Latest Institutional Transactions on John Hancock Financial Opportunities Fund (BTO)
This table provides information on the latest institutional transactions involving John Hancock Financial Opportunities Fund (BTO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
3+ 0.07% |
$102 - $114
|
4.5K
$149K
|
|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
BUY
|
- |
2.83KNew |
$96.4K - $107K
|
2.83K
$94K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
97New |
$3.3K - $3.67K
|
97
$3.22K
|
|
|
Nov 14, 2025
Q3 2025
|
Fca Corp
Houston, TX |
BUY
|
- |
1.08K+ 1.17% |
$36.8K - $40.9K
|
93.5K
$3.11M
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
2.19K+ 9.54% |
$74.5K - $82.8K
|
25.1K
$835K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
5New |
$170 - $189
|
5
$166
|
|
|
Nov 14, 2025
Q3 2025
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-803- 5.37% |
$27.3K - $30.4K
|
14.1K
$470K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-950- 5.53% |
$32.3K - $35.9K
|
16.2K
$540K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-200- 56.5% |
$6.81K - $7.57K
|
154
$5.12K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
8K+ 19.34% |
$272K - $303K
|
49.3K
$1.64M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-9.97K- 0.81% |
$339K - $377K
|
1.22M
$40.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.09KNew |
$241K - $268K
|
7.09K
$235K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
138+ 0.73% |
$4.7K - $5.22K
|
19.1K
$635K
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
6.58KNew |
$224K - $249K
|
6.58K
$219K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-367K- 65.63% |
$12.5M - $13.9M
|
192K
$6.38M
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
340New |
$11.6K - $12.9K
|
340
$11.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
20.7KNew |
$704K - $783K
|
20.7K
$687K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
51K+ 8.61% |
$1.74M - $1.93M
|
643K
$21.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
61+ 0.13% |
$2.08K - $2.31K
|
46.7K
$1.55M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-7.82K- 55.56% |
$266K - $296K
|
6.26K
$208K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.69K+ 12.92% |
$57.5K - $63.9K
|
14.8K
$490K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-62.8K- 30.9% |
$2.14M - $2.38M
|
140K
$4.67M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-685- 0.79% |
$23.3K - $25.9K
|
86.4K
$2.87M
|
|
|
Nov 12, 2025
Q3 2025
|
Chancellor Financial Group Wb LP
Wilkes Barre, PA |
BUY
|
- |
193+ 0.63% |
$6.57K - $7.3K
|
30.9K
$1.03M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
1.17K+ 5.82% |
$40K - $44.4K
|
21.3K
$709K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.22K+ 5.84% |
$75.6K - $84K
|
40.2K
$1.34M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.82K+ 19.11% |
$232K - $258K
|
42.5K
$1.41M
|
|
|
Nov 10, 2025
Q3 2025
|
Alpha Core Capital LLC
La Jolla, CA |
SELL
|
- |
-440- 1.96% |
$15K - $16.6K
|
22K
$733K
|
|
|
Nov 10, 2025
Q3 2025
|
North Star Asset Management Inc
|
SELL
|
- |
-3.26K- 4.51% |
$111K - $123K
|
69K
$2.29M
|
|
|
Nov 07, 2025
Q3 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-40.2K- 41.64% |
$1.37M - $1.52M
|
56.3K
$1.87M
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-200- 9.92% |
$6.81K - $7.57K
|
1.82K
$60.4K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-78- 0.48% |
$2.66K - $2.95K
|
16.3K
$541K
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
503New |
$17.1K - $19K
|
503
$16.7K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
211+ 0.71% |
$7.18K - $7.98K
|
29.7K
$988K
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
1.51K+ 14.18% |
$51.6K - $57.3K
|
12.2K
$405K
|
|
|
Nov 04, 2025
Q3 2025
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
1KNew |
$34.1K - $37.8K
|
1K
$33.2K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
22New |
$749 - $832
|
22
$731
|
|
|
Oct 30, 2025
Q3 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-1.55K- 5.69% |
$52.9K - $58.8K
|
25.7K
$855K
|
|
|
Oct 30, 2025
Q3 2025
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-1.12K- 16.21% |
$38.1K - $42.4K
|
5.79K
$192K
|
|
|
Oct 28, 2025
Q3 2025
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
SELL
|
- |
-86- 0.23% |
$2.93K - $3.25K
|
36.8K
$1.22M
|
|
|
Oct 27, 2025
Q3 2025
|
Mountain Hill Investment Partners Corp.
Atlantic Highlands, NJ |
BUY
|
- |
300New |
$10.2K - $11.4K
|
300
$9.97K
|
|
|
Oct 27, 2025
Q3 2025
|
Stephens Inc
|
SELL
|
- |
-325- 2.52% |
$11.1K - $12.3K
|
12.6K
$418K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-8.47K- 4.09% |
$288K - $321K
|
199K
$6.6M
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
13.2KNew |
$449K - $499K
|
13.2K
$438K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.84K- 21.32% |
$131K - $145K
|
14.2K
$471K
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
14+ 0.13% |
$477 - $530
|
10.8K
$359K
|
|
|
Oct 16, 2025
Q3 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-972- 97.2% |
$33.1K - $36.8K
|
28
$930
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-117- 16.88% |
$3.98K - $4.43K
|
576
$19.1K
|
|
|
Oct 15, 2025
Q3 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-3.5K- 10.98% |
$119K - $132K
|
28.4K
$942K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
100New |
$3.4K - $3.78K
|
100
$3.32K
|
|