Purchases and Sales Made in Q4 2021 in Axt Inc (AXTI)
This table provides information about the institutional ownership of Axt Inc (AXTI) during Q4 2021. The information is specifically focused on institutions that hold shares of AXT INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-81Closed |
$634 - $755
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-100- 24.88% |
$783 - $932
|
302
$643
|
|
|
Mar 30, 2023
Q4 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-244- 2.4% |
$1.91K - $2.27K
|
9.94K
$21.2K
|
|
|
Feb 15, 2022
Q4 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-244- 2.4% |
$1.91K - $2.27K
|
9.94K
$21.2K
|
|
|
Feb 16, 2022
Q4 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-264- 1.12% |
$2.07K - $2.46K
|
23.4K
$49.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-282- 2.39% |
$2.21K - $2.63K
|
11.5K
$24.5K
|
|
|
Feb 11, 2022
Q4 2021
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-341- 1.56% |
$2.67K - $3.18K
|
21.5K
$45.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-691- 4.1% |
$5.41K - $6.44K
|
16.2K
$34.4K
|
|
|
Feb 02, 2022
Q4 2021
|
Axiom Investment Management LLC
New York, NY |
SELL
|
- |
-1.52K- 12.83% |
$11.9K - $14.1K
|
10.3K
$21.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-2.01K- 11.79% |
$15.8K - $18.8K
|
15K
$32.1K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.03K- 10.32% |
$15.9K - $18.9K
|
17.7K
$37.6K
|
|
|
Feb 09, 2022
Q4 2021
|
Princeton Capital Management LLC
Red Bank, NJ |
SELL
|
- |
-2.22K- 1.19% |
$17.4K - $20.7K
|
184K
$391K
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-4.51KClosed |
$35.3K - $42K
|
0
$0
|
|
|
Jun 21, 2023
Q4 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-7.37K- 33.96% |
$57.7K - $68.7K
|
14.3K
$30.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-8.66K- 32.33% |
$67.8K - $80.7K
|
18.1K
$38.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-8.98K- 5.35% |
$70.3K - $83.7K
|
159K
$338K
|
|
|
Feb 14, 2022
Q4 2021
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-10K- 14.1% |
$78.3K - $93.2K
|
60.9K
$130K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-10.6K- 25.84% |
$83.3K - $99.1K
|
30.5K
$65K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-10.9K- 86.31% |
$85.7K - $102K
|
1.74K
$3.7K
|
|
|
Feb 14, 2022
Q4 2021
|
State Street Corp
Boston, MA |
SELL
|
- |
-11.6K- 1.64% |
$90.5K - $108K
|
692K
$1.47M
|
|
|
Feb 08, 2022
Q4 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-11.6K- 2.63% |
$90.8K - $108K
|
429K
$914K
|
|
|
Feb 14, 2022
Q4 2021
|
Pinz Capital Management, LP
New York, NY |
SELL
|
- |
-13KClosed |
$102K - $121K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-13.4KClosed |
$105K - $125K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Sg Americas Securities, LLC
|
SELL
|
- |
-13.6K- 56.73% |
$106K - $127K
|
10.4K
$22.1K
|
|
|
Feb 14, 2022
Q4 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-13.7K- 4.7% |
$107K - $128K
|
278K
$592K
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-14.7K- 37.76% |
$115K - $137K
|
24.3K
$51.7K
|
|
|
Feb 11, 2022
Q4 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-15.4K- 16.18% |
$121K - $144K
|
79.8K
$170K
|
|
|
Feb 14, 2022
Q4 2021
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-17KClosed |
$133K - $158K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-18.4KClosed |
$144K - $172K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-20.6K- 22.03% |
$161K - $192K
|
72.8K
$155K
|
|
|
Feb 11, 2022
Q4 2021
|
State Of Wisconsin Investment Board
Madison, WI |
SELL
|
- |
-21.1KClosed |
$165K - $197K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-21.5KClosed |
$168K - $200K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-21.7K- 56.01% |
$170K - $202K
|
17K
$36.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-22.5K- 18.62% |
$176K - $210K
|
98.5K
$210K
|
|
|
Feb 14, 2022
Q4 2021
|
Perritt Capital Management Inc
Chicago, IL |
SELL
|
- |
-23.4K- 16.24% |
$183K - $218K
|
121K
$257K
|
|
|
Feb 11, 2022
Q4 2021
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-23.6KClosed |
$185K - $220K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Old West Investment Management, LLC
Los Angeles, CA |
SELL
|
- |
-25KClosed |
$196K - $233K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Systematic Financial Management LP
Teaneck, NJ |
SELL
|
- |
-25.3K- 4.71% |
$198K - $236K
|
512K
$1.09M
|
|
|
Feb 14, 2022
Q4 2021
|
Ergoteles LLC
New York, NY |
SELL
|
- |
-29.1KClosed |
$228K - $271K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Granite Point Capital Management, L.P.
|
SELL
|
- |
-30K- 33.33% |
$235K - $280K
|
60K
$128K
|
|
|
Feb 14, 2022
Q4 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-30.6KClosed |
$240K - $285K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-35.3KClosed |
$276K - $329K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-41.8K- 1.37% |
$327K - $390K
|
3.01M
$6.41M
|
|
|
Feb 14, 2022
Q4 2021
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-51.8K- 49.13% |
$405K - $483K
|
53.6K
$114K
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-52.3KClosed |
$409K - $487K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Vanguard Group Inc
Valley Forge, PA |
SELL
|
- |
-85.3K- 4.17% |
$668K - $795K
|
1.96M
$4.17M
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-92.7K- 43.66% |
$725K - $864K
|
120K
$255K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-113K- 14.92% |
$889K - $1.06M
|
647K
$1.38M
|
|
|
Feb 14, 2022
Q4 2021
|
Shay Capital LLC
New York, NY |
SELL
|
- |
-120K- 70.56% |
$938K - $1.12M
|
50K
$107K
|