Purchases and Sales Made in Q1 2022 in Barings Global Short Duration High Yield Fund (BGH)
This table provides information about the institutional ownership of Barings Global Short Duration High Yield Fund (BGH) during Q1 2022. The information is specifically focused on institutions that hold shares of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
192K+ 41.98% |
$2.86M - $3.35M
|
649K
$10.4M
|
|
|
May 16, 2022
Q1 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
154KNew |
$2.29M - $2.68M
|
154K
$2.45M
|
|
|
May 16, 2022
Q1 2022
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
119KNew |
$1.77M - $2.07M
|
119K
$1.9M
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
93KNew |
$1.39M - $1.62M
|
93K
$1.48M
|
|
|
Apr 29, 2022
Q1 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
78KNew |
$1.16M - $1.36M
|
78K
$1.24M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
55.6K+ 12.27% |
$831K - $972K
|
509K
$8.13M
|
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
55.2K+ 12.48% |
$824K - $964K
|
498K
$7.94M
|
|
|
May 10, 2022
Q1 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
27.4KNew |
$409K - $479K
|
27.4K
$437K
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
27.4K+ 34.13% |
$408K - $478K
|
108K
$1.72M
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
27.2KNew |
$405K - $474K
|
27.2K
$433K
|
|
|
Apr 26, 2022
Q1 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
24.2K+ 15.97% |
$362K - $423K
|
176K
$2.81M
|
|
|
Apr 21, 2022
Q1 2022
|
Mcrae Capital Management Inc
|
BUY
|
- |
17.8KNew |
$266K - $312K
|
17.8K
$285K
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
16.3K+ 6.97% |
$243K - $284K
|
249K
$3.98M
|
|
|
May 10, 2022
Q1 2022
|
Clear Harbor Asset Management, LLC
|
BUY
|
- |
15.9K+ 73.83% |
$237K - $278K
|
37.4K
$597K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
15.2K+ 155.9% |
$226K - $265K
|
24.9K
$397K
|
|
|
May 06, 2022
Q1 2022
|
Granite Shares Advisors LLC
|
BUY
|
- |
15K+ 9.73% |
$223K - $261K
|
169K
$2.69M
|
|
|
May 16, 2022
Q1 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
13.8KNew |
$206K - $241K
|
13.8K
$220K
|
|
|
May 11, 2022
Q1 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
12KNew |
$179K - $209K
|
12K
$191K
|
|
|
May 02, 2022
Q1 2022
|
Integrated Capital Management, Inc.
|
BUY
|
- |
11KNew |
$164K - $192K
|
11K
$175K
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
5.4K+ 62.47% |
$80.6K - $94.3K
|
14K
$224K
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
3.62KNew |
$54K - $63.2K
|
3.62K
$57.8K
|
|
|
May 13, 2022
Q1 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
3.5K+ 5.35% |
$52.2K - $61.1K
|
68.9K
$1.1M
|
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.34K+ 16.87% |
$49.9K - $58.3K
|
23.1K
$369K
|
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.73K+ 15.24% |
$25.9K - $30.3K
|
13.1K
$209K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.5K+ 10.71% |
$22.3K - $26.1K
|
15.5K
$247K
|
|
|
May 11, 2022
Q1 2022
|
Vicus Capital
State College, PA |
BUY
|
- |
1.04K+ 10.06% |
$15.5K - $18.2K
|
11.4K
$182K
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.03K+ 5.65% |
$15.4K - $18K
|
19.3K
$308K
|
|
|
Apr 25, 2022
Q1 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
700New |
$10.5K - $12.2K
|
700
$11.2K
|
|
|
May 12, 2022
Q1 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
431New |
$6.43K - $7.53K
|
431
$6.88K
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
361+ 3.51% |
$5.39K - $6.3K
|
10.6K
$170K
|
|
|
May 13, 2022
Q1 2022
|
Barings LLC
|
BUY
|
- |
199+ 1.93% |
$2.97K - $3.47K
|
10.5K
$168K
|
|
|
Apr 13, 2022
Q1 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
150+ 0.22% |
$2.24K - $2.62K
|
67.5K
$1.08M
|
|
|
May 05, 2022
Q1 2022
|
Bhk Investment Advisors, LLC
|
BUY
|
- |
40+ 0.16% |
$597 - $698
|
25.1K
$400K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-284- 2.2% |
$4.24K - $4.96K
|
12.6K
$202K
|
|
|
May 13, 2022
Q1 2022
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-855- 7.08% |
$12.8K - $14.9K
|
11.2K
$179K
|
|
|
May 13, 2022
Q1 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-941- 0.64% |
$14K - $16.4K
|
145K
$2.32M
|
|
|
May 12, 2022
Q1 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-1.79K- 0.2% |
$26.7K - $31.3K
|
885K
$14.1M
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.8K- 2.19% |
$26.9K - $31.4K
|
80.5K
$1.29M
|
|
|
May 06, 2022
Q1 2022
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-1.87KClosed |
$27.9K - $32.6K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-2.15K- 15.34% |
$32K - $37.5K
|
11.8K
$189K
|
|
|
May 12, 2022
Q1 2022
|
Tsp Capital Management Group, LLC
|
SELL
|
- |
-2.2K- 0.58% |
$32.8K - $38.4K
|
377K
$6.02M
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.8KClosed |
$41.8K - $48.9K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.95K- 16.05% |
$44.1K - $51.6K
|
15.5K
$247K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.72K- 6.45% |
$55.6K - $65K
|
54K
$862K
|
|
|
May 16, 2022
Q1 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-4.44K- 11.09% |
$66.3K - $77.5K
|
35.6K
$568K
|
|
|
Sep 21, 2023
Q1 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-4.44K- 11.09% |
$66.3K - $77.5K
|
35.6K
$568K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.95K- 14.05% |
$73.9K - $86.4K
|
30.3K
$483K
|
|
|
May 13, 2022
Q1 2022
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-5K- 33.33% |
$74.7K - $87.3K
|
10K
$160K
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.4K- 8.29% |
$80.6K - $94.3K
|
59.7K
$953K
|