Latest Institutional Transactions on Axos Financial, Inc. (AX)
This table provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.23K- 33.08% |
$96.1K - $113K
|
2.48K
$196K
|
|
|
Nov 12, 2025
Q3 2025
|
Royce & Associates LP
|
SELL
|
- |
-3.05K- 2.94% |
$239K - $282K
|
101K
$7.95M
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-7.88K- 27.15% |
$617K - $728K
|
21.2K
$1.67M
|
|
|
Nov 12, 2025
Q3 2025
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
35.4K+ 1.49% |
$2.77M - $3.27M
|
2.41M
$191M
|
|
|
Nov 12, 2025
Q3 2025
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-17.1K- 22.32% |
$1.34M - $1.58M
|
59.5K
$4.71M
|
|
|
Nov 12, 2025
Q3 2025
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
192K+ 12.59% |
$15M - $17.7M
|
1.71M
$136M
|
|
|
Nov 12, 2025
Q3 2025
|
Rafferty Asset Management, LLC
New York, NY |
BUY
|
- |
5.39K+ 9.9% |
$422K - $497K
|
59.8K
$4.73M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
65+ 30.66% |
$5.09K - $6K
|
277
$21.9K
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
2.56K+ 82.39% |
$200K - $236K
|
5.66K
$448K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.44KNew |
$191K - $225K
|
2.44K
$193K
|
|
|
Nov 12, 2025
Q3 2025
|
Handelsbanken Fonder Ab
|
BUY
|
- |
4.1K+ 35.36% |
$321K - $378K
|
15.7K
$1.24M
|
|
|
Nov 12, 2025
Q3 2025
|
Hfm Investment Advisors, LLC
Glassboro, NJ |
BUY
|
- |
1+ 25.0% |
$78.3 - $92.3
|
5
$396
|
|
|
Nov 12, 2025
Q3 2025
|
Aster Capital Management (Difc) LTD
Dubai, C0 |
BUY
|
- |
52New |
$4.07K - $4.8K
|
52
$4.11K
|
|
|
Nov 12, 2025
Q3 2025
|
Polen Capital
Polen Capital Management LLC | Boca Raton, Fl
|
BUY
|
- |
9.18KNew |
$719K - $847K
|
9.18K
$726K
|
|
|
Nov 12, 2025
Q3 2025
|
Foyston, Gordon, & Payne Inc
Toronto, A6 |
BUY
|
- |
224+ 4.93% |
$17.5K - $20.7K
|
4.77K
$377K
|
|
|
Nov 12, 2025
Q3 2025
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-235- 8.2% |
$18.4K - $21.7K
|
2.63K
$208K
|
|
|
Nov 12, 2025
Q3 2025
|
Ejf Capital LLC
Arlington, VA |
SELL
|
- |
-3.06K- 29.85% |
$240K - $283K
|
7.2K
$569K
|
|
|
Nov 12, 2025
Q3 2025
|
Aviso Financial Inc.
Toronto, A6 |
SELL
|
- |
-408- 3.95% |
$32K - $37.7K
|
9.92K
$785K
|
|
|
Nov 12, 2025
Q3 2025
|
Sterling Capital Management LLC
Charlotte, NC |
BUY
|
- |
2.04K+ 18.96% |
$160K - $189K
|
12.8K
$1.01M
|
|
|
Nov 12, 2025
Q3 2025
|
New Age Alpha Advisors, LLC
Rye, NY |
SELL
|
- |
-56- 2.14% |
$4.39K - $5.17K
|
2.56K
$202K
|
|
|
Nov 12, 2025
Q3 2025
|
Police & Firemen'S Retirement System Of New Jersey
Trenton, NJ |
BUY
|
- |
2.83K+ 23.75% |
$222K - $261K
|
14.7K
$1.17M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambria Investment Management, L.P.
