Latest Institutional Transactions on Brookfield Asset Management Inc. (BAM)
This table provides information on the latest institutional transactions involving Brookfield Asset Management Inc. (BAM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2020
Q3 2020
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-2.38KClosed |
$75.5K - $82.8K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Miura Global Management, LLC
New York, NY |
SELL
|
- |
-213KClosed |
$6.76M - $7.43M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Estabrook Capital Management
New York, NY |
SELL
|
- |
-1.88KClosed |
$59.6K - $65.4K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Pecaut & Co.
|
SELL
|
- |
-128KClosed |
$4.07M - $4.47M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Fred Alger Management, LLC
New York, NY |
SELL
|
- |
-80.8KClosed |
$2.57M - $2.82M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-3.91KClosed |
$124K - $136K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Pinnacle Holdings, LLC
Tulsa, OK |
SELL
|
- |
-3.89KClosed |
$124K - $136K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-8.55K- 64.77% |
$272K - $298K
|
4.65K
$251K
|
|
|
Nov 12, 2020
Q3 2020
|
Hbc Financial Services, Pllc
|
SELL
|
- |
-1.3KClosed |
$41.2K - $45.2K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Kingfisher Capital LLC
|
SELL
|
- |
-113KClosed |
$3.6M - $3.95M
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
F Dx Advisors, Inc.
|
SELL
|
- |
-9.91KClosed |
$315K - $345K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-1.29KClosed |
$41K - $45K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Quilter PLC
|
SELL
|
- |
-12.2KClosed |
$387K - $425K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-26.5KClosed |
$843K - $925K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Islay Capital Management, LLC
Lubbock, TX |
SELL
|
- |
-18Closed |
$572 - $627
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Security National Bank Of Sioux City Iowa
Sioux City, IA |
SELL
|
- |
-7.5KClosed |
$238K - $261K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
River Road Asset Management, LLC
|
SELL
|
- |
-2.06MClosed |
$65.4M - $71.7M
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Redmond Asset Management, LLC
Henrico, VA |
SELL
|
- |
-48.8KClosed |
$1.55M - $1.7M
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Meitav Dash Investments LTD
|
SELL
|
- |
-39.1KClosed |
$1.24M - $1.36M
|
0
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-120Closed |
$3.81K - $4.18K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-16.4KClosed |
$521K - $571K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
St. Johns Investment Management Company, LLC
|
BUY
|
- |
55New |
$1.75K - $1.92K
|
55
$2.97K
|
|
|
Oct 22, 2020
Q3 2020
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-12.8KClosed |
$406K - $445K
|
0
$0
|
|
|
Oct 22, 2020
Q3 2020
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-630Closed |
$20K - $22K
|
0
$0
|
|
|
Oct 22, 2020
Q3 2020
|
Ballentine Partners, LLC
Waltham, MA |
SELL
|
- |
-14.3KClosed |
$455K - $500K
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
125+ 14.74% |
$3.97K - $4.36K
|
973
$52.5K
|
|
|
Oct 08, 2020
Q3 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-403Closed |
$12.8K - $14K
|
0
$0
|
|
|
Oct 06, 2020
Q3 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-273Closed |
$8.67K - $9.52K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
591+ 27.98% |
$16.4K - $22.3K
|
2.7K
$146K
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-2Closed |
$55.5 - $75.4
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Gen Trust, LLC
|
SELL
|
- |
-7.5KClosed |
$208K - $283K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-2.33KClosed |
$64.7K - $88K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Kemnay Advisory Services Inc.
New York, NY |
SELL
|
- |
-15.2KClosed |
$421K - $572K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-26KClosed |
$722K - $980K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
CALL |
6KNew |
$167K - $226K
|
6K
$324K
|
|
|
Aug 14, 2020
Q2 2020
|
Oasis Management CO Ltd.
Grand Cayman, E9 |
SELL
|
- |
-50KClosed |
$1.39M - $1.89M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-446KClosed |
$12.4M - $16.8M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Stansberry Asset Management, LLC
New York, NY |
SELL
|
- |
-5.4KClosed |
$150K - $204K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Blue Mar Capital Management, LLC
Miami, FL |
SELL
|
- |
-35.7KClosed |
$991K - $1.35M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Asset Management LLC
|
BUY
|
- |
10.7KNew |
$297K - $403K
|
10.7K
$577K
|
|
|
Aug 13, 2020
Q2 2020
|
Qtron Investments LLC
Boston, MA |
SELL
|
- |
-4.88KClosed |
$135K - $184K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-37.4KClosed |
$1.04M - $1.41M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
158+ 49.84% |
$4.38K - $5.96K
|
475
$25.6K
|
|
|
Aug 12, 2020
Q2 2020
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-53.3KClosed |
$1.48M - $2.01M
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-6.6KClosed |
$183K - $249K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Solstein Capital, LLC
Menlo Park, CA |
SELL
|
- |
-4.96KClosed |
$138K - $187K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Dougherty Wealth Advisers LLC
|
SELL
|
- |
-1Closed |
$27.8 - $37.7
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Demars Financial Group, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Thompson Siegel & Walmsley LLC
|
BUY
|
- |
1.13K+ 50.0% |
$31.2K - $42.4K
|
3.38K
$182K
|
|