Latest Institutional Transactions on Brookfield Asset Management Inc. (BAM)
This table provides information on the latest institutional transactions involving Brookfield Asset Management Inc. (BAM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 11, 2020
Q2 2020
|
Gratus Capital LLC
|
SELL
|
- |
-140KClosed |
$3.87M - $5.26M
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Assetmark, Inc
|
SELL
|
- |
-72Closed |
$2K - $2.72K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
National Pension Service
Jeonju Si, Jeollabuk Do, M5 |
SELL
|
- |
-1.11MClosed |
$30.8M - $41.8M
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Van Eck Associates Corp
|
SELL
|
- |
-11KClosed |
$306K - $415K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Hap Trading, LLC
New York, NY |
BUY
|
- |
10.1KNew |
$279K - $379K
|
10.1K
$543K
|
|
|
Aug 07, 2020
Q2 2020
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-17.6KClosed |
$488K - $663K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Lester Murray Antman Dba Simply Rich
|
SELL
|
- |
-4.04K- 14.03% |
$112K - $152K
|
24.8K
$1.34M
|
|
|
Aug 06, 2020
Q2 2020
|
St. James Investment Company, LLC
|
SELL
|
- |
-701KClosed |
$19.5M - $26.4M
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-360Closed |
$9.99K - $13.6K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
193+ 49.87% |
$5.36K - $7.28K
|
580
$31.3K
|
|
|
Aug 04, 2020
Q2 2020
|
Rosenberg Matthew Hamilton
|
BUY
|
- |
1.51KNew |
$42K - $57.1K
|
1.51K
$81.7K
|
|
|
Aug 04, 2020
Q2 2020
|
State Of New Jersey Common Pension Fund D
|
BUY
|
- |
48.8K+ 50.0% |
$1.36M - $1.84M
|
147K
$7.91M
|
|
|
Aug 04, 2020
Q2 2020
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-52Closed |
$1.44K - $1.96K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Searle & Co.
|
BUY
|
- |
7.5K+ 50.0% |
$208K - $283K
|
22.5K
$1.21M
|
|
|
Aug 03, 2020
Q2 2020
|
Garrison Point Advisors, LLC
Walnut Creek, CA |
BUY
|
- |
3.38K+ 50.0% |
$93.7K - $127K
|
10.1K
$546K
|
|
|
Aug 03, 2020
Q2 2020
|
Sfmg, LLC
|
SELL
|
- |
-48.9KClosed |
$1.36M - $1.84M
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Armstrong Shaw Associates Inc
|
BUY
|
- |
6.83K+ 50.0% |
$189K - $257K
|
20.5K
$1.11M
|
|
|
Jul 31, 2020
Q2 2020
|
Powell Investment Advisors, LLC
|
BUY
|
- |
8.68K+ 50.0% |
$241K - $327K
|
26K
$1.41M
|
|
|
Jul 30, 2020
Q2 2020
|
Ninepoint Partners LP
|
SELL
|
- |
-7.53KClosed |
$209K - $284K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
S.A. Mason LLC
|
SELL
|
- |
-100Closed |
$2.78K - $3.77K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Meritage Portfolio Management
|
BUY
|
- |
3.58K+ 49.99% |
$99.5K - $135K
|
10.8K
$580K
|
|
|
Jul 27, 2020
Q2 2020
|
Rocky Mountain Advisers, LLC
|
BUY
|
- |
42+ 49.41% |
$1.17K - $1.58K
|
127
$6.85K
|
|
|
Jul 27, 2020
Q2 2020
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-975- 86.67% |
$27.1K - $36.8K
|
150
$8.1K
|
|
|
Jul 23, 2020
Q2 2020
|
Creative Financial Designs Inc
|
BUY
|
- |
45New |
$1.25K - $1.7K
|
45
$2.43K
|
|
|
Jul 21, 2020
Q2 2020
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
117+ 49.79% |
$3.25K - $4.41K
|
352
$19K
|
|
|
Jul 20, 2020
Q2 2020
|
Symmetry Partners, LLC
|
SELL
|
- |
-9.21KClosed |
$256K - $347K
|
0
$0
|
|
|
Jul 20, 2020
Q2 2020
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
610+ 49.96% |
$16.9K - $23K
|
1.83K
$98.8K
|
|
|
Jul 20, 2020
Q2 2020
|
Valeo Financial Advisors, LLC
|
BUY
|
CALL |
1KNew |
$27.8K - $37.7K
|
1K
$54K
|
|
|
Jul 16, 2020
Q2 2020
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-1Closed |
$27.8 - $37.7
|
0
$0
|
|
|
Jul 15, 2020
Q2 2020
|
Enterprise Trust & Investment CO
|
BUY
|
- |
2.25K+ 50.0% |
$62.4K - $84.8K
|
6.75K
$364K
|
|
|
Jul 14, 2020
Q2 2020
|
Toth Financial Advisory Corp
|
BUY
|
- |
800New |
$22.2K - $30.2K
|
800
$43.2K
|
|
|
Jul 13, 2020
Q2 2020
|
Arlington Partners LLC
|
SELL
|
- |
-900Closed |
$25K - $33.9K
|
0
$0
|
|
|
Jul 13, 2020
Q2 2020
|
Ellis Investment Partners, LLC
|
BUY
|
- |
37+ 49.33% |
$1.03K - $1.4K
|
112
$6.04K
|
|
|
Jul 09, 2020
Q2 2020
|
Sanders Morris Harris LLC
|
SELL
|
- |
-9KClosed |
$250K - $339K
|
0
$0
|
|
|
Jul 09, 2020
Q2 2020
|
Arden Trust CO
|
SELL
|
- |
-150Closed |
$4.16K - $5.66K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Aravt Global LLC
|
SELL
|
- |
-593KClosed |
$13.1M - $27M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Leuthold Group, LLC
|
SELL
|
- |
-88.4KClosed |
$1.95M - $4.03M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Deep Field Asset Management LLC
Beverly Hills, CA |
SELL
|
PUT |
-94.8KClosed |
$2.09M - $4.32M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Vulcan Value Partners, LLC
Birmingham, AL |
SELL
|
- |
-3.69MClosed |
$81.3M - $168M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Osterweis Capital Management Inc
San Francisco, CA |
SELL
|
- |
-839KClosed |
$18.5M - $38.2M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
East Coast Asset Management, Llc.
Essex, MA |
SELL
|
- |
-441KClosed |
$9.73M - $20.1M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-19.2KClosed |
$424K - $875K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Beck Capital Management, LLC
Austin, TX |
SELL
|
- |
-3.5KClosed |
$77.2K - $159K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-14KClosed |
$309K - $637K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Delta Investment Management, LLC
|
SELL
|
- |
-95.2KClosed |
$2.1M - $4.33M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-4.65KClosed |
$103K - $212K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Teton Advisors, Inc.
Rye, NY |
SELL
|
- |
-3.7KClosed |
$81.7K - $169K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-9.89KClosed |
$218K - $450K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Thames Capital Management LLC
New York, NY |
SELL
|
- |
-57.8KClosed |
$1.27M - $2.63M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-700Closed |
$15.4K - $31.9K
|
0
$0
|
|