Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jun 26, 2024
Q4 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
28+ 2800.0% |
$934 - $1.59K
|
29
$1.92K
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
7.01KNew |
$234K - $398K
|
7.01K
$464K
|
|
|
Feb 29, 2024
Q4 2023
|
Scarborough Advisors, LLC
Annapolis, MD |
SELL
|
- |
-4.82K- 98.97% |
$161K - $274K
|
50
$3.31K
|
|
|
Feb 14, 2024
Q4 2023
|
Systm Wealth Solutions LLC
Chicago, IL |
BUY
|
- |
19New |
$634 - $1.08K
|
19
$1.26K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-775- 5.34% |
$25.9K - $44K
|
13.8K
$910K
|
|
|
Feb 14, 2024
Q4 2023
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-9.53K- 6.47% |
$318K - $541K
|
138K
$9.13M
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
101KNew |
$3.36M - $5.72M
|
101K
$6.66M
|
|
|
Feb 14, 2024
Q4 2023
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
BUY
|
- |
42.7KNew |
$1.42M - $2.43M
|
42.7K
$2.83M
|
|
|
Feb 14, 2024
Q4 2023
|
Choate Investment Advisors
Boston, MA |
BUY
|
- |
4.76KNew |
$159K - $270K
|
4.76K
$315K
|
|
|
Feb 14, 2024
Q4 2023
|
George Soros
Soros Fund Management LLC | New York, Ny
|
BUY
|
CALL |
300KNew |
$10M - $17M
|
300K
$19.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Avenir Corp
Washington, DC |
BUY
|
- |
20.8KNew |
$694K - $1.18M
|
20.8K
$1.38M
|
|
|
Feb 14, 2024
Q4 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
74.3KNew |
$2.48M - $4.22M
|
74.3K
$4.92M
|
|
|
Feb 14, 2024
Q4 2023
|
Point72 Hong Kong LTD
Hong Kong, K3 |
BUY
|
- |
293New |
$9.77K - $16.6K
|
293
$19.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
PUT |
22.8KNew |
$761K - $1.3M
|
22.8K
$1.51M
|
|
|
Feb 14, 2024
Q4 2023
|
Fora Capital, LLC
Miami, FL |
BUY
|
- |
6.79KNew |
$226K - $386K
|
6.79K
$449K
|
|
|
Feb 14, 2024
Q4 2023
|
West Tower Group, LLC
Richmond, VA |
BUY
|
- |
58+ 105.45% |
$1.93K - $3.29K
|
113
$7.48K
|
|
|
Feb 13, 2024
Q4 2023
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
815New |
$27.2K - $46.3K
|
815
$54K
|
|
|
Feb 13, 2024
Q4 2023
|
Seven Eight Capital, LP
|
SELL
|
- |
-3.12K- 19.82% |
$104K - $177K
|
12.6K
$836K
|
|
|
Feb 12, 2024
Q4 2023
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
4.09KNew |
$137K - $232K
|
4.09K
$271K
|
|
|
Feb 09, 2024
Q4 2023
|
Affinity Investment Advisors, LLC
|
BUY
|
- |
11.6KNew |
$386K - $657K
|
11.6K
$766K
|
|
|
Feb 09, 2024
Q4 2023
|
Glassman Wealth Services
|
BUY
|
- |
124New |
$4.14K - $7.04K
|
124
$8.21K
|
|
|
Feb 08, 2024
Q4 2023
|
Massachusetts Financial Services CO
Boston, MA |
BUY
|
- |
4.8KNew |
$160K - $273K
|
4.8K
$318K
|
|
|
Feb 08, 2024
Q4 2023
|
Mitsubishi Ufj Kokusai Asset Management Co., Ltd.
|
BUY
|
- |
161New |
$5.37K - $9.14K
|
161
$10.7K
|
|
|
Feb 08, 2024
Q4 2023
|
Arga Investment Management, LP
|
BUY
|
- |
10.1KNew |
$338K - $576K
|
10.1K
$671K
|
|
|
Feb 05, 2024
Q4 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-291- 3.02% |
$9.71K - $16.5K
|
9.35K
$619K
|
|
|
Jan 30, 2024
Q4 2023
|
West Paces Advisors Inc.
