Sara Wardell Smith is Director of Axos Financial, Inc.. Currently has a direct ownership of 12,395 shares of AX, which is worth approximately $980,692. The most recent transaction as insider was on Nov 14, 2025, when has been sold 2,144 shares (Common Stock) at a price of $79.12 per share, resulting in proceeds of $169,633. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 12.4K
20.93% 3M change
70.97% 12M change
Total Value Held $980,692

Sara Wardell-Smith Transaction History

Date Transaction Value Shares Traded Shares Held Form
Nov 14 2025
SELL
Sale (or disposition) back to the issuer
$169,633 $79.12 p/Share
2,144 Reduced 14.75%
12,395 Common Stock
Nov 14 2025
BUY
Exercise of conversion of derivative security
$339,345 $79.12 p/Share
4,289 Added 22.78%
14,539 Common Stock
Mar 04 2025
BUY
Open market or private purchase
$194,190 $64.73 p/Share
3,000 Added 22.64%
10,250 Common Stock
Dec 15 2024
SELL
Sale (or disposition) back to the issuer
$179,145 $79.62 p/Share
2,250 Reduced 23.68%
7,250 Common Stock
Dec 15 2024
BUY
Exercise of conversion of derivative security
$358,290 $79.62 p/Share
4,500 Added 32.14%
9,500 Common Stock
Mar 15 2024
BUY
Open market or private purchase
$248,750 $49.75 p/Share
5,000 Added 50.0%
5,000 Common Stock

Also insider at

CFND
C1 Fund Inc.
SW

Sara Wardell Smith

Director
Las Vegas, NV

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