Purchases and Sales Made in Q3 2025 in Advent Convertible & Income Fund (AVK)
This table provides information about the institutional ownership of Advent Convertible & Income Fund (AVK) during Q3 2025. The information is specifically focused on institutions that hold shares of ADVENT CONVERTIBLE & INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
114K+ 8.52% |
$1.38M - $1.46M
|
1.46M
$18.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
59.4K+ 44.42% |
$716K - $759K
|
193K
$2.41M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
48.7K+ 9.56% |
$587K - $623K
|
558K
$6.96M
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
48.1KNew |
$580K - $615K
|
48.1K
$600K
|
|
|
Dec 22, 2025
Q3 2025
|
Pmg Family Office LLC
Plano, TX |
BUY
|
- |
30.5KNew |
$368K - $390K
|
30.5K
$381K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
26.8KNew |
$324K - $343K
|
26.8K
$335K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
26.2K+ 3.09% |
$316K - $336K
|
876K
$10.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Fca Corp
Houston, TX |
BUY
|
- |
23.2K+ 11.92% |
$280K - $297K
|
218K
$2.72M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
22.9KNew |
$277K - $293K
|
22.9K
$286K
|
|
|
Oct 15, 2025
Q3 2025
|
Private Trust CO Na
|
BUY
|
- |
20KNew |
$241K - $256K
|
20K
$250K
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
16.2KNew |
$196K - $208K
|
16.2K
$203K
|
|
|
Nov 10, 2025
Q3 2025
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
12.9K+ 2.98% |
$156K - $165K
|
446K
$5.56M
|
|
|
Nov 14, 2025
Q3 2025
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
12.2KNew |
$147K - $156K
|
12.2K
$152K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
11K+ 18.35% |
$132K - $140K
|
70.7K
$882K
|
|
|
Oct 10, 2025
Q3 2025
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
9.54K+ 8.81% |
$115K - $122K
|
118K
$1.47M
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
8.92K+ 30.61% |
$108K - $114K
|
38K
$475K
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
6.3K+ 21.74% |
$76K - $80.6K
|
35.3K
$440K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
5.66K+ 43.84% |
$68.2K - $72.3K
|
18.6K
$232K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
5.04KNew |
$60.8K - $64.4K
|
5.04K
$62.9K
|
|
|
Nov 04, 2025
Q3 2025
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
4.7KNew |
$56.7K - $60.1K
|
4.7K
$58.7K
|
|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
3.4K+ 0.28% |
$41K - $43.5K
|
1.21M
$15.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
3.32K+ 10.69% |
$40K - $42.4K
|
34.3K
$429K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.11K+ 4.66% |
$37.5K - $39.8K
|
69.8K
$871K
|
|
|
Nov 13, 2025
Q3 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
1.41K+ 6.42% |
$17.1K - $18.1K
|
23.4K
$292K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
1.03KNew |
$12.4K - $13.1K
|
1.03K
$12.8K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
930+ 0.73% |
$11.2K - $11.9K
|
128K
$1.6M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
571+ 1.14% |
$6.89K - $7.3K
|
50.6K
$632K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
500New |
$6.03K - $6.4K
|
500
$6.24K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
343New |
$4.14K - $4.39K
|
343
$4.28K
|
|
|
Nov 14, 2025
Q3 2025
|
Ellevest, Inc.
|
BUY
|
- |
297+ 2.84% |
$3.58K - $3.8K
|
10.8K
$134K
|
|
|
Nov 24, 2025
Q3 2025
|
Trust Investment Advisors
|
BUY
|
- |
289+ 2.34% |
$3.49K - $3.7K
|
12.7K
$158K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
279+ 0.54% |
$3.36K - $3.57K
|
52.1K
$650K
|
|
|
Nov 07, 2025
Q3 2025
|
Calton & Associates, Inc.
|
BUY
|
- |
276+ 2.41% |
$3.33K - $3.53K
|
11.7K
$147K
|
|
|
Oct 31, 2025
Q3 2025
|
Oxbow Advisors, LLC
Corpus Christi, TX |
BUY
|
- |
267+ 1.9% |
$3.22K - $3.41K
|
14.3K
$178K
|
|
|
Nov 13, 2025
Q3 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
188+ 0.77% |
$2.27K - $2.4K
|
24.6K
$307K
|
|
|
Oct 14, 2025
Q3 2025
|
Tactive Advisors, LLC
Jacksonville, FL |
BUY
|
- |
169+ 1.11% |
$2.04K - $2.16K
|
15.3K
$191K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
130+ 0.19% |
$1.57K - $1.66K
|
68.5K
$855K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
116+ 0.64% |
$1.4K - $1.48K
|
18.3K
$229K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
106+ 2.61% |
$1.28K - $1.36K
|
4.17K
$52K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
105+ 24.82% |
$1.27K - $1.34K
|
528
$6.59K
|
|
|
Oct 10, 2025
Q3 2025
|
Stolper CO
|
BUY
|
- |
89+ 0.15% |
$1.07K - $1.14K
|
61.1K
$762K
|
|
|
Oct 17, 2025
Q3 2025
|
Encompass More Asset Management
Danville, CA |
BUY
|
- |
52+ 0.36% |
$627 - $665
|
14.3K
$179K
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
42+ 2.1% |
$507 - $537
|
2.04K
$25.4K
|
|
|
Oct 30, 2025
Q3 2025
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
27+ 0.13% |
$326 - $345
|
20.3K
$253K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
13+ 0.07% |
$157 - $166
|
19.9K
$249K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6+ 0.05% |
$72.4 - $76.7
|
12K
$150K
|
|
|
Nov 12, 2025
Q3 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
2+ 0.01% |
$24.1 - $25.6
|
13.4K
$168K
|
|
|
Oct 22, 2025
Q3 2025
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
1+ 0.0% |
$12.1 - $12.8
|
34.8K
$434K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-9- 2.2% |
$109 - $115
|
400
$4.99K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-72- 0.02% |
$868 - $921
|
304K
$3.79M
|
|