Purchases and Sales Made in Q3 2021 in Axt Inc (AXTI)
This table provides information about the institutional ownership of Axt Inc (AXTI) during Q3 2021. The information is specifically focused on institutions that hold shares of AXT INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Wellington Management Group LLP
Boston, MA |
BUY
|
- |
867K+ 89.24% |
$6.5M - $9.35M
|
1.84M
$3.92M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
350KNew |
$2.63M - $3.77M
|
350K
$746K
|
|
|
Nov 12, 2021
Q3 2021
|
Pacific Ridge Capital Partners, LLC
Lake Oswego, OR |
BUY
|
- |
223K+ 30.6% |
$1.67M - $2.4M
|
951K
$2.03M
|
|
|
Nov 15, 2021
Q3 2021
|
Shay Capital LLC
New York, NY |
BUY
|
- |
170KNew |
$1.27M - $1.83M
|
170K
$362K
|
|
|
Nov 15, 2021
Q3 2021
|
Needham Investment Management LLC
New York, NY |
BUY
|
- |
165K+ 21.02% |
$1.24M - $1.78M
|
950K
$2.02M
|
|
|
Nov 15, 2021
Q3 2021
|
Granahan Investment Management, LLC
Waltham, MA |
BUY
|
- |
165K+ 27.67% |
$1.24M - $1.78M
|
761K
$1.62M
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
151KNew |
$1.13M - $1.63M
|
151K
$322K
|
|
|
Oct 14, 2021
Q3 2021
|
Foundry Partners, LLC
|
BUY
|
- |
150K+ 64.33% |
$1.13M - $1.62M
|
384K
$818K
|
|
|
Nov 12, 2021
Q3 2021
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
118K+ 6.11% |
$884K - $1.27M
|
2.04M
$4.36M
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
95.2KNew |
$714K - $1.03M
|
95.2K
$203K
|
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
91.4K+ 654.93% |
$686K - $986K
|
105K
$224K
|
|
|
Nov 10, 2021
Q3 2021
|
Royce & Associates LP
|
BUY
|
- |
89.7K+ 11.01% |
$673K - $967K
|
905K
$1.93M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
55.9KNew |
$419K - $603K
|
55.9K
$119K
|
|
|
Nov 15, 2021
Q3 2021
|
Kennedy Capital Management, Inc.
St Louis, MO |
BUY
|
- |
55K+ 7.34% |
$413K - $593K
|
804K
$1.71M
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
54.6K+ 23.03% |
$410K - $589K
|
292K
$621K
|
|
|
Nov 09, 2021
Q3 2021
|
M&G Investment Management LTD
London, X0 |
BUY
|
- |
53.2K+ 26.33% |
$399K - $573K
|
255K
$543K
|
|
|
Nov 08, 2021
Q3 2021
|
Los Angeles Capital Management LLC
|
BUY
|
- |
50.9KNew |
$382K - $549K
|
50.9K
$108K
|
|
|
Oct 26, 2021
Q3 2021
|
Game Plan Financial Advisors, LLC
|
BUY
|
- |
49.7K+ 8.93% |
$373K - $536K
|
606K
$1.29M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
47.4KNew |
$356K - $511K
|
47.4K
$101K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
42.3K+ 82.96% |
$317K - $456K
|
93.3K
$199K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
38KNew |
$285K - $409K
|
38K
$80.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
33K+ 37.45% |
$247K - $356K
|
121K
$258K
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
32.2K+ 17.87% |
$241K - $347K
|
212K
$452K
|
|
|
Nov 10, 2021
Q3 2021
|
Granite Point Capital Management, L.P.
|
BUY
|
- |
30K+ 50.0% |
$225K - $323K
|
90K
$192K
|
|
|
Nov 15, 2021
Q3 2021
|
Ergoteles LLC
New York, NY |
BUY
|
- |
29.1KNew |
$218K - $314K
|
29.1K
$62K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
27.3K+ 109.62% |
$205K - $295K
|
52.3K
$111K
|
|
|
Nov 15, 2021
Q3 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
26K+ 57.83% |
$195K - $280K
|
70.9K
$151K
|
|
|
Nov 01, 2021
Q3 2021
|
Sg Americas Securities, LLC
|
BUY
|
- |
24KNew |
$180K - $258K
|
24K
$51K
|
|
|
Nov 15, 2021
Q3 2021
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
22.9KNew |
$172K - $247K
|
22.9K
$48.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
20.1K+ 190.21% |
$150K - $216K
|
30.6K
$65.2K
|
|
|
Nov 10, 2021
Q3 2021
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
19.4K+ 181.31% |
$146K - $209K
|
30.1K
$64.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
17KNew |
$127K - $183K
|
17K
$36.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
15.4K+ 134.54% |
$115K - $166K
|
26.8K
$57.1K
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
15.3K+ 298.98% |
$115K - $165K
|
20.4K
$43.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
14.8KNew |
$111K - $160K
|
14.8K
$31.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Pinz Capital Management, LP
New York, NY |
BUY
|
- |
13KNew |
$97.5K - $140K
|
13K
$27.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
12K+ 9.05% |
$90.3K - $130K
|
145K
$309K
|
|
|
Jun 21, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
7.92K+ 350.8% |
$59.4K - $85.4K
|
10.2K
$21.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
7.5K+ 144.68% |
$56.3K - $80.9K
|
12.7K
$27K
|
|
|
Nov 15, 2021
Q3 2021
|
State Street Corp
Boston, MA |
BUY
|
- |
6.27K+ 0.9% |
$47K - $67.6K
|
704K
$1.5M
|
|
|
Mar 30, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
5.04K+ 98.0% |
$37.8K - $54.3K
|
10.2K
$21.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
5.04K+ 98.0% |
$37.8K - $54.3K
|
10.2K
$21.7K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
4.69K+ 39.94% |
$35.2K - $50.6K
|
16.4K
$35K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
4.69KNew |
$35.1K - $50.5K
|
4.69K
$9.98K
|
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
BUY
|
- |
4.37K+ 25.57% |
$32.8K - $47.1K
|
21.5K
$45.7K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.29K+ 124.2% |
$32.1K - $46.2K
|
7.74K
$16.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
BUY
|
- |
3.3K+ 2.01% |
$24.8K - $35.6K
|
168K
$358K
|
|
|
Oct 22, 2021
Q3 2021
|
Redmond Asset Management, LLC
Henrico, VA |
BUY
|
- |
3.15K+ 2.98% |
$23.6K - $34K
|
109K
$232K
|
|
|
Nov 10, 2021
Q3 2021
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
2.03K+ 10.0% |
$15.2K - $21.8K
|
22.3K
$47.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Millrace Asset Group, Inc.
|
BUY
|
- |
1.89K+ 2.09% |
$14.2K - $20.4K
|
92.3K
$197K
|