Latest Institutional Sells of Axos Financial, Inc. (AX)
This list provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 17, 2020
Q1 2020
|
Peregrine Capital Management LLC
|
SELL
|
- |
-218KClosed |
$3.19M - $6.65M
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Mesirow Financial Investment Management Equity & Fixed Income
Chicago, IL |
SELL
|
- |
-209KClosed |
$3.05M - $6.37M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Global Endowment Management, LP
Charlotte, NC |
SELL
|
CALL |
-170KClosed |
$2.48M - $5.18M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Burney CO
Reston, VA |
SELL
|
- |
-115KClosed |
$1.68M - $3.5M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-28.1KClosed |
$409K - $854K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Bigelow Investment Advisors, LLC
|
SELL
|
- |
-15.5KClosed |
$226K - $472K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
PUT |
-15.4KClosed |
$225K - $469K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-14.7KClosed |
$215K - $449K
|
0
$0
|
|
|
Apr 14, 2020
Q1 2020
|
Windward Capital Management CO
|
SELL
|
- |
-7.71KClosed |
$112K - $235K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Evoke Wealth, LLC
|
SELL
|
- |
-843Closed |
$12.3K - $25.7K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Weaver Consulting Group
|
SELL
|
- |
-400Closed |
$5.84K - $12.2K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Tobias Financial Advisors, Inc.
Plantation, FL |
SELL
|
- |
-75Closed |
$1.09K - $2.28K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-62Closed |
$905 - $1.89K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-46Closed |
$671 - $1.4K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 10, 2020
Q4 2019
|
Highland Private Wealth Management
|
SELL
|
- |
-58.4KClosed |
$1.55M - $1.79M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Grandeur Peak Global Advisors, LLC
Salt Lake City, UT |
SELL
|
- |
-26.5KClosed |
$703K - $815K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-15.4KClosed |
$407K - $472K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-3.96KClosed |
$105K - $122K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Employees Retirement System Of Texas
|
SELL
|
- |
-22KClosed |
$535K - $649K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Dfpg Investments, LLC
|
SELL
|
- |
-20.4KClosed |
$495K - $601K
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-14.9KClosed |
$363K - $440K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-1.3KClosed |
$31.6K - $38.3K
|
0
$0
|
|
|
Nov 09, 2023
Q3 2019
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-710Closed |
$17.3K - $20.9K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
First Command Financial Services, Inc.
|
SELL
|
- |
-300Closed |
$7.29K - $8.84K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
First Command Bank
|
SELL
|
- |
-300Closed |
$7.29K - $8.84K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-200Closed |
$4.86K - $5.9K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
Edge Wealth Management LLC
|
SELL
|
- |
-6Closed |
$146 - $177
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 07, 2019
Q2 2019
|
Global Alpha Capital Management Ltd.
|
SELL
|
- |
-328KClosed |
$8.44M - $10.9M
|
0
$0
|
|
|
Jul 17, 2019
Q2 2019
|
Covenant Asset Management, LLC
|
SELL
|
- |
-63.1KClosed |
$1.62M - $2.09M
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Aurora Investment Counsel
Atlanta, GA |
SELL
|
- |
-47.5KClosed |
$1.22M - $1.57M
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Systematic Financial Management LP
Teaneck, NJ |
SELL
|
- |
-42.1KClosed |
$1.08M - $1.39M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-21.4KClosed |
$551K - $709K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Cable Hill Partners, LLC
Portland, OR |
SELL
|
- |
-2.8KClosed |
$72.1K - $92.7K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-948Closed |
$24.4K - $31.4K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-300Closed |
$7.73K - $9.94K
|
0
$0
|
|
|
Jul 22, 2019
Q2 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-120Closed |
$3.09K - $3.97K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-33Closed |
$850 - $1.09K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-3Closed |
$77.3 - $99.4
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Kemnay Advisory Services Inc.
New York, NY |
SELL
|
- |
-43.4KClosed |
$1.09M - $1.44M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Mackay Shields LLC
|
SELL
|
- |
-18.2KClosed |
$456K - $604K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Pier 88 Investment Partners LLC
San Francisco, CA |
SELL
|
- |
-12.5KClosed |
$314K - $416K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-10.8KClosed |
$272K - $360K
|
0
$0
|
|
|
Oct 17, 2019
Q1 2019
|
Fox Run Management, L.L.C.
Greenwich, CT |
SELL
|
- |
-8.16KClosed |
$204K - $271K
|
0
$0
|
|
|
May 01, 2019
Q1 2019
|
Nj State Employees Deferred Compensation Plan
|
SELL
|
- |
-1K- 4.55% |
$25.1K - $33.2K
|
21K
$1.66M
|
|
|
May 14, 2019
Q1 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-29Closed |
$726 - $963
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 13, 2019
Q4 2018
|
William Blair Investment Management, LLC
Chicago, IL |
SELL
|
- |
-197KClosed |
$4.82M - $7.12M
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-70KClosed |
$1.71M - $2.53M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Jcsd Capital, LLC
|
SELL
|
- |
-55KClosed |
$1.34M - $1.98M
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Summit Creek Advisors LLC
Minneapolis, MN |
SELL
|
- |
-40.4KClosed |
$986K - $1.46M
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Spectrum Asset Management, Inc.
|
SELL
|
- |
-26.4KClosed |
$645K - $953K
|
0
$0
|
|