Latest Institutional Transactions on Advent Convertible & Income Fund (AVK)
This table provides information on the latest institutional transactions involving Advent Convertible & Income Fund (AVK) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
571+ 1.14% |
$6.89K - $7.3K
|
50.6K
$632K
|
|
|
Oct 29, 2025
Q3 2025
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-5.5K- 5.57% |
$66.3K - $70.3K
|
93.3K
$1.16M
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
8.92K+ 30.61% |
$108K - $114K
|
38K
$475K
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
16.2KNew |
$196K - $208K
|
16.2K
$203K
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
48.1KNew |
$580K - $615K
|
48.1K
$600K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
5.66K+ 43.84% |
$68.2K - $72.3K
|
18.6K
$232K
|
|
|
Oct 22, 2025
Q3 2025
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
1+ 0.0% |
$12.1 - $12.8
|
34.8K
$434K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.42K- 93.5% |
$17.2K - $18.2K
|
99
$1.24K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.45K- 4.18% |
$89.8K - $95.2K
|
171K
$2.13M
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-388- 55.27% |
$4.68K - $4.96K
|
314
$3.92K
|
|
|
Oct 20, 2025
Q3 2025
|
Absolute Investment Advisers LLC
|
SELL
|
- |
-360K- 58.33% |
$4.34M - $4.6M
|
257K
$3.21M
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
6.3K+ 21.74% |
$76K - $80.6K
|
35.3K
$440K
|
|
|
Oct 17, 2025
Q3 2025
|
Encompass More Asset Management
Danville, CA |
BUY
|
- |
52+ 0.36% |
$627 - $665
|
14.3K
$179K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
105+ 24.82% |
$1.27K - $1.34K
|
528
$6.59K
|
|
|
Oct 15, 2025
Q3 2025
|
Private Trust CO Na
|
BUY
|
- |
20KNew |
$241K - $256K
|
20K
$250K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
500New |
$6.03K - $6.4K
|
500
$6.24K
|
|
|
Oct 14, 2025
Q3 2025
|
Tactive Advisors, LLC
Jacksonville, FL |
BUY
|
- |
169+ 1.11% |
$2.04K - $2.16K
|
15.3K
$191K
|
|
|
Oct 10, 2025
Q3 2025
|
Stolper CO
|
BUY
|
- |
89+ 0.15% |
$1.07K - $1.14K
|
61.1K
$762K
|
|
|
Oct 10, 2025
Q3 2025
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
9.54K+ 8.81% |
$115K - $122K
|
118K
$1.47M
|
|
|
Oct 06, 2025
Q3 2025
|
Windsor Capital Management, LLC
|
SELL
|
- |
-447- 2.1% |
$5.39K - $5.72K
|
20.9K
$261K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-400- 0.88% |
$4K - $4.84K
|
45.2K
$564K
|
|
|
Aug 14, 2025
Q2 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.25K+ 10.38% |
$12.5K - $15.1K
|
13.3K
$166K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
17.3K+ 163.09% |
$173K - $209K
|
27.9K
$348K
|
|
|
Aug 13, 2025
Q2 2025
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
17.6K+ 91.44% |
$176K - $213K
|
36.8K
$459K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
15.4KNew |
$154K - $187K
|
15.4K
$192K
|
|
|
Aug 11, 2025
Q2 2025
|
Wpg Advisers, LLC
Baltimore, MD |
SELL
|
- |
-614- 70.74% |
$6.15K - $7.44K
|
254
$3.17K
|
|
|
Aug 11, 2025
Q2 2025
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-1.15K- 10.31% |
$11.5K - $13.9K
|
10K
$125K
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-18.3K- 98.5% |
$183K - $222K
|
279
$3.48K
|
|
|
Aug 05, 2025
Q2 2025
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
6.5K+ 28.26% |
$65.1K - $78.7K
|
29.5K
$368K
|
|
|
Aug 04, 2025
Q2 2025
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
1.3KNew |
$13K - $15.7K
|
1.3K
$16.2K
|
|
|
Aug 04, 2025
Q2 2025
|
Meadow Brook Investment Advisors LLC
Livonia, MI |
SELL
|
- |
-300- 6.73% |
$3K - $3.63K
|
4.16K
$51.9K
|
|
|
Aug 01, 2025
Q2 2025
|
L.M. Kohn & Company
|
BUY
|
- |
13.2KNew |
$132K - $159K
|
13.2K
$164K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
600+ 1.32% |
$6.01K - $7.27K
|
46K
$575K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
4.81K+ 14.43% |
$48.1K - $58.2K
|
38.1K
$476K
|
|
|
Jul 17, 2025
Q2 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
1.4KNew |
$14K - $17K
|
1.4K
$17.5K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
1KNew |
$11.4K - $12.3K
|
1K
$12.5K
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
19.1KNew |
$219K - $236K
|
19.1K
$239K
|
|
|
May 15, 2025
Q1 2025
|
Banque Transatlantique Sa
Paris, I0 |
BUY
|
- |
1.21KNew |
$13.8K - $14.9K
|
1.21K
$15.1K
|
|
|
May 15, 2025
Q1 2025
|
Sage Capital Management, LLC
Stockton, NJ |
BUY
|
- |
500+ 1.53% |
$5.72K - $6.17K
|
33.2K
$414K
|
|
|
May 13, 2025
Q1 2025
|
Coldstream Capital Management Inc
|
BUY
|
- |
191New |
$2.19K - $2.36K
|
191
$2.38K
|
|
|
May 02, 2025
Q1 2025
|
Fortis Group Advisors, LLC
Westwood, NJ |
SELL
|
- |
-365- 40.15% |
$4.18K - $4.5K
|
544
$6.79K
|
|
|
Apr 24, 2025
Q1 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-1.03K- 50.0% |
$11.7K - $12.7K
|
1.03K
$12.8K
|
|
| Q4 2024 | |||||||
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
5.45KNew |
$60.6K - $68.1K
|
5.45K
$68K
|
|
|
Feb 14, 2025
Q4 2024
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-223K- 74.58% |
$2.48M - $2.78M
|
75.9K
$947K
|
|
|
Feb 14, 2025
Q4 2024
|
Cf Capital LLC
Cohasset, MA |
BUY
|
- |
85.9KNew |
$956K - $1.07M
|
85.9K
$1.07M
|
|
|
Feb 14, 2025
Q4 2024
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
105KNew |
$1.16M - $1.31M
|
105K
$1.31M
|
|
|
Feb 13, 2025
Q4 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
17.4KNew |
$194K - $218K
|
17.4K
$218K
|
|
|
Feb 13, 2025
Q4 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
16.5KNew |
$184K - $206K
|
16.5K
$206K
|
|
|
Feb 13, 2025
Q4 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
2.87K+ 21.28% |
$31.9K - $35.8K
|
16.3K
$204K
|
|