Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-921- 3.95% |
$72.1K - $85K
|
22.4K
$1.77M
|
|
|
Nov 13, 2025
Q3 2025
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
275K+ 198.0% |
$21.6M - $25.4M
|
414K
$32.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Geneva Capital Management LLC
|
SELL
|
- |
-1.04K- 0.14% |
$81.8K - $96.4K
|
738K
$58.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Wakefield Asset Management Lllp
Englewood, CO |
SELL
|
- |
-38- 0.22% |
$2.98K - $3.51K
|
17K
$1.35M
|
|
|
Nov 13, 2025
Q3 2025
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
SELL
|
- |
-4.84K- 3.59% |
$379K - $447K
|
130K
$10.3M
|
|
|
Nov 13, 2025
Q3 2025
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
1.73K+ 46.76% |
$135K - $160K
|
5.43K
$430K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.92K- 32.69% |
$150K - $177K
|
3.96K
$313K
|
|
|
Nov 13, 2025
Q3 2025
|
Farringdon Capital, Ltd.
London, X0 |
BUY
|
- |
2.59KNew |
$203K - $239K
|
2.59K
$205K
|
|
|
Nov 13, 2025
Q3 2025
|
Tortoise Investment Management, LLC
|
BUY
|
- |
2New |
$157 - $185
|
2
$158
|
|
|
Nov 13, 2025
Q3 2025
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
341New |
$26.7K - $31.5K
|
341
$27K
|
|
|
Nov 13, 2025
Q3 2025
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
75New |
$5.87K - $6.92K
|
75
$5.93K
|
|
|
Nov 13, 2025
Q3 2025
|
Empowered Funds, LLC
|
BUY
|
- |
23K+ 30.76% |
$1.8M - $2.13M
|
97.9K
$7.74M
|
|
|
Nov 13, 2025
Q3 2025
|
Empirical Finance, LLC
|
BUY
|
- |
15.1K+ 27.7% |
$1.19M - $1.4M
|
69.8K
$5.52M
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
4.02KNew |
$315K - $371K
|
4.02K
$318K
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
585+ 0.75% |
$45.8K - $54K
|
78.4K
$6.2M
|
|
|
Nov 13, 2025
Q3 2025
|
B. Metzler Seel. Sohn & Co. Ag
Frankfurt, 2M |
SELL
|
- |
-1.89K- 10.39% |
$148K - $174K
|
16.3K
$1.29M
|
|
|
Nov 13, 2025
Q3 2025
|
Swiss National Bank
Zurich, V8 |
SELL
|
- |
-1.5K- 1.43% |
$117K - $138K
|
104K
$8.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Vestcor Inc
Fredericton, A3 |
BUY
|
- |
7.37K+ 203.85% |
$577K - $680K
|
11K
$869K
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-752- 0.52% |
$58.9K - $69.4K
|
145K
$11.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Inceptionr LLC
Lafayette, CA |
BUY
|
- |
5.8KNew |
$454K - $535K
|
5.8K
$459K
|
|
|
Nov 13, 2025
Q3 2025
|
Fieldview Capital Management, LLC
Niles, MI |
BUY
|
- |
9.73K+ 27.35% |
$762K - $898K
|
45.3K
$3.59M
|
|
|
Nov 13, 2025
Q3 2025
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-5.33K- 45.64% |
$418K - $492K
|
6.35K
$503K
|
|
|
Nov 13, 2025
Q3 2025
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-4.85K- 17.17% |
$380K - $448K
|
23.4K
$1.85M
|
|
|
Nov 13, 2025
Q3 2025
|
Loomis Sayles & CO L P
|
SELL
|
- |
-13.3K- 3.66% |
$1.05M - $1.23M
|
352K
$27.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Lord, Abbett & Co. LLC
Jersey City, NJ |
SELL
|
- |
-373- 0.39% |
$29.2K - $34.4K
|
96.2K
$7.62M
|
|
|
Nov 13, 2025
Q3 2025
|
Peak6 LLC
Chicago, IL |
BUY
|
CALL |
26.8K+ 26.69% |
$2.1M - $2.47M
|
127K
$10.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
5.21K+ 97.17% |
$408K - $481K
|
10.6K
$837K
|
|
|
Nov 13, 2025
Q3 2025
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
1.14K+ 5.42% |
$89K - $105K
|
22.1K
$1.75M
|
|
|
Nov 13, 2025
Q3 2025
|
Boston Partners
Boston, MA |
SELL
|
- |
-1.84K- 0.48% |
$144K - $170K
|
380K
$30.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Kennedy Capital Management, Inc.
St Louis, MO |
BUY
|
- |
26.1K+ 10.49% |
$2.05M - $2.41M
|
275K
$21.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Vise Technologies, Inc.
New York, NY |
SELL
|
- |
-875- 20.83% |
$68.5K - $80.8K
|
3.33K
$263K
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
115New |
$9.01K - $10.6K
|
115
$9.1K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-2.49K- 12.97% |
$195K - $230K
|
16.7K
$1.32M
|
|
|
Nov 13, 2025
Q3 2025
|
Nfj Investment Group, LLC
Dallas, TX |
SELL
|
- |
-9.46K- 37.25% |
$741K - $873K
|
15.9K
$1.26M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-46.8K- 53.1% |
$3.66M - $4.32M
|
41.3K
$3.27M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
PUT |
-2.5K- 21.19% |
$196K - $231K
|
9.3K
$736K
|
|
|
Nov 13, 2025
Q3 2025
|
Epoch Investment Partners, Inc.
New York, NY |
SELL
|
- |
-2- -0.0% |
$157 - $185
|
45.4K
$3.59M
|
|
|
Nov 13, 2025
Q3 2025
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
1.02K+ 3.87% |
$80.2K - $94.5K
|
27.5K
$2.17M
|
|
|
Nov 13, 2025
Q3 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
121New |
$9.48K - $11.2K
|
121
$9.57K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
106K+ 65.71% |
$8.3M - $9.79M
|
267K
$21.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-28K- 19.89% |
$2.19M - $2.58M
|
113K
$8.92M
|
|
|
Nov 13, 2025
Q3 2025
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-10.7K- 14.06% |
$836K - $986K
|
65.3K
$5.16M
|
|
|
Nov 13, 2025
Q3 2025
|
Stieven Capital Advisors, L.P.
St. Louis, MO |
SELL
|
- |
-46.8K- 16.49% |
$3.67M - $4.32M
|
237K
$18.7M
|
|
|
Nov 13, 2025
Q3 2025
|
Met Life Investment Management, LLC
Whippany, NJ |
BUY
|
- |
456+ 1.46% |
$35.7K - $42.1K
|
31.7K
$2.51M
|
|
|
Nov 13, 2025
Q3 2025
|
Gator Capital Management, LLC
|
BUY
|
- |
825+ 0.54% |
$64.6K - $76.2K
|
154K
$12.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
SELL
|
- |
-12.5K- 47.43% |
$975K - $1.15M
|
13.8K
$1.09M
|
|
|
Nov 13, 2025
Q3 2025
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-25.7K- 31.28% |
$2.01M - $2.37M
|
56.5K
$4.47M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-21.8K- 8.26% |
$1.71M - $2.01M
|
242K
$19.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
6.81K+ 14.99% |
$533K - $628K
|
52.2K
$4.13M
|
|
|
Nov 12, 2025
Q3 2025
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-170- 5.96% |
$13.3K - $15.7K
|
2.68K
$212K
|
|