Insider Transactions in Q1 2021 at Axos Financial, Inc. (AX)
Insider Transaction List (Q1 2021)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 25
2021
|
Eshel Bar Adon EVP, Chief Legal Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,478
-1.41%
|
$69,466
$47.0 P/Share
|
|
Mar 25
2021
|
Eshel Bar Adon EVP, Chief Legal Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,863
+2.66%
|
$134,561
$47.0 P/Share
|
|
Mar 25
2021
|
Thomas M Constantine |
SELL
Payment of exercise price or tax liability
|
Direct |
1,396
-9.23%
|
$65,612
$47.0 P/Share
|
|
Mar 25
2021
|
Thomas M Constantine |
BUY
Exercise of conversion of derivative security
|
Direct |
2,704
+15.17%
|
$127,088
$47.0 P/Share
|
|
Mar 25
2021
|
Raymond D Matsumoto |
SELL
Payment of exercise price or tax liability
|
Direct |
770
-7.47%
|
$36,190
$47.0 P/Share
|
|
Mar 25
2021
|
Raymond D Matsumoto |
BUY
Exercise of conversion of derivative security
|
Direct |
2,227
+17.77%
|
$104,669
$47.0 P/Share
|
|
Mar 25
2021
|
David X Park |
SELL
Payment of exercise price or tax liability
|
Direct |
262
-4.48%
|
$12,314
$47.0 P/Share
|
|
Mar 25
2021
|
David X Park |
BUY
Exercise of conversion of derivative security
|
Direct |
680
+10.42%
|
$31,960
$47.0 P/Share
|
|
Mar 25
2021
|
Brian D Swanson |
SELL
Payment of exercise price or tax liability
|
Direct |
1,207
-3.76%
|
$56,729
$47.0 P/Share
|
|
Mar 25
2021
|
Brian D Swanson |
BUY
Exercise of conversion of derivative security
|
Direct |
3,491
+9.81%
|
$164,077
$47.0 P/Share
|
|
Mar 25
2021
|
John Charles Tolla EVP, Chief Governance, Risk & |
SELL
Payment of exercise price or tax liability
|
Direct |
550
-3.85%
|
$25,850
$47.0 P/Share
|
|
Mar 25
2021
|
John Charles Tolla EVP, Chief Governance, Risk & |
BUY
Exercise of conversion of derivative security
|
Direct |
1,591
+10.03%
|
$74,777
$47.0 P/Share
|
|
Mar 12
2021
|
John Charles Tolla EVP, Chief Governance, Risk & |
SELL
Payment of exercise price or tax liability
|
Direct |
677
-5.07%
|
$35,204
$52.06 P/Share
|
|
Mar 12
2021
|
John Charles Tolla EVP, Chief Governance, Risk & |
BUY
Exercise of conversion of derivative security
|
Direct |
1,958
+12.78%
|
$101,816
$52.06 P/Share
|
|
Mar 12
2021
|
Brian D Swanson |
SELL
Payment of exercise price or tax liability
|
Direct |
1,078
-3.63%
|
$56,056
$52.06 P/Share
|
|
Mar 12
2021
|
Brian D Swanson |
BUY
Exercise of conversion of derivative security
|
Direct |
3,118
+9.5%
|
$162,136
$52.06 P/Share
|
|
Mar 12
2021
|
David X Park |
SELL
Payment of exercise price or tax liability
|
Direct |
906
-14.93%
|
$47,112
$52.06 P/Share
|
|
Mar 12
2021
|
David X Park |
BUY
Exercise of conversion of derivative security
|
Direct |
2,350
+27.91%
|
$122,200
$52.06 P/Share
|
|
Mar 12
2021
|
Raymond D Matsumoto |
SELL
Payment of exercise price or tax liability
|
Direct |
1,185
-12.79%
|
$61,620
$52.06 P/Share
|
|
Mar 12
2021
|
Raymond D Matsumoto |
BUY
Exercise of conversion of derivative security
|
Direct |
3,427
+27.0%
|
$178,204
$52.06 P/Share
|
|
Mar 12
2021
|
Thomas M Constantine |
SELL
Payment of exercise price or tax liability
|
Direct |
1,517
-10.89%
|
$78,884
$52.06 P/Share
|
|
Mar 12
2021
|
Thomas M Constantine |
BUY
Exercise of conversion of derivative security
|
Direct |
2,938
+17.41%
|
$152,776
$52.06 P/Share
|
|
Mar 12
2021
|
Eshel Bar Adon EVP, Chief Legal Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,914
-1.84%
|
$99,528
$52.06 P/Share
|
|
Mar 12
2021
|
Eshel Bar Adon EVP, Chief Legal Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
3,427
+3.19%
|
$178,204
$52.06 P/Share
|
|
Mar 12
2021
|
Jeffrey Sime |
SELL
Payment of exercise price or tax liability
|
Direct |
130
-29.55%
|
$6,760
$52.06 P/Share
|
|
Mar 12
2021
|
Jeffrey Sime |
BUY
Exercise of conversion of derivative security
|
Direct |
440
+50.0%
|
$22,880
$52.06 P/Share
|
|
Mar 08
2021
|
Andrew J Micheletti EVP, Finance |
SELL
Open market or private sale
|
Direct |
15,000
-2.69%
|
$720,000
$48.96 P/Share
|
|
Mar 08
2021
|
Derrick Walsh EVP, Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,033
-10.78%
|
$97,584
$48.94 P/Share
|
|
Mar 08
2021
|
Derrick Walsh EVP, Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
3,969
+17.39%
|
$190,512
$48.94 P/Share
|
|
Mar 08
2021
|
Uzair Dada Director |
SELL
Open market or private sale
|
Direct |
4,949
-28.48%
|
$237,552
$48.86 P/Share
|
|
Feb 26
2021
|
James S Argalas Director |
SELL
Bona fide gift
|
Direct |
3,500
-5.43%
|
-
|
|
Feb 25
2021
|
Edward James Ratinoff Director |
SELL
Open market or private sale
|
Direct |
5,302
-12.77%
|
$249,194
$47.0 P/Share
|
|
Feb 24
2021
|
Mosich Nick Director |
SELL
Open market or private sale
|
Direct |
3,196
-4.5%
|
$150,212
$47.51 P/Share
|
|
Feb 22
2021
|
Mosich Nick Director |
SELL
Open market or private sale
|
Direct |
1,874
-2.57%
|
$86,204
$46.29 P/Share
|
|
Feb 19
2021
|
Mosich Nick Director |
SELL
Open market or private sale
|
Direct |
17,384
-19.27%
|
$764,896
$44.36 P/Share
|
|
Feb 18
2021
|
Mosich Nick Director |
SELL
Open market or private sale
|
Direct |
8,000
-8.14%
|
$344,000
$43.98 P/Share
|