.17K
$52K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.11K+ 4.66% |
$37.5K - $39.8K
|
69.8K
$871K
|
|
|
Nov 14, 2025
Q3 2025
|
Quarry LP
New York, NY |
SELL
|
- |
-154K- 61.56% |
$1.85M - $1.97M
|
96K
$1.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-3.03K- 5.3% |
$36.6K - $38.8K
|
54.2K
$676K
|
|
|
Nov 14, 2025
Q3 2025
|
Fca Corp
Houston, TX |
BUY
|
- |
23.2K+ 11.92% |
$280K - $297K
|
218K
$2.72M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
930+ 0.73% |
$11.2K - $11.9K
|
128K
$1.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
3.32K+ 10.69% |
$40K - $42.4K
|
34.3K
$429K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-211K- 28.59% |
$2.54M - $2.7M
|
526K
$6.57M
|
|
|
Nov 14, 2025
Q3 2025
|
Ellevest, Inc.
|
BUY
|
- |
297+ 2.84% |
$3.58K - $3.8K
|
10.8K
$134K
|
|
|
Nov 14, 2025
Q3 2025
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
12.2KNew |
$147K - $156K
|
12.2K
$152K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
5.04KNew |
$60.8K - $64.4K
|
5.04K
$62.9K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
11K+ 18.35% |
$132K - $140K
|
70.7K
$882K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
1.03KNew |
$12.4K - $13.1K
|
1.03K
$12.8K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-196- 1.0% |
$2.36K - $2.51K
|
19.4K
$242K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
114K+ 8.52% |
$1.38M - $1.46M
|
1.46M
$18.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-17.7K- 11.08% |
$213K - $226K
|
142K
$1.77M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
22.9KNew |
$277K - $293K
|
22.9K
$286K
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-347K- 9.44% |
$4.19M - $4.44M
|
3.33M
$41.6M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-8.02K- 1.16% |
$96.7K - $103K
|
682K
$8.51M
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-72- 0.02% |
$868 - $921
|
304K
$3.79M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
26.2K+ 3.09% |
$316K - $336K
|
876K
$10.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
188+ 0.77% |
$2.27K - $2.4K
|
24.6K
$307K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-11.6K- 9.58% |
$139K - $148K
|
109K
$1.36M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-29.1K- 36.21% |
$351K - $372K
|
51.3K
$640K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
116+ 0.64% |
$1.4K - $1.48K
|
18.3K
$229K
|
|
|
Nov 13, 2025
Q3 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
1.41K+ 6.42% |
$17.1K - $18.1K
|
23.4K
$292K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
26.8KNew |
$324K - $343K
|
26.8K
$335K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
130+ 0.19% |
$1.57K - $1.66K
|
68.5K
$855K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
59.4K+ 44.42% |
$716K - $759K
|
193K
$2.41M
|
|
|
Nov 12, 2025
Q3 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
2+ 0.01% |
$24.1 - $25.6
|
13.4K
$168K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
48.7K+ 9.56% |
$587K - $623K
|
558K
$6.96M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.82K- 27.15% |
$46.1K - $48.9K
|
10.3K
$128K
|
|
|
Nov 12, 2025
Q3 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-14.4K- 4.63% |
$174K - $184K
|
297K
$3.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-381- 0.52% |
$4.59K - $4.87K
|
73.3K
$915K
|
|
|
Nov 10, 2025
Q3 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-1.58K- 6.93% |
$19K - $20.1K
|
21.2K
$264K
|
|
|
Nov 10, 2025
Q3 2025
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
12.9K+ 2.98% |
$156K - $165K
|
446K
$5.56M
|
|
|
Nov 07, 2025
Q3 2025
|
Calton & Associates, Inc.
|
BUY
|
- |
276+ 2.41% |
$3.33K - $3.53K
|
11.7K
$147K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-9- 2.2% |
$109 - $115
|
400
$4.99K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-66.4K- 8.25% |
$801K - $850K
|
739K
$9.22M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6+ 0.05% |
$72.4 - $76.7
|
12K
$150K
|
|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
3.4K+ 0.28% |
$41K - $43.5K
|
1.21M
$15.2M
|
|
|
Nov 04, 2025
Q3 2025
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
4.7KNew |
$56.7K - $60.1K
|
4.7K
$58.7K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
13+ 0.07% |
$157 - $166
|
19.9K
$249K
|
|
|
Oct 31, 2025
Q3 2025
|
Oxbow Advisors, LLC
Corpus Christi, TX |
BUY
|
- |
267+ 1.9% |
$3.22K - $3.41K
|
14.3K
$178K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
279+ 0.54% |
$3.36K - $3.57K
|
52.1K
$650K
|
|
|
Oct 30, 2025
Q3 2025
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
27+ 0.13% |
$326 - $345
|
20.3K
$253K
|
|