Latest Institutional Transactions on Advent Convertible & Income Fund (AVK)
This table provides information on the latest institutional transactions involving Advent Convertible & Income Fund (AVK) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2025
Q4 2024
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-30.7K- 36.5% |
$342K - $384K
|
53.5K
$667K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
12.5KNew |
$139K - $157K
|
12.5K
$156K
|
|
|
Feb 11, 2025
Q4 2024
|
Heron Bay Capital Management
|
BUY
|
- |
7.71K+ 21.95% |
$85.8K - $96.4K
|
42.8K
$534K
|
|
|
Feb 10, 2025
Q4 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
330+ 3.41% |
$3.67K - $4.13K
|
10K
$125K
|
|
|
Feb 10, 2025
Q4 2024
|
Centurion Wealth Management LLC
Mclean, VA |
BUY
|
- |
430+ 1.35% |
$4.79K - $5.38K
|
32.3K
$403K
|
|
|
Feb 05, 2025
Q4 2024
|
Parkside Financial Bank & Trust
|
BUY
|
- |
2.04KNew |
$22.7K - $25.5K
|
2.04K
$25.5K
|
|
|
Feb 03, 2025
Q4 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
8.56KNew |
$95.2K - $107K
|
8.56K
$107K
|
|
| Q3 2024 | |||||||
|
Nov 25, 2024
Q3 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
11.3KNew |
$130K - $146K
|
11.3K
$142K
|
|
|
Nov 14, 2024
Q3 2024
|
Cable Car Capital LLC
San Francisco, CA |
BUY
|
- |
100KNew |
$1.14M - $1.29M
|
100K
$1.25M
|
|
|
Nov 14, 2024
Q3 2024
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
289KNew |
$3.31M - $3.72M
|
289K
$3.61M
|
|
|
Nov 14, 2024
Q3 2024
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
31.8KNew |
$364K - $409K
|
31.8K
$397K
|
|
|
Nov 13, 2024
Q3 2024
|
Edmonds Duncan Registered Investment Advisors, LLC
|
BUY
|
- |
10.5K+ 6.95% |
$120K - $135K
|
161K
$2.01M
|
|
|
Nov 13, 2024
Q3 2024
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-1.81K- 11.02% |
$20.7K - $23.3K
|
14.6K
$183K
|
|
|
Nov 12, 2024
Q3 2024
|
Larson Financial Group LLC
|
BUY
|
- |
2.7K+ 245.0% |
$30.8K - $34.6K
|
3.8K
$47.4K
|
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
SELL
|
- |
-304- 0.51% |
$3.48K - $3.91K
|
59.3K
$741K
|
|
|
Nov 12, 2024
Q3 2024
|
Raymond James Trust N.A.
|
SELL
|
- |
-2K- 10.81% |
$22.9K - $25.7K
|
16.5K
$206K
|
|
|
Nov 07, 2024
Q3 2024
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-3.33K- 19.28% |
$38.1K - $42.8K
|
13.9K
$174K
|
|
|
Oct 18, 2024
Q3 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
338+ 7.06% |
$3.87K - $4.34K
|
5.13K
$64K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.19K+ 1.58% |
$82.3K - $92.4K
|
463K
$5.77M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-46.2K- 11.15% |
$528K - $593K
|
368K
$4.59M
|
|
|
Oct 17, 2024
Q3 2024
|
Capital Investment Advisors, LLC
|
BUY
|
- |
10.1KNew |
$116K - $130K
|
10.1K
$126K
|
|
|
Oct 16, 2024
Q3 2024
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
2.5K+ 22.12% |
$28.6K - $32.1K
|
13.8K
$172K
|
|
|
Oct 03, 2024
Q3 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-1.13K- 9.64% |
$12.9K - $14.5K
|
10.6K
$132K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Abich Financial Wealth Management LLC
Ashburn, VA |
BUY
|
- |
300New |
$3.37K - $3.65K
|
300
$3.74K
|
|
|
Aug 14, 2024
Q2 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-86.6K- 52.19% |
$973K - $1.06M
|
79.4K
$990K
|
|
|
Aug 09, 2024
Q2 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-4.15K- 21.07% |
$46.6K - $50.6K
|
15.6K
$194K
|
|
|
Aug 09, 2024
Q2 2024
|
Redwood Wealth Management Group, LLC
Moorestown, NJ |
BUY
|
- |
3.55KNew |
$39.9K - $43.2K
|
3.55K
$44.3K
|
|
|
Jul 30, 2024
Q2 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
1KNew |
$11.2K - $12.2K
|
1K
$12.5K
|
|
|
Jul 19, 2024
Q2 2024
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
4+ 4.17% |
$44.9 - $48.7
|
100
$1.25K
|
|
|
Jul 17, 2024
Q2 2024
|
Atticus Wealth Management, LLC
|
BUY
|
- |
837New |
$9.4K - $10.2K
|
837
$10.4K
|
|
|
Jul 15, 2024
Q2 2024
|
Voisard Asset Management Group, Inc.
Grand Rapids, MI |
BUY
|
- |
21New |
$236 - $256
|
21
$262
|
|
| Q1 2024 | |||||||
|
May 17, 2024
Q1 2024
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
28New |
$310 - $339
|
28
$349
|
|
|
May 15, 2024
Q1 2024
|
Gen Wealth Partners Inc
Zeeland, MI |
BUY
|
- |
495New |
$5.48K - $5.99K
|
495
$6.18K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
5.34K+ 47.41% |
$59.2K - $64.7K
|
16.6K
$207K
|
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.69K- 32.85% |
$85.2K - $93K
|
15.7K
$196K
|
|
|
May 10, 2024
Q1 2024
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
10.7KNew |
$119K - $130K
|
10.7K
$134K
|
|
|
May 06, 2024
Q1 2024
|
Assetmark, Inc
|
BUY
|
- |
262New |
$2.9K - $3.17K
|
262
$3.27K
|
|
|
May 02, 2024
Q1 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1KNew |
$11.1K - $12.1K
|
1K
$12.5K
|
|
|
Apr 05, 2024
Q1 2024
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q4 2023 | |||||||
|
Feb 13, 2024
Q4 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
53.2K+ 375.65% |
$493K - $612K
|
67.4K
$841K
|
|
|
Feb 12, 2024
Q4 2023
|
Lgt Financial Advisors LLC
Dallas, TX |
SELL
|
- |
-672Closed |
$6.23K - $7.73K
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
62+ 3.51% |
$575 - $713
|
1.83K
$22.8K
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.83K- 14.29% |
$17K - $21.1K
|
11K
$137K
|
|
|
Feb 08, 2024
Q4 2023
|
American National Bank
|
BUY
|
- |
565New |
$5.24K - $6.5K
|
565
$7.05K
|
|
|
Feb 06, 2024
Q4 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
SELL
|
- |
-1.24K- 2.24% |
$11.5K - $14.2K
|
54K
$675K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
1.53KNew |
$14.2K - $17.6K
|
1.53K
$19.1K
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
55.1KNew |
$511K - $634K
|
55.1K
$688K
|
|
| Q3 2023 | |||||||
|
Dec 08, 2025
Q3 2023
|
Nwf Advisory Services Inc.
Los Angeles, CA |
SELL
|
- |
-1.34K- 1.74% |
$13.9K - $16K
|
75.4K
$942K
|
|
|
Feb 14, 2024
Q3 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
500+ 62.5% |
$5.2K - $5.98K
|
1.3K
$16.2K
|
|