Purchases and Sales Made in Q3 2021 in Ubs Ag (BDCZ)
This table provides information about the institutional ownership of Ubs Ag (BDCZ) during Q3 2021. The information is specifically focused on institutions that hold shares of UBS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2021
Q3 2021
|
Imc Chicago, LLC
|
BUY
|
- |
46.8K+ 231.82% |
$891K - $941K
|
66.9K
$1.3M
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
15.1KNew |
$287K - $303K
|
15.1K
$292K
|
|
|
Nov 15, 2021
Q3 2021
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
3.29K+ 2.42% |
$62.6K - $66.1K
|
139K
$2.69M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.12K+ 14.87% |
$40.4K - $42.7K
|
16.4K
$318K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.75K+ 23.6% |
$33.4K - $35.3K
|
9.19K
$178K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
630New |
$12K - $12.7K
|
630
$12.2K
|
|
|
Oct 06, 2021
Q3 2021
|
Cooper Financial Group
|
BUY
|
- |
78+ 0.76% |
$1.49K - $1.57K
|
10.4K
$201K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-995- 1.95% |
$18.9K - $20K
|
50.1K
$971K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.63K- 5.97% |
$50K - $52.9K
|
41.4K
$802K
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-5.16K- 12.51% |
$98.2K - $104K
|
36.1K
$699K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-5.97K- 5.09% |
$114K - $120K
|
111K
$2.16M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-7.13KClosed |
$136K - $143K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Rockland Trust CO
|
SELL
|
- |
-18.5K- 26.94% |
$352K - $372K
|
50.1K
$972K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-36.1K- 55.68% |
$688K - $727K
|
28.8K
$557K
|