Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 16, 2021
Q4 2020
|
Alberta Investment Management Corp
Edmonton, A0 |
SELL
|
- |
-16.8KClosed |
$397K - $634K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-24KClosed |
$567K - $905K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Advisory Alpha, LLC
|
SELL
|
- |
-227Closed |
$5.36K - $8.56K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-500Closed |
$11.8K - $18.9K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Valley National Advisers Inc
|
SELL
|
- |
-23Closed |
$543 - $867
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Phoenix Holdings Ltd.
Givatayim, L3 |
SELL
|
- |
-15KClosed |
$353K - $564K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-150Closed |
$3.54K - $5.66K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-2.75KClosed |
$65K - $104K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Magnolia Group, LLC
|
SELL
|
- |
-158KClosed |
$3.74M - $5.97M
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-800Closed |
$18.9K - $30.2K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Meitav Dash Investments LTD
|
SELL
|
- |
-18KClosed |
$425K - $679K
|
0
$0
|
|
|
Jan 21, 2021
Q4 2020
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
5New |
$118 - $189
|
5
$331
|
|
|
Jan 15, 2021
Q4 2020
|
Bowling Portfolio Management LLC
|
SELL
|
- |
-13.8KClosed |
$326K - $521K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Sep 01, 2021
Q3 2020
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1KClosed |
$19.6K - $25.4K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-50Closed |
$978 - $1.27K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-200KClosed |
$3.91M - $5.08M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-400Closed |
$7.82K - $10.2K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
SELL
|
- |
-907Closed |
$17.7K - $23K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-27.9KClosed |
$546K - $709K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-64.2KClosed |
$1.26M - $1.63M
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-350Closed |
$6.84K - $8.88K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-3.15KClosed |
$61.6K - $79.9K
|
0
$0
|
|
|
Oct 20, 2020
Q3 2020
|
Everence Capital Management Inc
|
BUY
|
PUT |
8.59KNew |
$168K - $218K
|
8.59K
$569K
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-3Closed |
$44.6 - $75.8
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-50Closed |
$743 - $1.26K
|
0
$0
|
|
|
Jul 09, 2020
Q2 2020
|
Arden Trust CO
|
SELL
|
- |
-2.46KClosed |
$36.6K - $62.2K
|
0
$0
|
|
|
Jul 06, 2020
Q2 2020
|
Municipal Employees' Retirement System Of Michigan
|
SELL
|
- |
-16.5KClosed |
$245K - $417K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
15KNew |
$219K - $457K
|
15K
$993K
|
|
|
May 15, 2020
Q1 2020
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
PUT |
-15.4KClosed |
$225K - $469K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-14.7KClosed |
$215K - $449K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Voss Capital, LLC
Houston, TX |
BUY
|
CALL |
10KNew |
$146K - $305K
|
10K
$662K
|
|
|
May 14, 2020
Q1 2020
|
Global Endowment Management, LP
Charlotte, NC |
SELL
|
CALL |
-170KClosed |
$2.48M - $5.18M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-28.1KClosed |
$409K - $854K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-633K- 99.37% |
$9.23M - $19.3M
|
4K
$265K
|
|
|
May 13, 2020
Q1 2020
|
Tobias Financial Advisors, Inc.
Plantation, FL |
SELL
|
- |
-75Closed |
$1.09K - $2.28K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Burney CO
Reston, VA |
SELL
|
- |
-115KClosed |
$1.68M - $3.5M
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Evoke Wealth, LLC
|
SELL
|
- |
-843Closed |
$12.3K - $25.7K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-46Closed |
$671 - $1.4K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Bigelow Investment Advisors, LLC
|
SELL
|
- |
-15.5KClosed |
$226K - $472K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Mesirow Financial Investment Management Equity & Fixed Income
Chicago, IL |
SELL
|
- |
-209KClosed |
$3.05M - $6.37M
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Weaver Consulting Group
|
SELL
|
- |
-400Closed |
$5.84K - $12.2K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-62Closed |
$905 - $1.89K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Lindbrook Capital, LLC
|
BUY
|
- |
79New |
$1.15K - $2.41K
|
79
$5.23K
|
|
|
Apr 17, 2020
Q1 2020
|
Peregrine Capital Management LLC
|
SELL
|
- |
-218KClosed |
$3.19M - $6.65M
|
0
$0
|
|
|
Apr 14, 2020
Q1 2020
|
Windward Capital Management CO
|
SELL
|
- |
-7.71KClosed |
$112K - $235K
|
0
$0
|
|
|
Apr 08, 2020
Q1 2020
|
Prairie View Partners, LLC
|
BUY
|
- |
400New |
$5.84K - $12.2K
|
400
$26.5K
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Grandeur Peak Global Advisors, LLC
Salt Lake City, UT |
SELL
|
- |
-26.5KClosed |
$703K - $815K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-3.96KClosed |
$105K - $122K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
518New |
$13.7K - $15.9K
|
518
$34.3K
|
|
|
Feb 13, 2020
Q4 2019
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-15.4KClosed |
$407K - $472K
|
0
$0
|
|