Latest Institutional Transactions on Saba Capital Income & Opportunities Fund (BRW)
This table provides information on the latest institutional transactions involving Saba Capital Income & Opportunities Fund (BRW) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 20, 2026
Q4 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
SELL
|
- |
-16.8K- 5.92% |
$119K - $128K
|
266K
$1.89M
|
|
|
Jan 16, 2026
Q4 2025
|
Fny Investment Advisers, LLC
|
BUY
|
- |
100New |
$710 - $767
|
100
$710
|
|
|
Jan 14, 2026
Q4 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
53KNew |
$377K - $407K
|
53K
$377K
|
|
|
Jan 12, 2026
Q4 2025
|
Perennial Advisors, LLC
New York, NY |
BUY
|
- |
359+ 3.58% |
$2.55K - $2.75K
|
10.4K
$73.7K
|
|
|
Jan 12, 2026
Q4 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
789+ 1.72% |
$5.6K - $6.05K
|
46.5K
$330K
|
|
|
Jan 12, 2026
Q4 2025
|
Peak Financial Advisors LLC
|
BUY
|
- |
21K+ 32.94% |
$149K - $161K
|
84.7K
$601K
|
|
|
Jan 08, 2026
Q4 2025
|
Tactive Advisors, LLC
Jacksonville, FL |
BUY
|
- |
22.5KNew |
$160K - $173K
|
22.5K
$160K
|
|
|
Jan 08, 2026
Q4 2025
|
Gridiron Partners, LLC
Wexford, PA |
SELL
|
- |
-42.6M- 99.95% |
$303M - $327M
|
23.4K
$166K
|
|
|
Jan 08, 2026
Q4 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
39.5KNew |
$281K - $303K
|
39.5K
$281K
|
|
|
Jan 05, 2026
Q4 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
58.2K+ 62.25% |
$413K - $446K
|
152K
$1.08M
|
|
|
Jan 05, 2026
Q4 2025
|
Park Avenue Securities LLC
|
BUY
|
- |
169KNew |
$1.2M - $1.29M
|
169K
$1.2M
|
|
| Q3 2025 | |||||||
|
Nov 21, 2025
Q3 2025
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-58K- 22.73% |
$447K - $490K
|
197K
$1.4M
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
446+ 2.67% |
$3.44K - $3.77K
|
17.2K
$122K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
150New |
$1.16K - $1.27K
|
150
$1.07K
|
|
|
Nov 14, 2025
Q3 2025
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
15KNew |
$116K - $127K
|
15K
$107K
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
385+ 2.62% |
$2.97K - $3.26K
|
15.1K
$107K
|
|
|
Nov 14, 2025
Q3 2025
|
Quarry LP
New York, NY |
SELL
|
- |
-156K- 58.82% |
$1.21M - $1.32M
|
109K
$776K
|
|
|
Nov 14, 2025
Q3 2025
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
97KNew |
$749K - $821K
|
97K
$689K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.58KNew |
$19.9K - $21.8K
|
2.58K
$18.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.6K+ 31.67% |
$89.4K - $97.9K
|
48.1K
$342K
|
|
|
Nov 14, 2025
Q3 2025
|
Scotia Capital Inc.
|
SELL
|
- |
-21.6K- 15.41% |
$166K - $182K
|
118K
$840K
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-34.1K- 50.58% |
$264K - $289K
|
33.4K
$237K
|
|
|
Nov 14, 2025
Q3 2025
|
Adalta Capital Management LLC
New York, NY |
BUY
|
- |
82.3K+ 86.45% |
$635K - $696K
|
178K
$1.26M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
27.7K+ 9.8% |
$214K - $234K
|
310K
$2.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
4.98K+ 5.05% |
$38.4K - $42.1K
|
104K
$735K
|
|
|
Nov 14, 2025
Q3 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-1.49M- 79.66% |
$11.5M - $12.6M
|
381K
$2.71M
|
|
|
Nov 14, 2025
Q3 2025
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
34.1KNew |
$263K - $289K
|
34.1K
$242K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-20K- 31.29% |
$155K - $169K
|
44K
$312K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.81K- 0.38% |
$21.7K - $23.8K
|
731K
$5.19M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-17.2K- 15.67% |
$133K - $146K
|
92.6K
$658K
|
|
|
Nov 13, 2025
Q3 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
86.2KNew |
$665K - $729K
|
86.2K
$612K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
3.89K+ 7.63% |
$30K - $32.9K
|
54.9K
$390K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.08K+ 0.73% |
$8.36K - $9.16K
|
149K
$1.06M
|
|
|
Nov 13, 2025
Q3 2025
|
Css LLC
Chicago, IL |
SELL
|
- |
-19.1K- 14.23% |
$147K - $161K
|
115K
$817K
|
|
|
Nov 13, 2025
Q3 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
91.7KNew |
$708K - $776K
|
91.7K
$651K
|
|
|
Nov 13, 2025
Q3 2025
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
137KNew |
$1.06M - $1.16M
|
137K
$971K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-19.4K- 3.47% |
$150K - $164K
|
540K
$3.84M
|
|
|
Nov 13, 2025
Q3 2025
|
Seven Mile Advisory
Ewing, NJ |
BUY
|
- |
610KNew |
$4.71M - $5.16M
|
610K
$4.33M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-189- 1.79% |
$1.46K - $1.6K
|
10.4K
$73.5K
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
622New |
$4.8K - $5.26K
|
622
$4.42K
|
|
|
Nov 13, 2025
Q3 2025
|
Westchester Capital Management, LLC
Valhalla, NY |
SELL
|
- |
-22.3K- 50.0% |
$173K - $189K
|
22.3K
$159K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11K+ 44.51% |
$85.2K - $93.4K
|
35.8K
$254K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
SELL
|
- |
-486- 4.66% |
$3.75K - $4.11K
|
9.94K
$70.6K
|
|
|
Nov 12, 2025
Q3 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
729K+ 163.19% |
$5.62M - $6.16M
|
1.18M
$8.34M
|
|
|
Nov 12, 2025
Q3 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
2.2K+ 1.38% |
$17K - $18.6K
|
161K
$1.15M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8.04K+ 1.98% |
$62.1K - $68K
|
415K
$2.95M
|
|
|
Nov 12, 2025
Q3 2025
|
Parallel Advisors, LLC
|
BUY
|
- |
4.82K+ 24.98% |
$37.2K - $40.8K
|
24.1K
$171K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
38.2K+ 48.32% |
$295K - $323K
|
117K
$832K
|
|
|
Nov 10, 2025
Q3 2025
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
57.8K+ 154.44% |
$446K - $489K
|
95.3K
$676K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
SELL
|
- |
-2.51K- 21.67% |
$19.4K - $21.2K
|
9.07K
$64.4K
|
|