|
BUY
|
- |
3.28KNew |
$257K - $303K
|
3.28K
$260K
|
|
|
Nov 12, 2025
Q3 2025
|
Orchard Capital Managment, LLC
Chicago, IL |
BUY
|
- |
1.15K+ 3.04% |
$90.3K - $106K
|
39K
$3.09M
|
|
|
Nov 12, 2025
Q3 2025
|
Barclays PLC
London, X0 |
SELL
|
- |
-40.4K- 30.74% |
$3.17M - $3.73M
|
91.1K
$7.21M
|
|
|
Nov 12, 2025
Q3 2025
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-73- 1.92% |
$5.72K - $6.74K
|
3.73K
$295K
|
|
|
Nov 12, 2025
Q3 2025
|
Pinnacle Associates LTD
|
SELL
|
- |
-50- 0.6% |
$3.92K - $4.62K
|
8.35K
$661K
|
|
|
Nov 12, 2025
Q3 2025
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
2.48KNew |
$194K - $229K
|
2.48K
$196K
|
|
|
Nov 12, 2025
Q3 2025
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-4.46K- 35.42% |
$349K - $412K
|
8.13K
$643K
|
|
|
Nov 12, 2025
Q3 2025
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-1.34K- 6.09% |
$105K - $124K
|
20.6K
$1.63M
|
|
|
Nov 12, 2025
Q3 2025
|
Nuveen, LLC
Charlotte, NC |
SELL
|
- |
-74.4K- 14.37% |
$5.83M - $6.87M
|
443K
$35.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
SELL
|
- |
-230- 1.5% |
$18K - $21.2K
|
15.1K
$1.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-37- 0.52% |
$2.9K - $3.42K
|
7.1K
$562K
|
|
|
Nov 12, 2025
Q3 2025
|
Victory Capital Management Inc
|
BUY
|
- |
46.8K+ 297.83% |
$3.66M - $4.32M
|
62.5K
$4.94M
|
|
|
Nov 12, 2025
Q3 2025
|
First Eagle Investment Management, LLC
|
BUY
|
- |
4.58K+ 3.39% |
$358K - $422K
|
140K
$11.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.13K- 3.75% |
$88.1K - $104K
|
28.9K
$2.28M
|
|
|
Nov 12, 2025
Q3 2025
|
Advantage Alpha Capital Partners LP
San Francisco, CA |
BUY
|
- |
2.39KNew |
$187K - $220K
|
2.39K
$189K
|
|
|
Nov 12, 2025
Q3 2025
|
Ci Investments Inc.
Toronto, A6 |
BUY
|
- |
2.56K+ 2.94% |
$200K - $236K
|
89.7K
$7.09M
|
|
|
Nov 12, 2025
Q3 2025
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-156K- 6.69% |
$12.2M - $14.4M
|
2.17M
$172M
|
|
|
Nov 12, 2025
Q3 2025
|
Edgestream Partners, L.P.
Princeton, NJ |
SELL
|
- |
-18.1K- 10.98% |
$1.42M - $1.67M
|
147K
$11.6M
|
|
|
Nov 12, 2025
Q3 2025
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
BUY
|
- |
607+ 4.41% |
$47.5K - $56K
|
14.4K
$1.14M
|
|
|
Nov 10, 2025
Q3 2025
|
Persistent Asset Partners LTD
Hong Kong, K3 |
SELL
|
- |
-6.05K- 32.22% |
$474K - $559K
|
12.7K
$1.01M
|
|
|
Nov 10, 2025
Q3 2025
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
109+ 80.15% |
$8.54K - $10.1K
|
245
$19.4K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
153+ 10.2% |
$12K - $14.1K
|
1.65K
$131K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
31+ 6.95% |
$2.43K - $2.86K
|
477
$37.7K
|
|
|
Nov 10, 2025
Q3 2025
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-774- 14.54% |
$60.6K - $71.4K
|
4.55K
$360K
|
|
|
Nov 10, 2025
Q3 2025
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1- 0.17% |
$78.3 - $92.3
|
601
$47.6K
|
|
|
Nov 10, 2025
Q3 2025
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
24.7K+ 3.84% |
$1.94M - $2.28M
|
669K
$53M
|
|
|
Nov 10, 2025
Q3 2025
|
Premier Fund Managers LTD
|
BUY
|
- |
1.24K+ 14.22% |
$97.1K - $114K
|
9.96K
$788K
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
SELL
|
- |
-26.4K- 26.24% |
$2.07M - $2.44M
|
74.2K
$5.87M
|
|
|
Nov 10, 2025
Q3 2025
|
Colonial Trust CO / Sc
Spartanburg, SC |
SELL
|
- |
-19- 35.19% |
$1.49K - $1.75K
|
35
$2.77K
|
|