Atlanta, GA |
BUY
|
- |
22New |
$734 - $1.25K
|
22
$1.46K
|
|
|
Jan 23, 2024
Q4 2023
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-2- 5.13% |
$66.7 - $114
|
37
$2.45K
|
|
|
Jan 16, 2024
Q4 2023
|
Fsc Wealth Advisors, LLC
|
BUY
|
PUT |
300New |
$10K - $17K
|
300
$19.9K
|
|
| Q3 2023 | |||||||
|
Nov 13, 2024
Q3 2023
|
Norges Bank
Oslo, Q8 |
BUY
|
- |
428KNew |
$15.4M - $20.8M
|
428K
$28.3M
|
|
|
Jan 02, 2024
Q3 2023
|
Virginia Retirement Systems Et Al
Richmond, VA |
BUY
|
- |
9.1K+ 17.95% |
$328K - $443K
|
59.8K
$3.96M
|
|
|
Nov 14, 2023
Q3 2023
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-6.5K- 52.42% |
$234K - $317K
|
5.9K
$391K
|
|
|
Nov 14, 2023
Q3 2023
|
Atom Investors LP
Austin, TX |
BUY
|
- |
5.35KNew |
$193K - $261K
|
5.35K
$354K
|
|
|
Nov 14, 2023
Q3 2023
|
Caas Capital Management LP
New York, NY |
BUY
|
PUT |
7.3KNew |
$263K - $356K
|
7.3K
$483K
|
|
|
Nov 14, 2023
Q3 2023
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
225KNew |
$8.12M - $11M
|
225K
$14.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Caas Capital Management LP
New York, NY |
BUY
|
- |
2.7KNew |
$97.2K - $132K
|
2.7K
$179K
|
|
|
Nov 14, 2023
Q3 2023
|
Teza Capital Management LLC
Chicago, IL |
BUY
|
- |
1.66K+ 23.29% |
$59.9K - $81K
|
8.8K
$583K
|
|
|
Nov 14, 2023
Q3 2023
|
Inceptionr LLC
Lafayette, CA |
SELL
|
- |
-2.24K- 29.15% |
$80.7K - $109K
|
5.45K
$361K
|
|
|
Nov 14, 2023
Q3 2023
|
Point72 Middle East Fze
Stamford, CT |
BUY
|
- |
8.93K+ 58.85% |
$322K - $435K
|
24.1K
$1.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
242New |
$8.71K - $11.8K
|
242
$16K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-1.74K- 17.67% |
$62.5K - $84.6K
|
8.09K
$536K
|
|
|
Nov 02, 2023
Q3 2023
|
Your Advocates Ltd., LLP
Houston, TX |
BUY
|
- |
10New |
$360 - $487
|
10
$662
|
|
|
Nov 01, 2023
Q3 2023
|
Lgt Financial Advisors LLC
Dallas, TX |
BUY
|
- |
204New |
$7.35K - $9.94K
|
204
$13.5K
|
|
|
Oct 20, 2023
Q3 2023
|
Steward Financial Group LLC
|
BUY
|
- |
54New |
$1.94K - $2.63K
|
54
$3.58K
|
|
| Q2 2023 | |||||||
|
Aug 26, 2024
Q2 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-22.1KClosed |
$789K - $940K
|
0
$0
|
|
|
Dec 12, 2023
Q2 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
355New |
$12.7K - $15.1K
|
355
$23.5K
|
|
|
Aug 21, 2023
Q2 2023
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
BUY
|
- |
934+ 6.05% |
$33.4K - $39.7K
|
16.4K
$1.08M
|
|
|
Aug 17, 2023
Q2 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1.17KNew |
$41.6K - $49.6K
|
1.17K
$77.1K
|
|
|
Aug 15, 2023
Q2 2023
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
BUY
|
- |
50New |
$1.79K - $2.13K
|
50
$3.31K
|
|
|
Aug 14, 2023
Q2 2023
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-83K- 87.76% |
$2.96M - $3.53M
|
11.6K
$767K
|
|
|
Aug 14, 2023
Q2 2023
|
Ergoteles LLC
New York, NY |
BUY
|
- |
6.3KNew |
$225K - $268K
|
6.3K
$417K
|
|