Latest Institutional Transactions on Barings Global Short Duration High Yield Fund (BGH)
This table provides information on the latest institutional transactions involving Barings Global Short Duration High Yield Fund (BGH) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-7.1K- 15.25% |
$88.3K - $98.9K
|
39.5K
$595K
|
|
|
May 09, 2023
Q1 2023
|
Bhk Investment Advisors, LLC
|
SELL
|
- |
-10.5K- 49.27% |
$130K - $146K
|
10.8K
$162K
|
|
|
May 04, 2023
Q1 2023
|
Clear Harbor Asset Management, LLC
|
BUY
|
- |
200+ 0.89% |
$2.49K - $2.78K
|
22.6K
$341K
|
|
|
Apr 20, 2023
Q1 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
11.5KNew |
$144K - $161K
|
11.5K
$174K
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
1.25KNew |
$15.5K - $17.4K
|
1.25K
$18.9K
|
|
| Q4 2022 | |||||||
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4.4K- 40.95% |
$52.8K - $59.9K
|
6.34K
$95.7K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
443New |
$5.31K - $6.03K
|
443
$6.68K
|
|
|
Feb 02, 2023
Q4 2022
|
Emfo, LLC
|
SELL
|
- |
-1.5K- 16.96% |
$18K - $20.4K
|
7.35K
$111K
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
BUY
|
- |
4.39K+ 2.56% |
$52.7K - $59.8K
|
176K
$2.65M
|
|
|
Jan 20, 2023
Q4 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-2.92K- 22.58% |
$35K - $39.7K
|
10K
$151K
|
|
| Q3 2022 | |||||||
|
Sep 21, 2023
Q3 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-4K- 11.23% |
$48.9K - $57.6K
|
31.6K
$477K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-1.74K- 22.58% |
$21.2K - $25K
|
5.96K
$89.8K
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-3.99K- 26.28% |
$48.8K - $57.5K
|
11.2K
$169K
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
SELL
|
- |
-7.9K- 41.83% |
$96.5K - $114K
|
11K
$166K
|
|
|
Nov 04, 2022
Q3 2022
|
Foresight Wealth Management, LLC
|
BUY
|
- |
10.1KNew |
$123K - $145K
|
10.1K
$152K
|
|
|
Oct 31, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
750New |
$9.17K - $10.8K
|
750
$11.3K
|
|
|
Oct 17, 2022
Q3 2022
|
Ota Financial Group L.P.
|
BUY
|
- |
4.83K+ 28.82% |
$59.1K - $69.6K
|
21.6K
$326K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
SELL
|
- |
-1.63KClosed |
$21.1K - $25.8K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
15.1KNew |
$196K - $239K
|
15.1K
$228K
|
|
|
Aug 10, 2022
Q2 2022
|
Vicus Capital
State College, PA |
SELL
|
- |
-11.4KClosed |
$147K - $180K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-431Closed |
$5.58K - $6.81K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
5.53KNew |
$71.7K - $87.5K
|
5.53K
$83.4K
|
|
|
Jul 27, 2022
Q2 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-27.4KClosed |
$355K - $433K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Truist Financial Corp
|
SELL
|
- |
-956- 7.53% |
$12.4K - $15.1K
|
11.7K
$177K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-3.62KClosed |
$46.9K - $57.2K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-13.4KClosed |
$199K - $233K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.8KClosed |
$41.8K - $48.9K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-1.87KClosed |
$27.9K - $32.6K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.55KClosed |
$25.5K - $27.1K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Key F Inancial Inc
|
SELL
|
- |
-550Closed |
$9.03K - $9.59K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-5KClosed |
$82.6K - $86.6K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Beacon Harbor Wealth Advisors, Inc.
|
SELL
|
- |
-11KClosed |
$182K - $191K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Jul 14, 2021
Q2 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-999Closed |
$15.9K - $17.1K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-34.4KClosed |
$514K - $553K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-25.4KClosed |
$380K - $409K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-275Closed |
$4.11K - $4.42K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
M&T Bank Corp
|
SELL
|
- |
-15KClosed |
$224K - $241K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-35.3KClosed |
$528K - $568K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 22, 2023
Q4 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1K+ 22.1% |
$12.8K - $15.1K
|
5.53K
$83.3K
|
|
|
Feb 16, 2021
Q4 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-26.8KClosed |
$342K - $404K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-500Closed |
$6.38K - $7.55K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-354Closed |
$4.52K - $5.34K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
8KNew |
$102K - $121K
|
8K
$121K
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Fsa Wealth Management LLC
Needham, MA |
SELL
|
- |
-500Closed |
$6.26K - $6.87K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-2KClosed |
$25K - $27.5K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-15.8KClosed |
$159K - $206K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-300Closed |
$3.02K - $3.93K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-11KClosed |
$101K - $200K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-229Closed |
$2.1K - $4.17K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.09KClosed |
$10K - $19.9K
|
0
$0
|
|