Latest Institutional Transactions on Alibaba Group Holding LTD (BABA)
This table provides information on the latest institutional transactions involving Alibaba Group Holding LTD (BABA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2020
Q1 2020
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
BUY
|
CALL |
3.1KNew |
$547K - $714K
|
3.1K
$489K
|
|
|
May 12, 2020
Q1 2020
|
American Asset Management Inc.
|
SELL
|
- |
-980Closed |
$173K - $226K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Gruss & Co., LLC
|
SELL
|
- |
-1KClosed |
$176K - $230K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
Hartline Investment Corp
Winnetka, IL |
SELL
|
- |
-32.6KClosed |
$5.75M - $7.51M
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Xml Financial, LLC
|
SELL
|
- |
-1.2KClosed |
$211K - $276K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Cetera Advisors LLC
Denver, CO |
SELL
|
PUT |
-900- 69.23% |
$159K - $207K
|
400
$63.1K
|
|
|
May 07, 2020
Q1 2020
|
Sycale Advisors (Ny) LLC
New York, NY |
SELL
|
- |
-15.2KClosed |
$2.68M - $3.5M
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-480Closed |
$84.6K - $111K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-959Closed |
$169K - $221K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Lionsbridge Wealth Management LLC
Jacksonville Beach, FL |
SELL
|
- |
-18Closed |
$3.17K - $4.15K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Trilogy Capital Inc.
|
SELL
|
- |
-1.48KClosed |
$262K - $342K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Ninepoint Partners LP
|
SELL
|
- |
-14.2KClosed |
$2.51M - $3.28M
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-27Closed |
$4.76K - $6.22K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Affinity Capital Advisors, LLC
|
SELL
|
PUT |
-1.5KClosed |
$265K - $346K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
PUT |
300New |
$52.9K - $69.1K
|
300
$47.3K
|
|
|
Apr 16, 2020
Q1 2020
|
Leavell Investment Management, Inc.
|
SELL
|
- |
-3.51KClosed |
$618K - $808K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Steel Peak Wealth Management LLC
|
BUY
|
PUT |
1KNew |
$176K - $230K
|
1K
$158K
|
|
|
Apr 16, 2020
Q1 2020
|
F3 Logic, LLC
|
SELL
|
- |
-1.01KClosed |
$178K - $233K
|
0
$0
|
|
|
Apr 09, 2020
Q1 2020
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-3.56KClosed |
$628K - $821K
|
0
$0
|
|
|
Apr 07, 2020
Q1 2020
|
Silverleafe Capital Partners, LLC
Memphis, TN |
SELL
|
- |
-1KClosed |
$176K - $230K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Oct 06, 2025
Q4 2019
|
Caldwell Trust CO
Venice, FL |
BUY
|
- |
321New |
$52K - $69.5K
|
321
$50.6K
|
|
|
Feb 14, 2020
Q4 2019
|
Tortoise Index Solutions, LLC
Overland Park, KS |
SELL
|
- |
-1.03KClosed |
$167K - $223K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Teton Advisors, Inc.
Rye, NY |
SELL
|
- |
-1.66KClosed |
$269K - $360K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Leonard Green & Partners, L.P.
Los Angeles, CA |
SELL
|
CALL |
-50KClosed |
$8.1M - $10.8M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Herald Investment Management LTD
|
BUY
|
- |
2K+ 52.63% |
$324K - $433K
|
5.8K
$915K
|
|
|
Feb 14, 2020
Q4 2019
|
Bain Capital Public Equity Management Ii, LLC
Boston, MA |
SELL
|
CALL |
-377K- 99.46% |
$61.1M - $81.6M
|
2.04K
$321K
|
|
|
Feb 14, 2020
Q4 2019
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-10.5KClosed |
$1.7M - $2.27M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
PUT |
-5KClosed |
$810K - $1.08M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Public Sector Pension Investment Board
Montreal, A8 |
SELL
|
PUT |
-200K- 50.0% |
$32.4M - $43.3M
|
200K
$31.5M
|
|
|
Feb 14, 2020
Q4 2019
|
Cidel Asset Management Inc
Toronto, Ontario, A6 |
SELL
|
- |
-4.69KClosed |
$760K - $1.02M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Sumitomo Mitsui Financial Group, Inc.
Tokyo, M0 |
SELL
|
- |
-1.41KClosed |
$228K - $305K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-3.11KClosed |
$503K - $672K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Symmetry Peak Management LLC
Radnor, PA |
BUY
|
- |
19.5K+ 433.33% |
$3.16M - $4.22M
|
24K
$3.79M
|
|
|
Feb 14, 2020
Q4 2019
|
Tekne Capital Management, LLC
New York, NY |
SELL
|
- |
-267KClosed |
$43.2M - $57.7M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Systematic Financial Management LP
Teaneck, NJ |
SELL
|
- |
-96Closed |
$15.5K - $20.8K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-7.75KClosed |
$1.25M - $1.68M
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Jackson Square Partners, LLC
San Francisco, CA |
SELL
|
- |
-6.79KClosed |
$1.1M - $1.47M
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Next Capital Management LLC
|
SELL
|
- |
-115- 8.74% |
$18.6K - $24.9K
|
1.2K
$189K
|
|
|
Feb 12, 2020
Q4 2019
|
Pekin Hardy Strauss, Inc.
|
SELL
|
CALL |
-500- 50.0% |
$81K - $108K
|
500
$78.9K
|
|
|
Feb 12, 2020
Q4 2019
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-700Closed |
$113K - $151K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Ws Management Lllp
Jacksonville, FL |
SELL
|
PUT |
-120KClosed |
$19.4M - $26M
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Wesleyan Assurance Society
Birmingham, X0 |
SELL
|
- |
-28KClosed |
$4.53M - $6.06M
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Nelson Capital Management, LLC
|
SELL
|
- |
-12Closed |
$1.94K - $2.6K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-7.12KClosed |
$1.15M - $1.54M
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Hgi Capital Management, LLC
New York, NY |
BUY
|
CALL |
1.5KNew |
$243K - $325K
|
1.5K
$237K
|
|
|
Feb 03, 2020
Q4 2019
|
Pinnacle Associates LTD
|
BUY
|
CALL |
3KNew |
$486K - $649K
|
3K
$473K
|
|
|
Jan 31, 2020
Q4 2019
|
Financial Advantage, Inc.
|
SELL
|
- |
-200Closed |
$32.4K - $43.3K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Garrett Wealth Advisory Group, LLC
|
SELL
|
- |
-35Closed |
$5.67K - $7.57K
|
0
$0
|
|
|
Jan 14, 2020
Q4 2019
|
Belmont Capital, LLC
|
BUY
|
- |
100New |
$16.2K - $21.6K
|
100
$15.8K
|
|
|
Jan 14, 2020
Q4 2019
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-6.24KClosed |
$1.01M - $1.35M
|
0
$0
|
|